ASB CAPITAL MANAGEMENT LLC
Adviser information for ASB CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 80 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 81 | $29.7B |
| Non-Discretionary | 0 | $0 |
| Total | 81 | $29.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $13.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $26.9B |
| Pension and profit sharing plans | 21 | $958.4M |
| Charitable organizations | 18 | $155.6M |
| State or municipal gov entities | <5 | $4.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 17 | $480.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $1.2B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-57896 |
|---|---|
| SEC ERA File Number | 801-57896 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110995 |
| Legal Entity Identifier | 2549002IGIWYGHBVV393 |
Principal Office
7501 WISCONSIN AVENUE, WEST TOWER13TH FLOOR
BETHESDA
MD
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 240-482-2900, Fax: 240-482-2950
Chief Compliance Officer
PAUL DUNCAN
CHIEF COMPLIANCE OFFICER
7501 WISCONSIN AVENUE, WEST TOWER
SUITE 1300W
BETHESDA
MD
United States
Tel:
240-482-2990
Fax:
240-482-2990
P******@********M
(Full email address available in API data)
Regulatory Contact
ANNA AMACZI
DEPUTY CHIEF COMPLIANCE OFFICER
7501 WISCONSIN AVE
SUITE 1300W
BETHESDA
MD
United States
Tel:
240-497-7518
Fax:
240-497-7518
A******@********M
(Full email address available in API data)
Industry Affiliates
| CHEVY CHASE TRUST COMPANY | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUNCAN, PAUL, ROY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2005 | < 5% |
| SAUL, BERNARD, FRANCIS II | Individual | – | CHAIRMAN OF THE BOARD OF DIRECTORS | 11/1997 | < 5% |
| MCSWEENY, WILLIAM, F (MI ONLY) | Individual | – | DIRECTOR | 11/1997 | < 5% |
| WELBER, PETER, MICHAEL | Individual | – | DIRECTOR | 03/2023 | < 5% |
| BELLINGER, ROBERT, BENET | Individual | – | CEO, ASB CAPITAL MANAGEMENT LLC | 05/2012 | < 5% |
| CHEVY CHASE TRUST HOLDINGS, LLC | Domestic Entity | – | OWNER | 02/2009 | > 75% |
| PLATTS, HOWARD, GREGORY | Individual | – | DIRECTOR | 03/2009 | < 5% |
| WESTMINSTER INVESTING, LLC | Domestic Entity | CHEVY CHASE TRUST HOLDINGS, LLC | OWNER | 02/2009 | > 75% |
| CHEVY CHASE HOLDINGS, INC. | Domestic Entity | WESTMINSTER INVESTING, LLC | OWNER | 02/2009 | > 75% |
| SAUL, BERNARD, FRANCIS II | Individual | CHEVY CHASE HOLDINGS, INC. | OWNER | 02/2009 | > 75% |
| GROSVENOR, GILBERT, MELVILLE | Individual | – | DIRECTOR | 01/2010 | < 5% |
| CLANCY, GEORGE, PATRICK | Individual | – | DIRECTOR | 07/2010 | < 5% |
| FRIEDMAN, JOEL, ALBERT | Individual | – | CHIEF FINANCIAL OFFICER | 03/2010 | < 5% |
| Powell, Earl, Alexander | Individual | – | DIRECTOR | 04/2018 | < 5% |
| Lotuff, Patricia, Saul | Individual | – | VICE CHAIR | 03/2022 | < 5% |
| WHITAKER, JOHN, JEFFREY | Individual | – | DIRECTOR | 01/2021 | < 5% |
| Ruland, Matthew, Brodie | Individual | – | CHIEF OPERATING OFFICER | 04/2023 | < 5% |
| Reed, Brendan, Joseph | Individual | – | GENERAL COUNSEL | 01/2024 | < 5% |