EMPOWER ADVISORY GROUP, LLC
Adviser information for EMPOWER ADVISORY GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 766 |
|---|---|
| Investment Advisory/Research | 731 |
| Registered Broker-Dealer Representatives | 558 |
| Registered State Investment Advisers | 746 |
| Licensed Agents of an Insurance Company | 217 |
| No. of Firms/People that Solicit Clients | 883 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 135,692 | $116.5B |
| Non-Discretionary | 53,047 | $17.8B |
| Total | 188,739 | $134.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 177,250 | $88.9B |
| HNW Individuals | 9,166 | $23.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1,205 | $3.0B |
| Charitable organizations | 56 | $57.1M |
| State or municipal gov entities | 965 | $18.5B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 97 | $133.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 23500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 38.5M |
| Portfolio Manager | 0 |
| Both for Same | 23.3B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PERSONAL STRATEGY(R) WRAP FEE PROGRAM | EMPOWER ADVISORY GROUP, LLC |
Principal Office
8515 EAST ORCHARD RD 4T2GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8AM - 5PM (MST)
Tel: 866-575-4977, Fax: None
Chief Compliance Officer
KATHERINE STONER
CHIEF COMPLIANCE OFFICER
8525 EAST ORCHARD ROAD, 2T3
GREENWOOD VILLAGE
CO
United States
Tel:
303-737-6010
K***************@**********M
(Full email address available in API data)
Regulatory Contact
SUSAN CLEAVER
SR MGR INV ADV COMPLIANCE
8525 EAST ORCHARD ROAD, 2T3
GREENWOOD VILLAGE
CO
United States
Tel:
913-664-0647
S************@**********M
(Full email address available in API data)
Industry Affiliates
| EMPOWER ANNUITY INSURANCE COMPANY | Insurance company or agencySponsor, GP, manager of pooled investment vehicles |
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | Insurance company or agencySponsor, GP, manager of pooled investment vehicles |
| EMPOWER CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| EMPOWER FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EMPOWER LIFE & ANNUITY INSURANCE COMPANY OF NEW YORK | Insurance company or agencySponsor, GP, manager of pooled investment vehicles |
| EMPOWER TRUST COMPANY, LLC | Trust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EMPOWER SERVICES HOLDINGS US, LLC | Domestic Entity | – | SOLE MEMBER | 01/2024 | > 75% |
| MCLEOD, DAVID, GEORGE | Individual | – | MANAGER | 05/2016 | < 5% |
| WADDELL, CAROL, ELAINE | Individual | – | MANAGER | 02/2015 | < 5% |
| STONER, KATHERINE, LEANN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2016 | < 5% |
| JEFFRIES, WILLIAM, CRAIG | Individual | – | VP OPERATIONS | 04/2019 | < 5% |
| Kavan, Adam | Individual | – | SENIOR COUNSEL AND ASSISTANT SECRETARY | 04/2022 | < 5% |
| Wilson, Tina, Marie | Individual | – | PRESIDENT AND CEO OF EAG, MANAGER | 02/2020 | < 5% |
| EMPOWER HOLDINGS, LLC | Domestic Entity | EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | MEMBER | 01/2024 | > 75% |
| GREAT-WEST LIFECO U.S. LLC | Domestic Entity | EMPOWER HOLDINGS, LLC | MEMBER | 01/2024 | > 75% |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | Foreign Entity | GREAT-WEST LIFECO U.S. LLC | MEMBER | 02/2000 | > 75% |
| POWER FINANCIAL CORPORATION | Foreign Entity | GREAT-WEST LIFECO INC. | SHAREHOLDER | 03/1986 | 50-75% |
