Hedge Fund Database

FBB CAPITAL PARTNERS

FULTON BREAKEFIELD BROENNIMAN,LLC Legal Name

Adviser information for FBB CAPITAL PARTNERS last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,917 $1.9B
Non-Discretionary 0 $0
Total 2,917 $1.9B

Clients

Type Number RAUM
Individuals 485 $248.0M
HNW Individuals 570 $1.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 8 $17.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-57836
SEC ERA File Number 801-57836
SEC CIK Numbers 1119254
SEC CRD Numbers 108967
Legal Entity Identifier None

Principal Office

4520 EAST-WEST HIGHWAY
SUITE 450
BETHESDA
MD
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 301-657-8870, Fax: 301-657-0866

Websites

www.fbbcapitalpartners.com www.linkedin.com/company/fbb-capital-partners/ www.youtube.com/channel/ucmd8gu3vcxq1fp8qar-gtcw www.facebook.com/fbb-capital-partners-1451638121733321/ twitter.com/fbbcap www.instagram.com/fbbcapitalpartners/?igshid=ymmymta2m2y%3d

Chief Compliance Officer

STEIN ANDRE OLAVSRUD
EXECUTIVE VICE PRESIDENT
4520 EAST-WEST HWY
SUITE 450
BETHESDA
MD
United States
Tel: 410-822-0813
Fax: 410-822-0818
(Full email address available in API data)

Regulatory Contact

MICHAEL J MUSSIO
PRESIDENT
4520 EAST WEST HWY
SUITE 450
BETHESDA
MD
United States
Tel: 301-657-8870
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FULTON, SUSAN, BREAKEFIELD Individual JULIAN, INCORPORATED SHAREHOLDER 03/2001 > 75%
JULIAN, INCORPORATED Domestic Entity – MEMBER 03/2001 25-50%
FULTON, SUSAN, BREAKEFIELD Individual – FOUNDER 03/2001 < 5%
MUSSIO, MICHAEL, JOHN Individual – PRESIDENT 02/2017 25-50%
OLAVSRUD, STEIN, ANDRE Individual – CHIEF COMPLIANCE OFFICER, EVP 07/2019 10-25%
SIMPSON, BRIDGET, MARIE Individual – DIRECTOR OF OPERATIONS 02/2017 5-10%

No. Employees, Historic

30150201920202021202220232024202515 on 7/8/201915 on 7/12/201915 on 9/20/201915 on 10/16/201915 on 12/13/201917 on 3/31/202017 on 6/22/202017 on 6/29/202017 on 8/31/202017 on 11/25/202017 on 3/24/202117 on 5/21/202117 on 11/10/202117 on 1/28/202219 on 3/25/202219 on 7/11/202219 on 9/26/202219 on 9/27/202219 on 12/21/202219 on 1/26/202321 on 3/23/202321 on 5/17/202321 on 5/26/202321 on 9/7/202321 on 2/23/2024

