MATRIX CAPITAL ADVISORS, LLC
Adviser information for MATRIX CAPITAL ADVISORS, LLC last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 179 | $685.1M |
| Non-Discretionary | 3 | $27.3M |
| Total | 182 | $712.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $14.7M |
| HNW Individuals | 84 | $697.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-58076 |
|---|---|
| SEC ERA File Number | 801-58076 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109523 |
| Legal Entity Identifier | None |
Principal Office
200 SOUTH WACKER DRIVESUITE 680
CHICAGO
IL
United States
Monday - Friday, 8:30AM-5:00PM
Tel: (312)612-6100, Fax: (312)612-6101
Websites
Chief Compliance Officer
LARRY NAKAMURA
VP, HEAD OF US COMPLIANCE CI FINANCIAL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(305) 781-3040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
GENERAL COUNSEL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(214) 893-7131
S*****@*****M
(Full email address available in API data)
Industry Affiliates
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKE, CHRISTOPHER, JOHN | Individual | – | MANAGING DIRECTOR | 12/2000 | < 5% |
| WIK, MICHAEL, DAVID | Individual | – | MANAGING DIRECTOR | 12/2000 | < 5% |
| LUNDGREN, KIMBERLY, LYNN | Individual | – | DIRECTOR OF OPERATIONS | 01/2015 | < 5% |
| CI PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER | 01/2022 | > 75% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH, LLC | OWNER | 01/2022 | > 75% |
| CI US HOLDINGS INC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 01/2022 | > 75% |
| CI FINANCIAL CORP | Foreign Entity | CI US HOLDINGS INC | OWNER | 01/2022 | > 75% |
| NAKAMURA, LARRY, TRISTON | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |