MOSS ADAMS WEALTH ADVISORS LLC
Adviser information for MOSS ADAMS WEALTH ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 68 |
|---|---|
| Investment Advisory/Research | 45 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 22 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,373 | $2.9B |
| Non-Discretionary | 853 | $1.0B |
| Total | 4,226 | $3.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 119 | $12.8M |
| HNW Individuals | 1,038 | $3.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $49.3M |
| Charitable organizations | <5 | $7.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 7 | $9.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 56 | $388.5M |
| Other | <5 | $8.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
999 THIRD AVE STE 2800SEATTLE
WA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 206-302-6500, Fax: 206-332-8849
Chief Compliance Officer
GIDGET FURNESS
CHIEF COMPLIANCE OFFICER
999 THIRD AVE STE 2800
SEATTLE
WA
United States
Tel:
206-302-6719
Fax:
206-332-8849
G*************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOSS ADAMS FINANCIAL SERVICES LLC | Domestic Entity | – | 100% OWNERSHIP OF MOSS ADAMS WEALTH ADVISORS LLC | 08/2000 | > 75% |
| FURNESS, JENNIFER, ROSE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2004 | < 5% |
| EVANS, KENNETH, DANIEL | Individual | – | CHIEF OPERATIONS OFFICER, PRIVATE CLIENTS PRACTICE LEADER | 01/2012 | < 5% |
| WAETZIG, CHRISTOPHER, JOHN | Individual | – | HEAD OF WEALTH ADVISORY | 01/2024 | < 5% |
| FISHER, JUSTIN, ALEXANDER | Individual | – | PRIVATE CLIENTS NATIONAL LEADER | 09/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 23ANDME HOLDING CO | CLASS A COM | 6K | 15K | – |
| ABBOTT LABS | COM | 359K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ABBOTT LABS | COM | 238K | 2K | – |
| ABBVIE INC | COM | 469K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ABBVIE INC | COM | 203K | 1K | – |
| ADOBE INC | COM | 452K | 814 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ADOBE INC | COM | 206K | 371 | – |
| ADVANCED MICRO DEVICES INC | COM | 417K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ADVANCED MICRO DEVICES INC | COM | 15K | 93 | – |
| AKAMAI TECHNOLOGIES INC | COM | 23K | 257 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AKAMAI TECHNOLOGIES INC | COM | 201K | 2K | – |
| ALPHABET INC | CAP STK CL A | 2M | 10K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ALPHABET INC | CAP STK CL C | 1M | 8K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ALPHABET INC | CAP STK CL A | 6M | 33K | – |
| ALPHABET INC | CAP STK CL C | 4M | 22K | – |
| AMAZON COM INC | COM | 3M | 15K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMAZON COM INC | COM | 4M | 19K | – |
| AMERICAN EXPRESS CO | COM | 257K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMERICAN EXPRESS CO | COM | 23K | 100 | – |
| AMGEN INC | COM | 303K | 969 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMGEN INC | COM | 632K | 2K | – |
| ANALOG DEVICES INC | COM | 229K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ANALOG DEVICES INC | COM | 11K | 47 | – |
| APOLLO GLOBAL MGMT INC | COM | 75K | 632 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| APOLLO GLOBAL MGMT INC | COM | 162K | 1K | – |
| APPLE INC | COM | 5M | 23K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| APPLE INC | COM | 9M | 44K | – |
| APPLIED MATLS INC | COM | 378K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| APPLIED MATLS INC | COM | 17K | 70 | – |
| APPTECH PMTS CORP | COM | 38K | 40K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | – |
| AT&T INC | COM | 239K | 12K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AT&T INC | COM | 18K | 964 | – |
| AUTODESK INC | COM | 69K | 279 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AUTODESK INC | COM | 834K | 3K | – |
| AVIDITY BIOSCIENCES INC | COM | 2M | 38K | – |
| BANK AMERICA CORP | COM | 474K | 12K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BANK AMERICA CORP | COM | 209K | 5K | – |
| BLACKROCK INC | COM | 213K | 270 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BLACKROCK INC | COM | 4K | 5 | – |
| BLACKSTONE INC | COM | 124K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BLACKSTONE INC | COM | 143K | 1K | – |
| BOEING CO | COM | 124K | 680 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BOEING CO | COM | 367K | 2K | – |
| BOOKING HOLDINGS INC | COM | 178K | 45 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BOOKING HOLDINGS INC | COM | 52K | 13 | – |
| BP PLC | SPONSORED ADR | 212K | 6K | – |
| BROADCOM INC | COM | 1M | 737 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BROADCOM INC | COM | 684K | 426 | – |
| CADENCE DESIGN SYSTEM INC | COM | 243K | 790 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CADENCE DESIGN SYSTEM INC | COM | 6K | 20 | – |