RAUM, Historic

2B1B020192020202120222023202420251124701796 on 7/8/20191124701796 on 7/12/20191124701796 on 9/20/20191124701796 on 10/16/20191124701796 on 12/13/20191258000000 on 3/31/20201258000000 on 6/22/20201258000000 on 6/29/20201258000000 on 8/31/20201258000000 on 11/25/20201418000000 on 3/24/20211418000000 on 5/21/20211418000000 on 11/10/20211418000000 on 1/28/20221806000000 on 3/25/20221806000000 on 7/11/20221806000000 on 9/26/20221806000000 on 9/27/20221806000000 on 12/21/20221806000000 on 1/26/20231636130105 on 3/23/20231636130105 on 5/17/20231636130105 on 5/26/20231636130105 on 9/7/20231867509000 on 2/23/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025811 on 7/8/2019811 on 7/12/2019811 on 9/20/2019811 on 10/16/2019811 on 12/13/2019842 on 3/31/2020842 on 6/22/2020842 on 6/29/2020842 on 8/31/2020842 on 11/25/2020965 on 3/24/2021965 on 5/21/2021965 on 11/10/2021965 on 1/28/20221012 on 3/25/20221012 on 7/11/20221012 on 9/26/20221012 on 9/27/20221012 on 12/21/20221012 on 1/26/20231044 on 3/23/20231044 on 5/17/20231044 on 5/26/20231044 on 9/7/20231063 on 2/23/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 812K 8K –
ABBVIE INC COM 16M 94K –
ACCENTURE PLC IRELAND SHS CLASS A 18M 58K –
ADOBE INC COM 15M 28K –
ADVANCED MICRO DEVICES INC COM 11M 67K –
ALBEMARLE CORP COM 6M 59K –
ALPHABET INC CAP STK CL A 49M 270K –
ALPHABET INC CAP STK CL C 2M 11K –
AMAZON COM INC COM 53M 274K –
AMERICAN ELEC PWR CO INC COM 416K 5K –
AMERICAN EXPRESS CO COM 10M 45K –
AMERICAN TOWER CORP NEW COM 329K 2K –
AMGEN INC COM 2M 6K –
AMPHENOL CORP NEW CL A 296K 4K –
APOLLO GLOBAL MGMT INC COM 15M 126K –
APPLE INC COM 72M 342K –
APPLIED MATLS INC COM 446K 2K –
ARES CAPITAL CORP COM 252K 12K –
ARISTA NETWORKS INC COM 706K 2K –
ASML HOLDING N V N Y REGISTRY SHS 602K 589 –
AT&T INC COM 210K 11K –
ATMOS ENERGY CORP COM 487K 4K –
AUTOMATIC DATA PROCESSING IN COM 11M 46K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 36M 89K –
BLOCK H & R INC COM 543K 10K –
BOEING CO COM 814K 4K –
BROADCOM INC COM 353K 220 –
CAPITAL ONE FINL CORP COM 266K 2K –
CATERPILLAR INC COM 624K 2K –
CHEVRON CORP NEW COM 15M 93K –
CHIPOTLE MEXICAN GRILL INC COM 385K 6K –
CHURCH & DWIGHT CO INC COM 16M 158K –
CISCO SYS INC COM 532K 11K –
CLOROX CO DEL COM 461K 3K –
COCA COLA CO COM 739K 12K –
COLGATE PALMOLIVE CO COM 357K 4K –
COSTCO WHSL CORP NEW COM 2M 2K –
CROWDSTRIKE HLDGS INC CL A 245K 640 –
DANAHER CORPORATION COM 25M 101K –
DEERE & CO COM 341K 913 –
DIAGEO PLC SPON ADR NEW 9M 70K –
DISNEY WALT CO COM 614K 6K –
DOMINION ENERGY INC COM 241K 5K –
DUKE ENERGY CORP NEW COM NEW 477K 5K –
EATON CORP PLC SHS 1M 3K –
EBAY INC. COM 263K 5K –
ELEVANCE HEALTH INC COM 431K 796 –
ELI LILLY & CO COM 40M 44K –
ENPHASE ENERGY INC COM 3M 31K –
EXTRA SPACE STORAGE INC COM 11M 72K –
EXXON MOBIL CORP COM 2M 20K –
FIRST TR HIGH YIELD OPPRT 20 COM 151K 11K –
FRANKLIN TEMPLETON ETF TR US MID CP MLTFCT 322K 6K –
FS KKR CAP CORP COM 213K 11K –
GENERAL DYNAMICS CORP COM 12M 42K –
GOLDMAN SACHS GROUP INC COM 318K 702 –
HOME DEPOT INC COM 858K 2K –
HONEYWELL INTL INC COM 643K 3K –
HOWMET AEROSPACE INC COM 17M 217K –
ILLINOIS TOOL WKS INC COM 2M 8K –
INTEL CORP COM 266K 9K –
INTERNATIONAL BUSINESS MACHS COM 458K 3K –
INTUIT COM 204K 311 –
INTUITIVE SURGICAL INC COM NEW 649K 1K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 26K –
INVESCO QQQ TR UNIT SER 1 4M 8K –
ISHARES TR 0-5YR HI YL CP 3M 76K –
ISHARES TR 3 7 YR TREAS BD 238K 2K –
ISHARES TR 7-10 YR TRSY BD 4M 39K –
ISHARES TR TIPS BD ETF 11M 104K –
ISHARES TR USD INV GRDE ETF 11M 221K –
ISHARES TR CORE S&P500 ETF 70M 128K –
ISHARES TR CORE S&P MCP ETF 36M 623K –
ISHARES TR CORE S&P SCP ETF 35M 332K –
ISHARES TR CORE US AGGBD ET 36M 372K –
ISHARES TR IBONDS DEC24 ETF 6M 257K –
ISHARES TR IBONDS DEC25 ETF 7M 280K –
ISHARES TR IBONDS DEC2026 6M 262K –
ISHARES TR IBONDS 27 ETF 3M 127K –
ISHARES TR IBDS DEC28 ETF 2M 94K –
