STANCORP INVESTMENT ADVISERS, INC.
Adviser information for STANCORP INVESTMENT ADVISERS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 112 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 103 |
| Registered State Investment Advisers | 80 |
| Licensed Agents of an Insurance Company | 52 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 126,310 | $34.4B |
| Non-Discretionary | 0 | $0 |
| Total | 126,310 | $34.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 122,529 | $5.1B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3,531 | $27.7B |
| Charitable organizations | 155 | $1.2B |
| State or municipal gov entities | 95 | $476.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed feesAS NOTED IN SCHEDULE D MISC,AFFILIATE BY INTERCOMPANY AGREEMENT |
Principal Office
1100 SW SIXTH AVENUEP9
PORTLAND
OR
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 800-858-5420, Fax: None
Websites
Chief Compliance Officer
CHARLES LIM
DIRECTOR
1100 SW 6TH AVENUE
P9
PORTLAND
OR
United States
Tel:
971-321-3830
C**********@***********M
(Full email address available in API data)
Regulatory Contact
MARIA GONZALEZ
PRESIDENT
1100 SW 6TH AVENUE
P9
PORTLAND
OR
United States
Tel:
971-321-2337
M*************@***********M
(Full email address available in API data)
Industry Affiliates
| STANCORP EQUITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STANDARD INSURANCE COMPANY | Insurance company or agency |
| STANDARD RETIREMENT SERVICES, INC. | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | Domestic Entity | – | OWNER | 05/2000 | > 75% |
| GONZALEZ, MARIA, ESMERALDA | Individual | – | PRESIDENT | 05/2020 | < 5% |
| SIMPSON, THOMAS, RAY | Individual | – | VICE PRESIDENT & TREASURER | 05/2020 | < 5% |
| HUANG, JAMES, PEI-YUEN | Individual | – | SECRETARY | 02/2021 | < 5% |
| LIM, CHARLES, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| WERKMAN, GARY, LEE | Individual | – | VICE PRESIDENT | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed January 22nd, 2016 for period ending September 30th, 2015
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| None | None | 0 | 0 | – |