VOYA RETIREMENT ADVISORS, LLC
Adviser information for VOYA RETIREMENT ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New Jersey, United States |
Employees
Total Number of Employees | 136 |
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Investment Advisory/Research | 136 |
Registered Broker-Dealer Representatives | 136 |
Registered State Investment Advisers | 136 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 11,767 | $27.0B |
Non-Discretionary | 0 | $0 |
Total | 11,767 | $27.0B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 90 | $1.3B |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 163 | $4.7B |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 11,514 | $21.0B |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Principal Office
ONE ORANGE WAYWINDSOR
CT
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: (860) 580-2817, Fax: (860) 580-4936
Chief Compliance Officer
STEPHEN EASTON
VICE PRESIDENT
ONE ORANGE WAY
WINDSOR
CT
United States
Tel:
860-275-2110
Fax:
(860) 580-4936
S*************@*******M
(Full email address available in API data)
Regulatory Contact
AMY HENLEY
COMPLIANCE CONSULTANT
ONE ORANGE WAY
WINDSOR
CT
United States
Tel:
(860) 580-2817
Fax:
(860) 580-4936
A*********@*******M
(Full email address available in API data)
Industry Affiliates
POMONA CAPITAL | Other investment adviser, including financial planners |
RELIASTAR LIFE INSURANCE COMPANY | Insurance company or agency |
RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK | Insurance company or agency |
VOYA ALTERNATIVE ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
VOYA FINANCIAL ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
VOYA FINANCIAL PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
VOYA INSTITUTIONAL PLAN SERVICES, LLC | Trust company |
VOYA INSTITUTIONAL TRUST COMPANY | Trust company |
VOYA INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
VOYA INVESTMENT MANAGEMENT CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorFutures commission merchant |
VOYA INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
VOYA INVESTMENTS DISTRIBUTOR, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
VOYA INVESTMENTS, LLC | Other investment adviser, including financial planners |
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
VOYA FINANCIAL, INC. | Domestic Entity | VOYA HOLDINGS INC. | SHAREHOLDER | 04/2014 | > 75% |
VOYA HOLDINGS, INC. | Domestic Entity | VOYA INSTITUTIONAL PLAN SERVICES, LLC | PARENT | 07/2008 | > 75% |
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | Domestic Entity | – | SOLE MEMBER OF APPLICANT | 12/2019 | > 75% |
WHITE, JASON, MICHAEL | Individual | – | MANAGING DIRECTOR | 04/2022 | < 5% |
EASTON, STEPHEN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
KELLEY, MEREDITH P | Individual | – | CHIEF FINANCIAL OFFICER | 07/2023 | < 5% |