Hedge Fund Database

MAINSTAY CAPITAL MANAGEMENT, LLC

Adviser information for MAINSTAY CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 30
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,562 $3.4B
Non-Discretionary 1 $338.0M
Total 3,563 $3.7B

Clients

Type Number RAUM
Individuals 2,352 $1.1B
HNW Individuals 1,205 $2.3B
Banking or thrift institutions <5 $338.0M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 2500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-58099
SEC ERA File Number 801-58099
SEC CIK Numbers 1127612
SEC CRD Numbers 109528
Legal Entity Identifier None

Principal Office

10775 SOUTH SAGINAW
BLDG C, SUITE F
GRAND BLANC
MI
United States
Monday - Friday, 9:00AM TO 5:00PM EST
Tel: 866-444-6246, Fax: 810-953-5514

Websites

facebook.com/mainstaycapital www.mainstaycapital.com twitter.com/david_kudla twitter.com/mainstaycapital www.linkedin.com/in/david-kudla-72a38012 www.linkedin.com/company/mainstay-capital-management-llc

Chief Compliance Officer

JEREMIAH LUDINGTON
COMPLIANCE OFFICER
10775 S. SAGINAW ST.
BLDG. C, SUITE F
GRAND BLANC
MI
United States
Tel: 866-444-6246
Fax: 810-953-5514
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KUDLA, DAVID, PAUL Individual – MEMBER/CEO/CHIEF INVESTMENT STRATEGIST 10/2002 > 75%
LUDINGTON, JEREMIAH Individual – CHIEF COMPLIANCE OFFICER 07/2020 < 5%

No. Employees, Historic

30150201920202021202220232024202525 on 4/12/201926 on 7/12/201926 on 10/11/201926 on 1/20/202026 on 6/25/202028 on 7/15/202028 on 9/8/202028 on 10/14/202028 on 2/10/202129 on 3/31/202129 on 7/20/202129 on 2/15/202230 on 3/17/202330 on 3/17/202330 on 4/20/202329 on 7/19/202330 on 1/22/202430 on 3/26/2024

RAUM, Historic

4B2B020192020202120222023202420252485893458 on 4/12/20192565937799 on 7/12/20192583022180 on 10/11/20192675672091 on 1/20/20202675672091 on 6/25/20202777306239 on 7/15/20203045137144 on 9/8/20203076200370 on 10/14/20203419797573 on 2/10/20213419797573 on 3/31/20213778213813 on 7/20/20213858741129 on 2/15/20223437337186 on 3/17/20233437337186 on 3/17/20233536553016 on 4/20/20233607756689 on 7/19/20233717394267 on 1/22/20243717394267 on 3/26/2024

No. Clients, Historic

4,0002,000020192020202120222023202420253625 on 4/12/20193636 on 7/12/20193650 on 10/11/20193649 on 1/20/20203649 on 6/25/20203695 on 7/15/20203716 on 9/8/20203769 on 10/14/20203728 on 2/10/20213728 on 3/31/20213820 on 7/20/20213831 on 2/15/20223762 on 3/17/20233762 on 3/17/20233715 on 4/20/20233657 on 7/19/20233557 on 1/22/20243557 on 3/26/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 233K 1K –
ALPHA METALLURGICAL RESOUR I COM 276K 983 –
ALPHABET INC CAP STK CL C 2M 11K –
AMAZON COM INC COM 2M 9K –
AMERICAN CENTY ETF TR US QUALITY GROW 60M 702K –
AMERICAN ELEC PWR CO INC COM 1M 15K –
AMGEN INC COM 2M 5K –
AON PLC SHS CL A 269K 915 –
APPLE INC COM 2M 10K –
APPLIED MATLS INC COM 258K 1K –
ARES CAPITAL CORP COM 1M 65K –
ATMOS ENERGY CORP COM 403K 3K –
CANADIAN NAT RES LTD COM 1M 41K –
CATERPILLAR INC COM 1M 3K –
CHUBB LIMITED COM 1M 4K –
CISCO SYS INC COM 2M 40K –
COCA COLA CO COM 1M 17K –
CROCS INC COM 305K 2K –
DELTA AIR LINES INC DEL COM NEW 234K 5K –
DIGITAL RLTY TR INC COM 1M 7K –
DOMINION ENERGY INC COM 390K 8K –
DUKE ENERGY CORP NEW COM NEW 249K 2K –
EOG RES INC COM 1M 11K –
ETHAN ALLEN INTERIORS INC COM 2M 56K –
EXXON MOBIL CORP COM 3M 26K –
FIRST SOLAR INC COM 278K 1K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 307K 7K –
FORD MTR CO DEL COM 1M 85K –
FORTINET INC COM 660K 11K –
GENERAL MTRS CO COM 610K 13K –
GOLDMAN SACHS GROUP INC COM 1M 3K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 1M 24K –
HF SINCLAIR CORP COM 835K 16K –
HP INC COM 2M 57K –
INTERNATIONAL BUSINESS MACHS COM 2M 9K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 91M 461K –
INVESCO EXCH TRADED FD TR II SR LN ETF 272K 13K –
INVESCO EXCH TRD SLF IDX FD RAFI STRATGIC US 283K 6K –
INVESCO EXCHANGE TRADED FD T S&P MIDCAP 400 346K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 229K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 61M 961K –
INVESCO QQQ TR UNIT SER 1 519K 1K –
ISHARES SILVER TR ISHARES 340K 13K –
ISHARES TR 0-5YR HI YL CP 267K 6K –
ISHARES TR 1 3 YR TREAS BD 570K 7K –
ISHARES TR IBOXX HI YD ETF 269K 3K –
ISHARES TR MORNINGSTAR GRWT 276K 3K –
ISHARES TR RUS 1000 ETF 2M 8K –
ISHARES TR RUSSELL 2000 ETF 593K 3K –
ISHARES TR TIPS BD ETF 282K 3K –
ISHARES U S ETF TR INT RT HD LONG 45M 2M –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 281K 6K –
JOHNSON & JOHNSON COM 370K 3K –
JPMORGAN CHASE & CO. COM 2M 11K –
KINDER MORGAN INC DEL COM 283K 14K –
KKR & CO INC COM 322K 3K –
LAM RESEARCH CORP COM 2M 2K –
LINDE PLC SHS 233K 531 –
LOCKHEED MARTIN CORP COM 339K 726 –
MCKESSON CORP COM 2M 3K –
MERCK & CO INC COM 374K 3K –
META PLATFORMS INC CL A 946K 2K –
MICROSOFT CORP COM 2M 4K –
MONOLITHIC PWR SYS INC COM 293K 357 –
NETFLIX INC COM 754K 1K –
NORTHROP GRUMMAN CORP COM 218K 500 –
NOVO-NORDISK A S ADR 360K 3K –
NVIDIA CORPORATION COM 3M 24K –
ONEOK INC NEW COM 2M 31K –
PACER FDS TR US CASH COWS 100 236K 4K –
PALANTIR TECHNOLOGIES INC CL A 647K 26K –
PEPSICO INC COM 744K 5K –
PFIZER INC COM 791K 28K –
PHILIP MORRIS INTL INC COM 2M 15K –
PIMCO ETF TR ACTIVE BD ETF 281K 3K –
POWERSHARES ACTIVELY MANAGED TOTAL RETURN 465K 10K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 4M 162K –
PROCTER AND GAMBLE CO COM 2M 14K –
PROSHARES TR SHRT RL EST FD 336K 18K –
PRUDENTIAL FINL INC COM 2M 17K –
PUBLIC SVC ENTERPRISE GRP IN COM 293K 4K –
QUALCOMM INC COM 374K 2K –
SALESFORCE INC COM 1M 5K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 20K –
SCHWAB STRATEGIC TR US REIT ETF 231K 12K –
SCHWAB STRATEGIC TR US SML CAP ETF 719K 15K –
SOFI TECHNOLOGIES INC COM 125K 19K –
SOUTHERN CO COM 3M 41K –
SPDR GOLD TR GOLD SHS 1M 5K –
SPDR INDEX SHS FDS EURO STOXX 50 256K 5K –
SPDR S&P 500 ETF TR TR UNIT 483K 888 –
SPDR SER TR PRTFLO S&P500 GW 130M 2M –
SUPER MICRO COMPUTER INC COM 506K 617 –
TELEFONICA S A SPONSORED ADR 2M 357K –
TEXAS INSTRS INC COM 2M 9K –
TRANSDIGM GROUP INC COM 2M 2K –
TRUST FOR PROFESSIONAL MANAG CONVERGENCE LNG 45M 2M –
UNIFIED SER TR ABSLUTE SELCT VL 2M 75K –
VANECK ETF TRUST PREFERRED SECURT 269K 16K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 253K 5K –
VANGUARD INDEX FDS GROWTH ETF 879K 2K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 249K 5K –
VICTORY PORTFOLIOS II SHORT TRM BD ETF 411K 8K –
VISA INC COM CL A 1M 5K –
WASTE CONNECTIONS INC COM 266K 2K –
WASTE MGMT INC DEL COM 1M 6K –
WELLS FARGO CO NEW COM 950K 16K –
WESTROCK CO COM 2M 37K –
WISDOMTREE TR GLB US QTLY DIV 2M 40K –
WISDOMTREE TR JAPN HEDGE EQT 35M 312K –
WISDOMTREE TR JPN SCAP HDG EQT 2M 50K –