P&A CAPITAL ADVISORS
P&A CAPITAL ADVISORS, INC. Legal Name
Adviser information for P&A CAPITAL ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $113.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $113.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $109.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $3.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-58097 |
|---|---|
| SEC ERA File Number | 801-58097 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111731 |
| Legal Entity Identifier | None |
Principal Office
500 FIFTH AVENUE43RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-764-6455, Fax: 212-921-4249
Websites
Chief Compliance Officer
DAVID ZUCKERMAN
MANAGING DIRECTOR
500 FIFTH AVENUE
43RD FLOOR
NEW YORK
NY
United States
Tel:
212-764-6455
Fax:
212-921-4249
F****@**********M
(Full email address available in API data)
Regulatory Contact
ANTHONY PEYSER
VICE PRESIDENT
500 FIFTH AVENUE
43RD FLOOR
NEW YORK
NY
United States
Tel:
212-764-6455
Fax:
212-921-4249
T******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| P&A BALANCED FUND, L.P. | Hedge Fund | $32.6M | $0.5M | 50 |
| P&A DIVERSIFIED MANAGERS FUND, L.P. | Hedge Fund | $34.3M | $0.5M | 46 |
| P&A MULTI-SECTOR FUND, L.P. | Hedge Fund | $42.7M | $0.5M | 69 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALEXANDER, DAVID, EDWARD | Individual | – | PRESIDENT/SECRETARY | 03/1991 | 50-75% |
| PEYSER, ANTHONY, CHRISTOPHER | Individual | – | VICE PRESIDENT/TREASURER | 03/1991 | 50-75% |
| ZUCKERMAN, DAVID, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |
| KETOVER, JACK, ANDREW | Individual | – | DIRECTOR | 07/2014 | < 5% |