| POWER CORPORATION OF CANADA | Foreign Entity | POWER FINANCIAL CORPORATION | SHAREHOLDER | 12/1998 | > 75% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| THE DEMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 10/2015 | > 75% |
| DESMARAIS, PAUL, GUY | Individual | THE DEMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, ANDRE, ROGER | Individual | THE DEMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DEMARAIS FAMILY RESIDUARY TRUST | TRUSTEE, NON-VOTING | 03/2018 | |
| GREAT-WEST LIFECO INC. | Foreign Entity | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | MEMBER | 02/2000 | > 75% |
| VERZELLA, KENNETH, J | Individual | – | VICE PRESIDENT, PARTICIPANT ADVISORY SERVICES | 04/2021 | < 5% |
| Patel, Palak | Individual | – | SECRETARY | 11/2022 | < 5% |
| BIRK, CRAIG, ALAN | Individual | – | MANAGER | 04/2023 | < 5% |
| STILLMAN, STEVEN, JAMES | Individual | – | MANAGER | 04/2023 | < 5% |
| MANDEVILLE, NATHANIEL, ALLEN | Individual | – | TREASURER | 09/2023 | < 5% |
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | Domestic Entity | EMPOWER SERVICES HOLDINGS US, LLC | MEMBER | 01/2024 | > 75% |
| FLEMING, GREGORY, JAMES | Individual | THE DEMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2024 | |
| Finster, Abiane | Individual | – | ASST. SECRETARY | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 890K | 9K | – |
| ABBOTT LABS | COM | 94M | 905K | – |
| ABBVIE INC | COM | 103M | 598K | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 320K | 12K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 5K | – |
| ADOBE INC | COM | 14M | 25K | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 25K | – |
| AES CORP | COM | 58M | 3M | – |
| AFLAC INC | COM | 295K | 3K | – |
| AGILENT TECHNOLOGIES INC | COM | 292K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 106M | 409K | – |
| ALBEMARLE CORP | COM | 52M | 548K | – |
| ALLBIRDS INC | COM CL A | 5K | 10K | – |
| ALPHABET INC | CAP STK CL C | 369M | 2M | – |
| ALPHABET INC | CAP STK CL A | 16M | 89K | – |
| ALTRIA GROUP INC | COM | 558K | 12K | – |
| AMAZON COM INC | COM | 284M | 1M | – |
| AMERICAN ELEC PWR CO INC | COM | 62M | 710K | – |
| AMERICAN EXPRESS CO | COM | 2M | 10K | – |
| AMERICAN TOWER CORP NEW | COM | 376K | 2K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 8M | 66K | – |
| AMGEN INC | COM | 130M | 418K | – |
| AON PLC | SHS CL A | 417K | 1K | – |
| APPLE INC | COM | 409M | 2M | – |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| ARCHER DANIELS MIDLAND CO | COM | 65M | 1M | – |
| ARISTA NETWORKS INC | COM | 505K | 1K | – |
| ARK 21SHARES BITCOIN ETF | SHS BEN INT | 265K | 4K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 519K | 507 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 618K | 8K | – |
| AT&T INC | COM | 86M | 4M | – |
| ATMOS ENERGY CORP | COM | 523K | 4K | – |
| AUTODESK INC | COM | 2M | 9K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 9M | 38K | – |
| AUTOZONE INC | COM | 320K | 108 | – |
| AVANGRID INC | COM | 13M | 361K | – |
| BAKER HUGHES COMPANY | CL A | 71M | 2M | – |
| BALCHEM CORP | COM | 17M | 112K | – |
| BANK AMERICA CORP | COM | 142M | 4M | – |
| BANK NEW YORK MELLON CORP | COM | 233K | 4K | – |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 423K | 13K | – |
| BENTLEY SYS INC | COM CL B | 1M | 26K | – |
| BERKLEY W R CORP | COM | 566K | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 192M | 471K | – |
| BILL HOLDINGS INC | COM | 2M | 38K | – |
