SANFORD C. BERNSTEIN & CO., LLC
Adviser information for SANFORD C. BERNSTEIN & CO., LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $3.7B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 9 | $14.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $3.1B |
| Pension and profit sharing plans | <5 | $391.0M |
| Charitable organizations | <5 | $33.0M |
| State or municipal gov entities | <5 | $122.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $11.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 56 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMSubscription feesFixed feesCommissionsPerformance-based feesSEE SCHEDULE D, MISCELLANEOUS |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisor |
Principal Office
1345 AVENUE OF THE AMERICASNEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-969-1000, Fax: 212-969-2293
Websites
www.twitter.com/ab_insights
www.facebook.com/abinsights
blog.naver.com/abinsights
twitter.com/bernsteinpwm
www.youtube.com/channel/ucjzcopqdzrxhxm6obij44zq
www.facebook.com/bernsteinprivatewealthmanagement
www.asturiascapitalllc.com/
www.linkedin.com/company/asturias-capital
www.youtube.com/abfunds
www.facebook.com/abfunds
line.me/r/ti/p/%40gpt0697p �messaging app: need scan qr code
twitter.com/ab_insights_uk?lang=en
www.youtube.com/channel/ucv4kgmgegqc3gw4ykzhvj-a
ja-jp.facebook.com/happy.r.project/
www.linkedin.com/company/abglobal/
www.instagram.com/alliancebernstein/?hl=en
www.youtube.com/user/alliancebernsteinlp
www.alliancebernstein.com
www.bernstein.com
www.instagram.com/alliancebernstein
www.youtube.com/c/bernsteinpwm
www.linkedin.com/company/bernstein-private-wealth-management/
www.instagram.com/bernsteinpwm/
Chief Compliance Officer
KYLE DIGANGI
SENIOR VICE PRESIDENT/GLOBAL HEAD OF COMPLIANCE & ASSOCIATE GENERAL COUNSEL
501 COMMERCE STREET
NASHVILLE
TN
United States
Tel:
212-969-2388
K***********@********************M
(Full email address available in API data)
Regulatory Contact
PAUL EMERSON
VICE PRESIDENT/CORPORATE COUNSEL & DIRECTOR OF COMPLIANCE
501 COMMERCE STREET
NASHVILLE
TN
United States
Tel:
629-213-5213
P***********@********************M
(Full email address available in API data)
Industry Affiliates
| AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | Other investment adviser, including financial planners |
| AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| AB BERNSTEIN ISRAEL LTD. | Other investment adviser, including financial planners |
| AB BROADLY SYNDICATED LOAN MANAGER LLC | Other investment adviser, including financial planners |
| AB CARVAL INVESTORS, LP | Other investment adviser, including financial planners |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AB PRIVATE CREDIT INVESTORS LLC | Other investment adviser, including financial planners |
| AB TRUST COMPANY, LLC | Trust company |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN CANADA INC. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN CORPORATION | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN HOLDING L.P. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN HONG KONG LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| ALLIANCEBERNSTEIN JAPAN LTD. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| ALLIANCEBERNSTEIN LIMITED | Other investment adviser, including financial planners |
| BERNSTEIN AUTONOMOUS LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BERNSTEIN INSTITUTIONAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CPH CAPITAL | Other investment adviser, including financial planners |
| EQUITABLE ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| EQUITABLE DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | Insurance company or agency |
| EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | Insurance company or agency |
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PENN INVESTMENT ADVISORS, INC. | Other investment adviser, including financial planners |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PLANMEMBER SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| SANFORD C. BERNSTEIN (CANADA) LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| W.P. STEWART ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERTAN, LAURENCE HUGH | Individual | – | CO-CHIEF COMPLIANCE OFFICER | 11/2008 | < 5% |
| ALLIANCE CAPITAL MANAGEMENT LLC | Domestic Entity | – | SOLE LLC MEMBER | 10/2000 | > 75% |
| ALLIANCEBERNSTEIN, L.P. ("ABLP") | Domestic Entity | ALLIANCE CAPITAL MANAGEMENT LLC | SOLE MEMBER | 08/2000 | > 75% |
| VAN BRUGGE, ROBERT P. | Individual | – | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 12/2011 | < 5% |
| KRUEGER, GARY MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER AND DIRECTOR | 10/2018 | < 5% |
| MEYERS, RICHARD EDWARD | Individual | – | HEAD OF BERNSTEIN PRIVATE WEALTH MANAGEMENT AND DIRECTOR | 03/2021 | < 5% |
| EISENBERG, STEVEN MICHAEL | Individual | – | HEAD OF BUSINESS DEVELOPMENT | 09/2022 | < 5% |
| WRIGHT, DANIEL EUGENE | Individual | – | CO-CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |