TANDEM INVESTMENT ADVISORS INC
Adviser information for TANDEM INVESTMENT ADVISORS INC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Virginia, United States |
Employees
Total Number of Employees | 15 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 8 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 9,488 | $3.1B |
Non-Discretionary | 356 | $139.0M |
Total | 9,844 | $3.2B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 9,615 | $3.0B |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 8 | $18.7M |
Investment companies | 1 | $34.7M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 13 | $13.9M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 207 | $165.1M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 2 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 0 |
Portfolio Manager | 2.9B |
Both for Same | 0 |
Portfolio Manager to Program | Sponsor |
---|---|
CONSULTING AND EVALUATION SERVICES (CES) | MORGAN STANLEY |
INVESTMENT MANAGEMENT SERVICES (IMS) | MORGANSTANLEY |
WELLS FARGO SECURITIES PRIVATE ADVISOR NETWORK | WELLS FARGO SECURITIES |
STIFEL HORIZON PROGRAM | STIFEL NICOLAUS |
CLIENT SELECTED MANAGERS (CSM) | ROBERT W. BAIRD & CO |
STEPHENS MANAGED ASSETS PROGRAM | STEPHENS INC. |
MAC ELIGIBLE | UBS |
SELECT UMA | MORGAN STANLEY |
AMERIPRISE | ENVESTNET |
MANAGED ACCOUNT SERVICE (MAS) | MERRILL LYNCH |
CLASSIC | JANNEY MONTGOMERY SCOTT LLC |
BAIRD | ENVESTNET |
GROVE POINT | ENVESTNET |
SEPARATE ACCOUNT NETWORK | FIDELITY |
MANAGED ACCOUNT MARKETPLACE | CHARLES SCHWAB |
MANAGED ACCOUNT COMMAND | LOCKWOOD |
D. A. DAVIDSON & CO. | ENVESTNET |
MAP PROGRAM | RBC WEALTH MANAGEMENT |
OUTSIDE MANAGED PROGRAM (OSM) | RAYMOND JAMES |
MASSMUTUAL | ENVESTNET |
WOODBURY FINANCIAL | ENVESTNET |
RAYMOND JAMES CS | RAYMOND JAMES |
MANAGER SELECT | LPL |
MANAGER ACCESS SELECT | LPL |
TRUIST | ENVESTNET |
ADVISOR PROGRAM | JANNEY MONTGOMERY SCOTT |
MANAGED ACCOUNT NETWORK | ROBERT W. BAIRD, INC. |
THRIVENT | ENVESTNET |
Principal Office
145 KING STREETSUITE 400
CHARLESTON
SC
United States
Monday - Friday, 9:00AM - 4:30PM
Tel: 843-720-3413, Fax: 843-720-3417
Chief Compliance Officer
NICOLE HOFFMAN
CCO
145 KING STREET
SUITE 400
CHARLESTON
SC
United States
Tel:
843-720-3413
Fax:
843-720-3417
N*******@*****************M
(Full email address available in API data)
Regulatory Contact
WILLIAM L. LITTLE, JR.
VICE PRESIDENT
145 KING STREET
SUITE 400
CHARLESTON
SC
United States
Tel:
843-720-3413
Fax:
843-720-3417
W******@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CAREW, JOHN, BRIAN | Individual | – | PRESIDENT | 10/1990 | 50-75% |
LITTLE, WILLIAM, LEO | Individual | – | SENIOR VICE PRESIDENT | 03/2009 | 25-50% |
CAREW, ANN, B. | Individual | – | SECRETARY/TREASURER | 10/1994 | < 5% |
CAREW, BENJAMIN, GREENWOOD | Individual | – | VICE PRESIDENT/PORTFOLIO MANAGER | 01/2022 | 10-25% |
HOFFMAN, NICOLE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
Natoli, Elaine, M | Individual | – | VICE PRESIDENT | 01/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABORATORIES | COM | 104K | 996K | – |
ABBVIE INC COM | COM | 2K | 11K | – |
ACCENTURE PLC IRELAND SHS CLAS | COM | 75K | 247K | – |
AKAMAI TECHNOLOGIES INC | COM | 3K | 30K | – |
ALPHABET INC CL A | COM | 326 | 2K | – |
ALPHABET INC CL C | COM | 220 | 1K | – |
ALTRIA GROUP INC | COM | 270 | 6K | – |