| BLACKROCK INC | COM | 302K | 384 | – |
| BLACKSTONE INC | COM | 276K | 2K | – |
| BLOCK INC | CL A | 238K | 4K | – |
| BOEING CO | COM | 55M | 303K | – |
| BOOKING HOLDINGS INC | COM | 20M | 5K | – |
| BOSTON SCIENTIFIC CORP | COM | 1M | 13K | – |
| BP PLC | SPONSORED ADR | 219K | 6K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 385K | 9K | – |
| BROADCOM INC | COM | 5M | 3K | – |
| BURKE HERBERT FINL SVCS CORP | COM | 589K | 12K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 287K | 3K | – |
| CACI INTL INC | CL A | 834K | 2K | – |
| CADENCE DESIGN SYSTEM INC | COM | 253K | 823 | – |
| CANADIAN NATL RY CO | COM | 256K | 2K | – |
| CAPITAL ONE FINL CORP | COM | 496K | 4K | – |
| CARDINAL HEALTH INC | COM | 202K | 2K | – |
| CARMAX INC | COM | 290K | 4K | – |
| CATERPILLAR INC | COM | 84M | 251K | – |
| CENCORA INC | COM | 221K | 982 | – |
| CEPTON INC | COM NEW | 39K | 14K | – |
| CGI INC | CL A SUB VTG | 1M | 12K | – |
| CHARLES RIV LABS INTL INC | COM | 56M | 273K | – |
| CHENIERE ENERGY INC | COM NEW | 1M | 6K | – |
| CHEVRON CORP NEW | COM | 105M | 674K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 116M | 2M | – |
| CHUBB LIMITED | COM | 323K | 1K | – |
| CINTAS CORP | COM | 303K | 432 | – |
| CISCO SYS INC | COM | 3M | 58K | – |
| CITIGROUP INC | COM NEW | 11M | 175K | – |
| CLOROX CO DEL | COM | 238K | 2K | – |
| CME GROUP INC | COM | 309K | 2K | – |
| COCA COLA CO | COM | 69M | 1M | – |
| COLGATE PALMOLIVE CO | COM | 16M | 166K | – |
| COMCAST CORP NEW | CL A | 71M | 2M | – |
| CONFLUENT INC | CLASS A COM | 455K | 15K | – |
| CONOCOPHILLIPS | COM | 53M | 459K | – |
| CONSOLIDATED EDISON INC | COM | 9M | 104K | – |
| CONSTELLATION BRANDS INC | CL A | 316K | 1K | – |
| CONSTELLATION ENERGY CORP | COM | 229K | 1K | – |
| COPART INC | COM | 221K | 4K | – |
| CORNING INC | COM | 873K | 22K | – |
| CORTEVA INC | COM | 244K | 5K | – |
| COSTCO WHSL CORP NEW | COM | 142M | 167K | – |
| COTERRA ENERGY INC | COM | 221K | 8K | – |
| COUPANG INC | CL A | 789K | 38K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 4K | – |
| CSX CORP | COM | 221K | 7K | – |
| CUMMINS INC | COM | 409K | 1K | – |
| CVS HEALTH CORP | COM | 52M | 873K | – |
| DANAHER CORPORATION | COM | 626K | 3K | – |
| DARLING INGREDIENTS INC | COM | 719K | 20K | – |
| DBX ETF TR | XTRACK MSCI EURP | 752K | 18K | – |
| DEERE & CO | COM | 14M | 36K | – |
| DELL TECHNOLOGIES INC | CL C | 1M | 8K | – |
| DELTA AIR LINES INC DEL | COM NEW | 921K | 19K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 719K | 12K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 452K | 12K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 400K | 12K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 332K | 6K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 207K | 6K | – |
| DISNEY WALT CO | COM | 125M | 1M | – |
| DOLBY LABORATORIES INC | COM CL A | 514K | 6K | – |
| DOLLAR TREE INC | COM | 50M | 467K | – |
| DOMINION ENERGY INC | COM | 12M | 254K | – |
| DOORDASH INC | CL A | 5M | 46K | – |
| DOVER CORP | COM | 353K | 2K | – |
| DOW INC | COM | 61M | 1M | – |
| DOXIMITY INC | CL A | 346K | 12K | – |
| DUKE ENERGY CORP NEW | COM NEW | 111M | 1M | – |
| DUPONT DE NEMOURS INC | COM | 75M | 933K | – |
| EAGLE BANCORP INC MD | COM | 646K | 34K | – |
| EASTMAN CHEM CO | COM | 81M | 831K | – |
| EATON CORP PLC | SHS | 396K | 1K | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 170K | 12K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 168K | 20K | – |
