GEN FINANCIAL MANAGEMENT INC.
Adviser information for GEN FINANCIAL MANAGEMENT INC. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,932 | $413.5M |
| Non-Discretionary | 60 | $17.8M |
| Total | 1,992 | $431.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 271 | $101.1M |
| HNW Individuals | 161 | $303.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $27.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-57823 |
|---|---|
| SEC ERA File Number | 801-57823 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110179 |
| Legal Entity Identifier | None |
Principal Office
10810 OLD COUNTY ROAD 15SUITE 200
PLYMOUTH
MN
United States
Monday - Friday, 8:00AM TO 5:00PM CST
Tel: 952-513-1466, Fax: 952-513-1464
Chief Compliance Officer
ERIC C. MOLESKI
PRESIDENT
10810 OLD COUNTY ROAD 15
SUITE 200
PLYMOUTH
MN
United States
Tel:
952-513-1466
Fax:
952-513-1464
E***********@***************M
(Full email address available in API data)
Regulatory Contact
LISA A. HEMMER
MANAGER
10810 OLD COUNTY ROAD 15
SUITE 200
PLYMOUTH
MN
United States
Tel:
(952) 513-1466
Fax:
(952) 513-1464
L**********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOLESKI, ERIC, CRAIG | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 02/1998 | > 75% |
| LINDBERG, AARON, ANDREW | Individual | – | CHIEF INVESTMENT OFFICER | 04/2018 | 25-50% |
| VANCURA, BRYAN, LYNN | Individual | – | PRINCIPAL/FINANCIAL ADVISOR | 05/2019 | 5-10% |