MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.
Adviser information for MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. last updated from Form ADV on July 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $6.7B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $6.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $5.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $974.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSELECTS PRIVATE EQUITY INVESTMENT PARTNERSHIPS |
|---|---|
| Compensation | Performance-based feesTIERED FEE STRUCTURE |
| Other Business Activities | PRIVATE EQUITY LIMITED PARTNERSHIP INTERESTS |
Identifiers
| SEC RIA File Number | 801-57914 |
|---|---|
| SEC ERA File Number | 801-57914 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112084 |
| Legal Entity Identifier | None |
Principal Office
353 NORTH CLARK STCHICAGO
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 312-595-6000, Fax: 312-595-7208
Websites
Chief Compliance Officer
MARY JO HAYES
CHIEF COMPLIANCE OFFICER
353 N. CLARK STREET
CHICAGO
IL
United States
Tel:
312-595-6512
Fax:
(312) 595-7208
M***********@**********M
(Full email address available in API data)
Industry Affiliates
| MESIROW ADVANCED STRATEGIES INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| MESIROW FINANCIAL PRIVATE EQUITY VII GP, L.P. | Sponsor or syndicator of limited partnerships |
| MESIROW FINANCIAL PRIVATE EQUITY VIII GP, L.P. | Sponsor or syndicator of limited partnerships |
| MESIROW FINANCIAL REAL ESTATE VALUE FUND IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MESIROW FINANCIAL REVF II-GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MESIROW FINANCIAL REVF IV-GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MESIROW FINANCIAL SERVICES, INC. | Sponsor or syndicator of limited partnerships |
| MESIROW FINANCIAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| MESIROW FRF I - GP, LLC | Sponsor or syndicator of limited partnerships |
| MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC. | Other investment adviser, including financial planners |
| MESIROW PEF VIII-B FEEDER-GP, LLC | Sponsor or syndicator of limited partnerships |
| MESIROW REVF IV FEEDER - GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MESIROW FINANCIAL CAPITAL PARTNERS IX, L.P. | INVESTMENT FUND | $3.4M | $3.0M | 35 |
| MESIROW FINANCIAL CAPITAL PARTNERS X, L.P. | Private Equity Fund | $53.3M | $5.0M | 30 |
| MESIROW FINANCIAL PRIVATE EQUITY 710 FUND I, L.P. | Private Equity Fund | $146.9M | $0.0M | 2 |
| MESIROW FINANCIAL PRIVATE EQUITY FUND VII-A, L.P. | Private Equity Fund | $800.7M | $5.0M | 53 |
| MESIROW FINANCIAL PRIVATE EQUITY FUND VII-B L.P. | Private Equity Fund | $803.4M | $0.5M | 62 |
| MESIROW FINANCIAL PRIVATE EQUITY FUND VIII-A, L.P. | Private Equity Fund | $403.5M | $5.0M | 77 |
| MESIROW FINANCIAL PRIVATE EQUITY FUND VIII-B, L.P. | Private Equity Fund | $396.0M | $5.0M | 85 |
| MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND (CAYMAN FEEDER), L.P. | INVESTMENT VEHICLE | $129.0M | $0.0M | 2 |
| MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND III, L.P. | Private Equity Fund | $31.1M | $3.0M | 51 |
| MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND IV, L.P. | Private Equity Fund | $159.0M | $5.0M | 78 |
| MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND V, L.P. | Private Equity Fund | $468.9M | $5.0M | 50 |
| MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND VI, L.P. | Private Equity Fund | $764.9M | $5.0M | 48 |
| MESIROW FINANCIAL PRIVATE EQUITY SPECIAL FUND B, L.P. | Private Equity Fund | $288.1M | $0.0M | 2 |
| MESIROW PRIVATE EQUITY FUND VIII-B FEEDER, L.P. | FEEDER FUND | $15.2M | $0.3M | 58 |
| MESIROW PRIVATE EQUITY OPPORTUNITIES FUND, L.P. | Private Equity Fund | $87.3M | $0.0M | 2 |
| SEGAL MARCO SELECT PRIVATE EQUITY FUND II, L.P. | Private Equity Fund | $103.5M | $0.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MESIROW FINANCIAL SERVICES, INC. | Domestic Entity | – | OWNER | 07/2000 | > 75% |
| MESIROW FINANCIAL HOLDINGS, INC. | Domestic Entity | MESIROW FINANCIAL SERVICES, INC. | OWNER | 04/1986 | > 75% |
| PRICE, RICHARD, SCOTT | Individual | – | DIRECTOR | 04/2012 | < 5% |
| SACKS, MARC, EVAN | Individual | – | CHAIRMAN | 07/2023 | < 5% |
| DEBOLT, ROBERT, MARK | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2023 | < 5% |
| LEVINE, JEFFREY, MICHAEL | Individual | – | DIRECTOR | 02/2021 | < 5% |
| Brown, Natalie | Individual | – | DIRECTOR | 02/2021 | < 5% |
| HAYES, MARY JO, MOON | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| COEN, MATTHEW, DAVID | Individual | – | CFO | 06/2021 | < 5% |