| EBAY INC. | COM | 3M | 48K | – |
| ECOLAB INC | COM | 133M | 560K | – |
| EDWARDS LIFESCIENCES CORP | COM | 52M | 561K | – |
| ELECTRONIC ARTS INC | COM | 654K | 5K | – |
| ELEVANCE HEALTH INC | COM | 1M | 3K | – |
| ELI LILLY & CO | COM | 121M | 134K | – |
| EMERSON ELEC CO | COM | 933K | 8K | – |
| EOG RES INC | COM | 209K | 2K | – |
| ESSENTIAL UTILS INC | COM | 56M | 2M | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 311K | 14K | – |
| EVERGY INC | COM | 59M | 1M | – |
| EVERSOURCE ENERGY | COM | 64M | 1M | – |
| EXPEDITORS INTL WASH INC | COM | 10M | 84K | – |
| EXXON MOBIL CORP | COM | 158M | 1M | – |
| FEDEX CORP | COM | 232K | 774 | – |
| FIRST INTST BANCSYSTEM INC | COM | 12M | 445K | – |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 275K | 2K | – |
| FISERV INC | COM | 1M | 8K | – |
| FLOWERS FOODS INC | COM | 273K | 12K | – |
| FORD MTR CO DEL | COM | 317K | 25K | – |
| FORTINET INC | COM | 58M | 968K | – |
| FRANKLIN TEMPLETON ETF TR | INTL COR DIV TIL | 383K | 12K | – |
| FREEPORT-MCMORAN INC | CL B | 475K | 10K | – |
| FULLER H B CO | COM | 17M | 226K | – |
| FVCBANKCORP INC | COM | 247K | 23K | – |
| GALLAGHER ARTHUR J & CO | COM | 816K | 3K | – |
| GE AEROSPACE | COM NEW | 475K | 3K | – |
| GENERAL MLS INC | COM | 8M | 130K | – |
| GILEAD SCIENCES INC | COM | 752K | 11K | – |
| GLOBAL PMTS INC | COM | 242K | 3K | – |
| GLOBAL X FDS | GLBL X MLP ETF | 229K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 114M | 252K | – |
| GRANITE CONSTR INC | COM | 21M | 345K | – |
| GRAY TELEVISION INC | COM | 61K | 12K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 961K | 18K | – |
| HALOZYME THERAPEUTICS INC | COM | 307K | 6K | – |
| HELIOS TECHNOLOGIES INC | COM | 294K | 6K | – |
| HOME DEPOT INC | COM | 113M | 327K | – |
| HONEYWELL INTL INC | COM | 114M | 535K | – |
| HORMEL FOODS CORP | COM | 284K | 9K | – |
| HP INC | COM | 418K | 12K | – |
| HUBSPOT INC | COM | 421K | 714 | – |
| IDEXX LABS INC | COM | 404K | 829 | – |
| ILLINOIS TOOL WKS INC | COM | 77M | 326K | – |
| INFOSYS LTD | SPONSORED ADR | 304K | 16K | – |
| INTEL CORP | COM | 54M | 2M | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 83M | 678K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 9K | – |
| INTERPUBLIC GROUP COS INC | COM | 232K | 8K | – |
| INTUIT | COM | 6M | 8K | – |
| INTUITIVE SURGICAL INC | COM NEW | 762K | 2K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 345M | 25M | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 610K | 13K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 589K | 16K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 348K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 293K | 8K | – |
| INVESCO QQQ TR | UNIT SER 1 | 9M | 19K | – |
| IRON MTN INC DEL | COM | 283K | 3K | – |
| ISHARES BITCOIN TR | SHS | 988K | 29K | – |
| ISHARES GOLD TR | ISHARES NEW | 651M | 15M | – |
| ISHARES INC | ESG AWR MSCI EM | 191M | 6M | – |
| ISHARES INC | CORE MSCI EMKT | 4M | 83K | – |
| ISHARES INC | MSCI EMRG CHN | 709K | 12K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2B | 7M | – |
| ISHARES TR | USD INV GRDE ETF | 651M | 13M | – |
| ISHARES TR | ESG AW MSCI EAFE | 450M | 6M | – |
| ISHARES TR | 0-5YR HI YL CP | 326M | 8M | – |
| ISHARES TR | RUS 1000 ETF | 156M | 524K | – |
| ISHARES TR | ESG AWR MSCI USA | 92M | 769K | – |
| ISHARES TR | USD GRN BOND ETF | 44M | 947K | – |