ISHARES TR IBONDS DEC 29 1M 61K –
ISHARES TR IBONDS DEC 2030 331K 16K –
ISHARES TR IBOXX INV CP ETF 14M 128K –
ISHARES TR EAFE GRWTH ETF 326K 3K –
ISHARES TR ISHARES BIOTECH 369K 3K –
ISHARES TR NATIONAL MUN ETF 6M 60K –
ISHARES TR PFD AND INCM SEC 16M 493K –
ISHARES TR RUS 1000 ETF 672K 2K –
ISHARES TR RUS 1000 GRW ETF 263K 722 –
ISHARES TR RUS 1000 VAL ETF 225K 1K –
ISHARES TR RUSSELL 2000 ETF 10M 51K –
ISHARES TR RUS 2000 GRW ETF 396K 2K –
ISHARES TR RUS 2000 VAL ETF 637K 4K –
ISHARES TR RUSSELL 3000 ETF 592K 2K –
ISHARES TR RUS MID CAP ETF 2M 24K –
ISHARES TR S&P 100 ETF 6M 22K –
ISHARES TR S&P MC 400GR ETF 5M 54K –
ISHARES TR SELECT DIVID ETF 2M 16K –
JOHNSON & JOHNSON COM 18M 122K –
JPMORGAN CHASE & CO. COM 1M 7K –
KIMBERLY-CLARK CORP COM 784K 6K –
LINDE PLC SHS 21M 49K –
LOCKHEED MARTIN CORP COM 386K 826 –
LOWES COS INC COM 25M 114K –
MARRIOTT INTL INC NEW CL A 2M 7K –
MARSH & MCLENNAN COS INC COM 14M 69K –
MARVELL TECHNOLOGY INC COM 588K 8K –
MASTERCARD INCORPORATED CL A 229K 520 –
MCDONALDS CORP COM 19M 74K –
MERCK & CO INC COM 1M 9K –
MICROCHIP TECHNOLOGY INC. COM 531K 6K –
MICROSOFT CORP COM 85M 189K –
MODERNA INC COM 215K 2K –
MONDELEZ INTL INC CL A 449K 7K –
MONSTER BEVERAGE CORP NEW COM 327K 7K –
NETFLIX INC COM 9M 14K –
NEXTERA ENERGY INC COM 27M 382K –
NIKE INC CL B 5M 68K –
NORFOLK SOUTHN CORP COM 286K 1K –
NORTHROP GRUMMAN CORP COM 984K 2K –
NRG ENERGY INC COM NEW 203K 3K –
NVIDIA CORPORATION COM 3M 21K –
OLD DOMINION FREIGHT LINE IN COM 496K 3K –
ORACLE CORP COM 342K 2K –
PACER FDS TR US CASH COWS 100 432K 8K –
PACER FDS TR PACER US SMALL 334K 8K –
PARKER-HANNIFIN CORP COM 604K 1K –
PENNANTPARK FLOATING RATE CA COM 136K 12K –
PEPSICO INC COM 15M 92K –
PFIZER INC COM 255K 9K –
PHATHOM PHARMACEUTICALS INC COM 243K 24K –
PIMCO CORPORATE & INCOME OPP COM 240K 17K –
PNC FINL SVCS GROUP INC COM 907K 6K –
PROCTER AND GAMBLE CO COM 2M 10K –
PROGRESSIVE CORP COM 30M 143K –
PROLOGIS INC. COM 382K 3K –
QUALCOMM INC COM 345K 2K –
REALTY INCOME CORP COM 235K 4K –
REGENERON PHARMACEUTICALS COM 227K 216 –
ROPER TECHNOLOGIES INC COM 18M 32K –
RTX CORPORATION COM 719K 7K –
S&P GLOBAL INC COM 236K 530 –
SALESFORCE INC COM 16M 62K –
SCHWAB STRATEGIC TR US BRD MKT ETF 276K 4K –
SCHWAB STRATEGIC TR US LRG CAP ETF 780K 12K –
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 18K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 25K –
SCHWAB STRATEGIC TR US TIPS ETF 2M 34K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 7K –
SHERWIN WILLIAMS CO COM 291K 975 –
SOUTHERN CO COM 293K 4K –
SPDR GOLD TR GOLD SHS 487K 2K –
SPDR S&P 500 ETF TR TR UNIT 20M 38K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 455K 850 –
SPDR SER TR BBG CONV SEC ETF 24M 333K –
SPDR SER TR PORTFLI TIPS ETF 1M 57K –
SPDR SER TR BLOOMBERG SHT TE 13M 527K –
STARBUCKS CORP COM 230K 3K –
STRYKER CORPORATION COM 1M 3K –
SYNOPSYS INC COM 546K 918 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 40M 231K –
TESLA INC COM 5M 26K –
TEXAS INSTRS INC COM 10M 53K –
THE CIGNA GROUP COM 226K 685 –
THERMO FISHER SCIENTIFIC INC COM 369K 668 –
TJX COS INC NEW COM 16M 147K –
UNION PAC CORP COM 15M 68K –
UNITEDHEALTH GROUP INC COM 32M 62K –
VANGUARD BD INDEX FDS INTERMED TERM 350K 5K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 245K 3K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 274K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 328K 657 –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 246K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 702K 9K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 7M 38K –
VANGUARD STAR FDS VG TL INTL STK F 337K 6K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 90K –
VANGUARD WORLD FD INF TECH ETF 296K 513 –
VERIZON COMMUNICATIONS INC COM 207K 5K –
VISA INC COM CL A 31M 118K –
WALMART INC COM 320K 5K –
WESTERN ASSET HIGH INCOM FD COM 99K 23K –
ZOETIS INC CL A 311K 2K –