| CARRIER GLOBAL CORPORATION | COM | 59K | 939 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CARRIER GLOBAL CORPORATION | COM | 158K | 2K | – |
| CATERPILLAR INC | COM | 253K | 759 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CATERPILLAR INC | COM | 78K | 233 | – |
| CHEVRON CORP NEW | COM | 394K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CHEVRON CORP NEW | COM | 574K | 4K | – |
| CISCO SYS INC | COM | 284K | 6K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CISCO SYS INC | COM | 172K | 4K | – |
| CITIGROUP INC | COM NEW | 138K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CITIGROUP INC | COM NEW | 506K | 8K | – |
| COCA COLA CO | COM | 483K | 8K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| COCA COLA CO | COM | 238K | 4K | – |
| COMCAST CORP NEW | CL A | 284K | 7K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| COMCAST CORP NEW | CL A | 11K | 278 | – |
| COSTCO WHSL CORP NEW | COM | 610K | 718 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| DANAHER CORPORATION | COM | 301K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DANAHER CORPORATION | COM | 666K | 3K | – |
| DISNEY WALT CO | COM | 322K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DISNEY WALT CO | COM | 60K | 602 | – |
| DOCGO INC | COM | 62K | 20K | – |
| EATON CORP PLC | SHS | 205K | 655 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| EATON CORP PLC | SHS | 12K | 39 | – |
| ELI LILLY & CO | COM | 1M | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ELI LILLY & CO | COM | 754K | 833 | – |
| EXPEDITORS INTL WASH INC | COM | 43K | 345 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| EXPEDITORS INTL WASH INC | COM | 188K | 2K | – |
| EXXON MOBIL CORP | COM | 835K | 7K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| EXXON MOBIL CORP | COM | 3M | 24K | – |
| FAIR ISAAC CORP | COM | 220K | 148 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| FAIR ISAAC CORP | COM | 1K | 1 | – |
| FEDEX CORP | COM | 105K | 347 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| FEDEX CORP | COM | 344K | 1K | – |
| FORD MTR CO DEL | COM | 81K | 6K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| FORD MTR CO DEL | COM | 104K | 8K | – |
| GE AEROSPACE | COM NEW | 286K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| GE AEROSPACE | COM NEW | 56K | 351 | – |
| GLOBAL X FDS | CYBRSCURTY ETF | 39M | 1M | – |
| GLOBAL X FDS | US INFR DEV ETF | 35M | 935K | – |
| GOLDMAN SACHS GROUP INC | COM | 226K | 500 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| GOLDMAN SACHS GROUP INC | COM | 6K | 14 | – |
| HEARTLAND EXPRESS INC | COM | 5M | 407K | – |
| HERSHEY CO | COM | 58K | 316 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| HERSHEY CO | COM | 150K | 815 | – |
| HILLTOP HOLDINGS INC | COM | 266K | 9K | – |
| HOME DEPOT INC | COM | 481K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 313K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| HONEYWELL INTL INC | COM | 168K | 789 | – |
| HP INC | COM | 48K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| HP INC | COM | 234K | 7K | – |
| INTEL CORP | COM | 119K | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTEL CORP | COM | 111K | 4K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 100K | 731 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTERCONTINENTAL EXCHANGE IN | COM | 814K | 6K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 227K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTERNATIONAL BUSINESS MACHS | COM | 948K | 5K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 110K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 103K | 1K | – |
| INTUIT | COM | 327K | 497 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTUIT | COM | 1M | 2K | – |
| INTUITIVE SURGICAL INC | COM NEW | 220K | 494 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTUITIVE SURGICAL INC | COM NEW | 12K | 28 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 8M | 52K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| INVESTMENT MANAGERS SER TR I | AXS GREEN ALPHA | 530K | 16K | – |
| ISHARES INC | CORE MSCI EMKT | 439K | 8K | – |
| ISHARES TR | AGGRES ALLOC ETF | 341K | 5K | – |
| ISHARES TR | CONSER ALLOC ETF | 221K | 6K | – |
| ISHARES TR | CORE S&P SCP ETF | 80M | 748K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 23K | – |
| ISHARES TR | ESG AWARE MSCI | 3M | 81K | – |
| ISHARES TR | GRWT ALLOCAT ETF | 604K | 11K | – |
| ISHARES TR | IBOXX HI YD ETF | 696K | 9K | – |
| ISHARES TR | INTL DEV RE ETF | 251K | 13K | – |
| ISHARES TR | MSCI EAFE ETF | 227K | 3K | – |
| ISHARES TR | MSCI EMG MKT ETF | 370K | 9K | – |
| ISHARES TR | NATIONAL MUN ETF | 9M | 81K | – |
| ISHARES TR | RUS 1000 ETF | 316K | 1K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 7K | – |
| ISHARES TR | RUS 1000 VAL ETF | 492K | 3K | – |
| ISHARES TR | RUS MD CP GR ETF | 394K | 4K | – |
| ISHARES TR | RUS MID CAP ETF | 471K | 6K | – |
