TANDEM INVESTMENT ADVISORS INC

Adviser information for TANDEM INVESTMENT ADVISORS INC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9,488 $3.1B
Non-Discretionary 356 $139.0M
Total 9,844 $3.2B

Clients

Type Number RAUM
Individuals 9,615 $3.0B
HNW Individuals 0 $0
Banking or thrift institutions 8 $18.7M
Investment companies 1 $34.7M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 13 $13.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 207 $165.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 2.9B
Both for Same 0
Portfolio Manager to Program Sponsor
CONSULTING AND EVALUATION SERVICES (CES) MORGAN STANLEY
INVESTMENT MANAGEMENT SERVICES (IMS) MORGANSTANLEY
WELLS FARGO SECURITIES PRIVATE ADVISOR NETWORK WELLS FARGO SECURITIES
STIFEL HORIZON PROGRAM STIFEL NICOLAUS
CLIENT SELECTED MANAGERS (CSM) ROBERT W. BAIRD & CO
STEPHENS MANAGED ASSETS PROGRAM STEPHENS INC.
MAC ELIGIBLE UBS
SELECT UMA MORGAN STANLEY
AMERIPRISE ENVESTNET
MANAGED ACCOUNT SERVICE (MAS) MERRILL LYNCH
CLASSIC JANNEY MONTGOMERY SCOTT LLC
BAIRD ENVESTNET
GROVE POINT ENVESTNET
SEPARATE ACCOUNT NETWORK FIDELITY
MANAGED ACCOUNT MARKETPLACE CHARLES SCHWAB
MANAGED ACCOUNT COMMAND LOCKWOOD
D. A. DAVIDSON & CO. ENVESTNET
MAP PROGRAM RBC WEALTH MANAGEMENT
OUTSIDE MANAGED PROGRAM (OSM) RAYMOND JAMES
MASSMUTUAL ENVESTNET
WOODBURY FINANCIAL ENVESTNET
RAYMOND JAMES CS RAYMOND JAMES
MANAGER SELECT LPL
MANAGER ACCESS SELECT LPL
TRUIST ENVESTNET
ADVISOR PROGRAM JANNEY MONTGOMERY SCOTT
MANAGED ACCOUNT NETWORK ROBERT W. BAIRD, INC.
THRIVENT ENVESTNET

Identifiers

SEC RIA File Number 801-57846
SEC ERA File Number 801-57846
SEC CIK Numbers 1694284
SEC CRD Numbers 109392
Legal Entity Identifier None

Principal Office

145 KING STREET
SUITE 400
CHARLESTON
SC
United States
Monday - Friday, 9:00AM - 4:30PM
Tel: 843-720-3413, Fax: 843-720-3417

Chief Compliance Officer

NICOLE HOFFMAN
CCO
145 KING STREET
SUITE 400
CHARLESTON
SC
United States
Tel: 843-720-3413
Fax: 843-720-3417
(Full email address available in API data)

Regulatory Contact

WILLIAM L. LITTLE, JR.
VICE PRESIDENT
145 KING STREET
SUITE 400
CHARLESTON
SC
United States
Tel: 843-720-3413
Fax: 843-720-3417
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CAREW, JOHN, BRIAN Individual PRESIDENT 10/1990 50-75%
LITTLE, WILLIAM, LEO Individual SENIOR VICE PRESIDENT 03/2009 25-50%
CAREW, ANN, B. Individual SECRETARY/TREASURER 10/1994 < 5%
CAREW, BENJAMIN, GREENWOOD Individual VICE PRESIDENT/PORTFOLIO MANAGER 01/2022 10-25%
HOFFMAN, NICOLE, MARIE Individual CHIEF COMPLIANCE OFFICER 06/2023 < 5%
Natoli, Elaine, M Individual VICE PRESIDENT 01/2022 < 5%

No. Employees, Historic

201002020202120222023202420258 on 3/27/20208 on 5/11/20208 on 8/3/20208 on 9/4/20208 on 10/14/20208 on 1/8/202110 on 2/25/202110 on 3/2/202110 on 3/31/202110 on 6/3/202110 on 7/23/202110 on 1/20/20229 on 3/1/20229 on 11/18/20229 on 3/2/20239 on 7/6/20239 on 8/28/20239 on 9/5/202315 on 2/26/2024

RAUM, Historic

4B2B0202020212022202320242025848990738 on 3/27/2020848990738 on 5/11/2020848990738 on 8/3/2020848990738 on 9/4/2020848990738 on 10/14/2020848990738 on 1/8/20211486298033 on 2/25/20211486298033 on 3/2/20211486298033 on 3/31/20211486298033 on 6/3/20211486298033 on 7/23/20211486298033 on 1/20/20222033104604 on 3/1/20222033104604 on 11/18/20222534311530 on 3/2/20232534311530 on 7/6/20232534311530 on 8/28/20232997109590 on 9/5/20233206770365 on 2/26/2024