AMAZON COM INC | COM | 465 | 2K | – |
AMETEK INC NEW COM | COM | 210 | 1K | – |
AMGEN INC COM | COM | 249 | 798 | – |
AMPHENOL CORP NEW CL A | COM | 79K | 1M | – |
ANSYS INC COM | COM | 4K | 11K | – |
APPLE COMPUTER INC COM | COM | 1K | 6K | – |
AUTOMATIC DATA PROCESSING | COM | 41K | 173K | – |
BATH & BODY WORKS INC COM | COM | 217 | 6K | – |
BECTON DICKINSON & CO COM | COM | 89K | 382K | – |
BLACKROCK INC COM | COM | 70K | 88K | – |
BLACKSTONE GROUP L P COM UNIT | COM | 498 | 4K | – |
BROWN & BROWN INC | COM | 62K | 691K | – |
BROWN FORMAN CORP CL B | COM | 49K | 1M | – |
CARTER BK & TR MARTINS COM | COM | 257 | 17K | – |
CBOE HLDGS INC COM | COM | 142K | 835K | – |
CHECK POINT SOFTWARE ORD | COM | 5K | 32K | – |
CHURCH & DWIGHT INC COM | COM | 49K | 475K | – |
COCA COLA CO COM | COM | 668 | 11K | – |
COMCAST CORP NEW CL A | COM | 90K | 2M | – |
COSTCO WHOLESALE CORP | COM | 46K | 54K | – |
DOLLAR GEN CORP NEW COM | COM | 320 | 2K | – |
DU PONT E I DE NEMOURS | COM | 284 | 4K | – |
ECOLAB INC COM | COM | 263 | 1K | – |
ENERGY TRANSFER L P COM UT LTD | COM | 249 | 15K | – |
ESSENTIAL UTILS INC COM | COM | 76K | 2M | – |
EXLSERVICE HOLDINGS IN COM | COM | 297 | 9K | – |
EXPEDITORS INTL WASH | COM | 44K | 356K | – |
FACTSET RESH SYS INC COM | COM | 102K | 250K | – |
FASTENAL COMPANY | COM | 628 | 10K | – |
FISERV INC COM | COM | 6K | 40K | – |
FIVE BELOW INC COM | COM | 3K | 24K | – |
GENERAL DYNAMICS CORP | COM | 229 | 788 | – |
HENRY JACK & ASSOC INC COM | COM | 83K | 503K | – |
HOME DEPOT INC COM | COM | 492 | 1K | – |
ILLINOIS TOOL WKS INC COM | COM | 204 | 861 | – |
INTERCONTINENTAL EXCHANGE INC | COM | 106K | 777K | – |
INTUIT COM | COM | 241 | 366 | – |
INTUITIVE SURGICAL INC COM NEW | COM | 5K | 12K | – |
JOHNSON & JOHNSON COM | COM | 74K | 506K | – |
JPMORGAN CHASE & CO | COM | 474 | 2K | – |
MARKETAXESS HLDGS INC COM | COM | 44K | 221K | – |
MASTERCARD INC CL A | COM | 77K | 174K | – |
MCKESSON CORP COM | COM | 236 | 404 | – |
MERCK & CO INC NEW COM | COM | 280 | 2K | – |
MICROSOFT CORP COM | COM | 88K | 196K | – |
NEXTERA ENERGY INC COM | COM | 95K | 1M | – |
NIKE INC CL B | COM | 39K | 516K | – |
NV5 GLOBAL INC COM | COM | 351 | 4K | – |
O REILLY AUTOMOTIVE COM | COM | 7K | 7K | – |
PEPSICO INC | COM | 239 | 1K | – |
PHILIP MORRIS INTL INC COM | COM | 203 | 2K | – |
PROCTER & GAMBLE CO | COM | 339 | 2K | – |
QUALYS INC COM | COM | 5K | 33K | – |
QUIDEL CORP COM | COM | 281 | 8K | – |
REPUBLIC SVCS INC COM | COM | 53K | 274K | – |
RESMED INC COM | COM | 96K | 501K | – |
ROPER TECHNOLOGIES INC COM | COM | 34K | 60K | – |
ROYAL BK CDA MONTREAL COM | COM | 862 | 8K | – |
SCHEIN HENRY INC COM | COM | 4K | 58K | – |
SEI INVESTMENTS CO COM | COM | 28K | 433K | – |
SMUCKER J M CO | COM | 75K | 689K | – |
SPDR TR UNIT SER 1 | COM | 446 | 819 | – |
STERIS PLC SHS USD | COM | 80K | 363K | – |
STRYKER CORP COM | COM | 84K | 246K | – |
TERRENO RLTY CORP COM | COM | 62K | 1M | – |
TJX COS INC NEW COM | COM | 612 | 6K | – |
TRUIST FINL CORP COM | COM | 440 | 11K | – |
TYLER TECHNOLOGIES INC COM | COM | 4K | 7K | – |
UNITED PARCEL SERVICE INC CL | COM | 216 | 2K | – |
UNITEDHEALTH GROUP INC COM | COM | 764 | 2K | – |
VERISK ANALYTICS INC COM | COM | 45K | 165K | – |
VISA INC CL A | COM | 111K | 422K | – |
WAL MART | COM | 954 | 14K | – |
WASTE CONNECTIONS INC COM | COM | 61K | 349K | – |