| ISHARES TR | RUSSELL 3000 ETF | 13M | 41K | – |
| ISHARES TR | SELECT DIVID ETF | 314K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 778K | 14K | – |
| JOHNSON & JOHNSON | COM | 359K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| JOHNSON & JOHNSON | COM | 295K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 5K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| JPMORGAN CHASE & CO. | COM | 450K | 2K | – |
| KILROY RLTY CORP | COM | 14K | 437 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| KILROY RLTY CORP | COM | 256K | 8K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 400K | 20K | – |
| LABCORP HOLDINGS INC | COM SHS | 49K | 239 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LABCORP HOLDINGS INC | COM SHS | 219K | 1K | – |
| LAM RESEARCH CORP | COM | 305K | 286 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LAM RESEARCH CORP | COM | 33K | 31 | – |
| LINDE PLC | SHS | 378K | 862 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LINDE PLC | SHS | 29K | 67 | – |
| LOWES COS INC | COM | 229K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LOWES COS INC | COM | 41K | 185 | – |
| LUCID GROUP INC | COM | 14K | 5K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LUCID GROUP INC | COM | 23K | 9K | – |
| MARATHON PETE CORP | COM | 203K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MARATHON PETE CORP | COM | 2K | 9 | – |
| MASTERCARD INCORPORATED | CL A | 571K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MASTERCARD INCORPORATED | CL A | 457K | 1K | – |
| MCDONALDS CORP | COM | 235K | 923 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MCDONALDS CORP | COM | 521K | 2K | – |
| MEDTRONIC PLC | SHS | 197K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MEDTRONIC PLC | SHS | 67K | 849 | – |
| MERCK & CO INC | COM | 604K | 5K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MERCK & CO INC | COM | 292K | 2K | – |
| META PLATFORMS INC | CL A | 2M | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| MICRON TECHNOLOGY INC | COM | 266K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MICRON TECHNOLOGY INC | COM | 71K | 543 | – |
| MICROSOFT CORP | COM | 5M | 12K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MICROSOFT CORP | COM | 12M | 27K | – |
| MORGAN STANLEY | COM NEW | 184K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MORGAN STANLEY | COM NEW | 241K | 2K | – |
| NANOVIRICIDES INC | COM | 26K | 15K | – |
| NATERA INC | COM | 867 | 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NATERA INC | COM | 271K | 3K | – |
| NETFLIX INC | COM | 441K | 654 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NETFLIX INC | COM | 219K | 325 | – |
| NEXTERA ENERGY INC | COM | 267K | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NEXTERA ENERGY INC | COM | 52K | 728 | – |
| NIKE INC | CL B | 94K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NIKE INC | CL B | 379K | 5K | – |
| NUSHARES ETF TR | ESG HI TLD CRP | 439K | 21K | – |
| NVIDIA CORPORATION | COM | 5M | 38K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NVIDIA CORPORATION | COM | 917K | 7K | – |
| OCCIDENTAL PETE CORP | COM | 41K | 649 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| OCCIDENTAL PETE CORP | COM | 387K | 6K | – |
| ORACLE CORP | COM | 286K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ORACLE CORP | COM | 923K | 7K | – |
| ORIGIN MATERIALS INC | COM | 45K | 50K | – |
| PACCAR INC | COM | 50K | 488 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PACCAR INC | COM | 281K | 3K | – |
| PEPSICO INC | COM | 376K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PEPSICO INC | COM | 91K | 554 | – |
| PFIZER INC | COM | 319K | 11K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PFIZER INC | COM | 267K | 10K | – |
| PHILIP MORRIS INTL INC | COM | 288K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PHILIP MORRIS INTL INC | COM | 7K | 68 | – |
| PHILLIPS 66 | COM | 202K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PHILLIPS 66 | COM | 80K | 568 | – |
| PROCTER AND GAMBLE CO | COM | 706K | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PROCTER AND GAMBLE CO | COM | 320K | 2K | – |
| PROGRESSIVE CORP | COM | 248K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PROGRESSIVE CORP | COM | 38K | 183 | – |
| PUBMATIC INC | COM CL A | 812K | 40K | – |
| QUALCOMM INC | COM | 324K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| QUALCOMM INC | COM | 359K | 2K | – |
| QUEST DIAGNOSTICS INC | COM | 28K | 203 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| QUEST DIAGNOSTICS INC | COM | 637K | 5K | – |
| REGENERON PHARMACEUTICALS | COM | 215K | 205 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| REGENERON PHARMACEUTICALS | COM | 225K | 214 | – |
| RESMED INC | COM | 123K | 643 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| RESMED INC | COM | 448K | 2K | – |
| ROBLOX CORP | CL A | 6M | 172K | – |