No. Clients, Historic

10,0005,00002020202120222023202420252100 on 3/27/20202100 on 5/11/20202100 on 8/3/20202100 on 9/4/20202100 on 10/14/20202100 on 1/8/20213873 on 2/25/20213873 on 3/2/20213873 on 3/31/20213873 on 6/3/20213873 on 7/23/20213873 on 1/20/20224927 on 3/1/20224927 on 11/18/20227523 on 3/2/20237523 on 7/6/20237523 on 8/28/20239078 on 9/5/20239844 on 2/26/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES COM 104K 996K
ABBVIE INC COM COM 2K 11K
ACCENTURE PLC IRELAND SHS CLAS COM 75K 247K
AKAMAI TECHNOLOGIES INC COM 3K 30K
ALPHABET INC CL A COM 326 2K
ALPHABET INC CL C COM 220 1K
ALTRIA GROUP INC COM 270 6K
AMAZON COM INC COM 465 2K
AMETEK INC NEW COM COM 210 1K
AMGEN INC COM COM 249 798
AMPHENOL CORP NEW CL A COM 79K 1M
ANSYS INC COM COM 4K 11K
APPLE COMPUTER INC COM COM 1K 6K
AUTOMATIC DATA PROCESSING COM 41K 173K
BATH & BODY WORKS INC COM COM 217 6K
BECTON DICKINSON & CO COM COM 89K 382K
BLACKROCK INC COM COM 70K 88K
BLACKSTONE GROUP L P COM UNIT COM 498 4K
BROWN & BROWN INC COM 62K 691K
BROWN FORMAN CORP CL B COM 49K 1M
CARTER BK & TR MARTINS COM COM 257 17K
CBOE HLDGS INC COM COM 142K 835K
CHECK POINT SOFTWARE ORD COM 5K 32K
CHURCH & DWIGHT INC COM COM 49K 475K
COCA COLA CO COM COM 668 11K
COMCAST CORP NEW CL A COM 90K 2M
COSTCO WHOLESALE CORP COM 46K 54K
DOLLAR GEN CORP NEW COM COM 320 2K
DU PONT E I DE NEMOURS COM 284 4K
ECOLAB INC COM COM 263 1K
ENERGY TRANSFER L P COM UT LTD COM 249 15K
ESSENTIAL UTILS INC COM COM 76K 2M
EXLSERVICE HOLDINGS IN COM COM 297 9K
EXPEDITORS INTL WASH COM 44K 356K
FACTSET RESH SYS INC COM COM 102K 250K
FASTENAL COMPANY COM 628 10K
FISERV INC COM COM 6K 40K
FIVE BELOW INC COM COM 3K 24K
GENERAL DYNAMICS CORP COM 229 788
HENRY JACK & ASSOC INC COM COM 83K 503K
HOME DEPOT INC COM COM 492 1K
ILLINOIS TOOL WKS INC COM COM 204 861
INTERCONTINENTAL EXCHANGE INC COM 106K 777K
INTUIT COM COM 241 366
INTUITIVE SURGICAL INC COM NEW COM 5K 12K
JOHNSON & JOHNSON COM COM 74K 506K
JPMORGAN CHASE & CO COM 474 2K
MARKETAXESS HLDGS INC COM COM 44K 221K
MASTERCARD INC CL A COM 77K 174K
MCKESSON CORP COM COM 236 404
MERCK & CO INC NEW COM COM 280 2K
MICROSOFT CORP COM COM 88K 196K
NEXTERA ENERGY INC COM COM 95K 1M
NIKE INC CL B COM 39K 516K
NV5 GLOBAL INC COM COM 351 4K
O REILLY AUTOMOTIVE COM COM 7K 7K
PEPSICO INC COM 239 1K
PHILIP MORRIS INTL INC COM COM 203 2K
PROCTER & GAMBLE CO COM 339 2K
QUALYS INC COM COM 5K 33K
QUIDEL CORP COM COM 281 8K
REPUBLIC SVCS INC COM COM 53K 274K
RESMED INC COM COM 96K 501K
ROPER TECHNOLOGIES INC COM COM 34K 60K
ROYAL BK CDA MONTREAL COM COM 862 8K
SCHEIN HENRY INC COM COM 4K 58K
SEI INVESTMENTS CO COM COM 28K 433K
SMUCKER J M CO COM 75K 689K
SPDR TR UNIT SER 1 COM 446 819
STERIS PLC SHS USD COM 80K 363K
STRYKER CORP COM COM 84K 246K
TERRENO RLTY CORP COM COM 62K 1M
TJX COS INC NEW COM COM 612 6K
TRUIST FINL CORP COM COM 440 11K
TYLER TECHNOLOGIES INC COM COM 4K 7K
UNITED PARCEL SERVICE INC CL COM 216 2K
UNITEDHEALTH GROUP INC COM COM 764 2K
VERISK ANALYTICS INC COM COM 45K 165K
VISA INC CL A COM 111K 422K
WAL MART COM 954 14K
WASTE CONNECTIONS INC COM COM 61K 349K