AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.
Adviser information for AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 57 | $20.0M |
| Non-Discretionary | 15 | $4.8M |
| Total | 72 | $24.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 41 | $6.8M |
| HNW Individuals | 31 | $18.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 118 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-58004 |
|---|---|
| SEC ERA File Number | 801-58004 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110117 |
| Legal Entity Identifier | None |
Principal Office
1010 S. 336TH ST.SUITE 215
FEDERAL WAY
WA
United States
Monday - Friday, 9AM - 5PM
Tel: 253-815-6564, Fax: 253-874-4979
Websites
Chief Compliance Officer
THOMAS L. OAKES
MEMBER/MANAGER
1010 S. 336TH ST.
STE. 215
FEDERAL WAY
WA
United States
Tel:
253-815-6564
Fax:
253-874-4979
T*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OAKES, THOMAS, L | Individual | – | CHIEF COMPLIANCE OFFICER/ MEMBER MANAGER | 02/1996 | > 75% |