| ROBLOX CORP | CL A | 22K | 592 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ROBLOX CORP | CL A | 6M | 172K | – |
| ROCKWELL AUTOMATION INC | COM | 13K | 48 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ROCKWELL AUTOMATION INC | COM | 572K | 2K | – |
| RTX CORPORATION | COM | 308K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| RTX CORPORATION | COM | 43K | 430 | – |
| S&P GLOBAL INC | COM | 220K | 493 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| S&P GLOBAL INC | COM | 9K | 21 | – |
| SALESFORCE INC | COM | 283K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SALESFORCE INC | COM | 157K | 612 | – |
| SCHWAB CHARLES CORP | COM | 206K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SCHWAB CHARLES CORP | COM | 39K | 532 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 453K | 12K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 35M | 408K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 237K | 1K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 8K | – |
| SERVICENOW INC | COM | 226K | 287 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SERVICENOW INC | COM | 13K | 17 | – |
| SOUTHERN CO | COM | 260K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SOUTHERN CO | COM | 66K | 848 | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 300K | 766 | – |
| SPDR GOLD TR | GOLD SHS | 290K | 1K | – |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 2M | 43K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 16M | 447K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 6M | 160K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| STARBUCKS CORP | COM | 13K | 166 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| STARBUCKS CORP | COM | 537K | 7K | – |
| STRYKER CORPORATION | COM | 171K | 502 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| STRYKER CORPORATION | COM | 65K | 191 | – |
| SYNOPSYS INC | COM | 261K | 438 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SYNOPSYS INC | COM | 7K | 11 | – |
| TESLA INC | COM | 695K | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| TESLA INC | COM | 379K | 2K | – |
| TEXAS INSTRS INC | COM | 253K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| TEXAS INSTRS INC | COM | 11K | 54 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 364K | 657 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| THERMO FISHER SCIENTIFIC INC | COM | 188K | 339 | – |
| TJX COS INC NEW | COM | 255K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| TJX COS INC NEW | COM | 23K | 209 | – |
| TOPBUILD CORP | COM | 15K | 38 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| TOPBUILD CORP | COM | 1M | 3K | – |
| TRINITY BIOTECH PLC | SPONS ADR NEW | 55K | 26K | – |
| UBER TECHNOLOGIES INC | COM | 148K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UBER TECHNOLOGIES INC | COM | 731K | 10K | – |
| UNION PAC CORP | COM | 208K | 918 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UNION PAC CORP | COM | 62K | 272 | – |
| UNITED PARCEL SERVICE INC | CL B | 110K | 807 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UNITED PARCEL SERVICE INC | CL B | 3M | 24K | – |
| UNITED RENTALS INC | COM | 164K | 253 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UNITED RENTALS INC | COM | 257K | 397 | – |
| UNITEDHEALTH GROUP INC | COM | 702K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
| US BANCORP DEL | COM NEW | 120K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| US BANCORP DEL | COM NEW | 197K | 5K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 40M | 154K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 619K | 6K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 292K | 779 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 799K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 198M | 737K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 243K | 5K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 68M | 1M | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 392K | 2K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 285K | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 237K | 6K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| VERIZON COMMUNICATIONS INC | COM | 50K | 1K | – |
| VERTEX PHARMACEUTICALS INC | COM | 235K | 501 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| VERTEX PHARMACEUTICALS INC | COM | 10K | 22 | – |
| VISA INC | COM CL A | 780K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| VISA INC | COM CL A | 122K | 463 | – |
| WALMART INC | COM | 543K | 8K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| WALMART INC | COM | 540K | 8K | – |
| WASTE MGMT INC DEL | COM | 213K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| WASTE MGMT INC DEL | COM | 4K | 17 | – |
| WELLS FARGO CO NEW | COM | 364K | 6K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| WELLS FARGO CO NEW | COM | 74K | 1K | – |