| ISHARES TR | CORE S&P TTL STK | 22M | 188K | – |
| ISHARES TR | CORE US AGGBD ET | 12M | 129K | – |
| ISHARES TR | CORE S&P500 ETF | 12M | 22K | – |
| ISHARES TR | CORE S&P SCP ETF | 6M | 54K | – |
| ISHARES TR | CORE S&P MCP ETF | 3M | 58K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 9K | – |
| ISHARES TR | CORE MSCI EAFE | 3M | 44K | – |
| ISHARES TR | S&P 500 GRWT ETF | 2M | 18K | – |
| ISHARES TR | CALIF MUN BD ETF | 1M | 21K | – |
| ISHARES TR | MSCI EAFE ETF | 915K | 12K | – |
| ISHARES TR | TIPS BD ETF | 884K | 8K | – |
| ISHARES TR | RUS 1000 VAL ETF | 854K | 5K | – |
| ISHARES TR | RUSSELL 3000 ETF | 816K | 3K | – |
| ISHARES TR | U.S. TECH ETF | 706K | 5K | – |
| ISHARES TR | ESG AWARE MSCI | 696K | 18K | – |
| ISHARES TR | MSCI USA QLT FCT | 669K | 4K | – |
| ISHARES TR | CORE S&P US GWT | 656K | 5K | – |
| ISHARES TR | NATIONAL MUN ETF | 635K | 6K | – |
| ISHARES TR | RUS MID CAP ETF | 584K | 7K | – |
| ISHARES TR | S&P 500 VAL ETF | 581K | 3K | – |
| ISHARES TR | ISHARES SEMICDTR | 465K | 2K | – |
| ISHARES TR | 3 7 YR TREAS BD | 459K | 4K | – |
| ISHARES TR | MSCI ACWI EX US | 433K | 8K | – |
| ISHARES TR | MSCI USA ESG SLC | 365K | 3K | – |
| ISHARES TR | MSCI USA MIN VOL | 364K | 4K | – |
| ISHARES TR | MSCI EMG MKT ETF | 362K | 9K | – |
| ISHARES TR | RUS MDCP VAL ETF | 359K | 3K | – |
| ISHARES TR | CORE INTL AGGR | 353K | 7K | – |
| ISHARES TR | MSCI USA MMENTM | 353K | 2K | – |
| ISHARES TR | GLOBAL TECH ETF | 345K | 4K | – |
| ISHARES TR | BLACKROCK ULTRA | 316K | 6K | – |
| ISHARES TR | MSCI INDIA ETF | 303K | 5K | – |
| ISHARES TR | RUS 2000 VAL ETF | 291K | 2K | – |
| ISHARES TR | 7-10 YR TRSY BD | 291K | 3K | – |
| ISHARES TR | IBOXX HI YD ETF | 288K | 4K | – |
| ISHARES TR | IBOXX INV CP ETF | 281K | 3K | – |
| ISHARES TR | MBS ETF | 278K | 3K | – |
| ISHARES TR | S&P MC 400VL ETF | 271K | 2K | – |
| ISHARES TR | EAFE SML CP ETF | 269K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 268K | 5K | – |
| ISHARES TR | RUS MD CP GR ETF | 266K | 2K | – |
| ISHARES TR | CORE S&P US VLU | 252K | 3K | – |
| ISHARES TR | IBONDS 24 TRM TS | 251K | 10K | – |
| ISHARES TR | IBONDS 25 TRM TS | 250K | 11K | – |
| ISHARES TR | US TREAS BD ETF | 237K | 11K | – |
| ISHARES TR | 1 3 YR TREAS BD | 233K | 3K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 228K | 2K | – |
| ISHARES TR | ISHARES BIOTECH | 212K | 2K | – |
| JOHNSON & JOHNSON | COM | 136M | 928K | – |
| JPMORGAN CHASE & CO. | COM | 204M | 1M | – |
| KIMBERLY-CLARK CORP | COM | 653K | 5K | – |
| KINDER MORGAN INC DEL | COM | 75M | 4M | – |
| KLA CORP | COM NEW | 1M | 1K | – |
| KRAFT HEINZ CO | COM | 63M | 2M | – |
| KROGER CO | COM | 8M | 160K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 79M | 354K | – |
| LAM RESEARCH CORP | COM | 3M | 3K | – |
| LEGALZOOM COM INC | COM | 535K | 64K | – |
| LEMONADE INC | COM | 191K | 12K | – |
| LINDE PLC | SHS | 71M | 161K | – |
| LOCKHEED MARTIN CORP | COM | 9M | 20K | – |
| LOWES COS INC | COM | 31M | 141K | – |
| M & T BK CORP | COM | 235K | 2K | – |
| MARATHON PETE CORP | COM | 720K | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 15M | 61K | – |
| MARSH & MCLENNAN COS INC | COM | 704K | 3K | – |
| MARTIN MARIETTA MATLS INC | COM | 209K | 386 | – |
| MASCO CORP | COM | 65M | 981K | – |
| MASIMO CORP | COM | 2M | 14K | – |
| MASTERCARD INCORPORATED | CL A | 181M | 411K | – |
| MATCH GROUP INC NEW | COM | 58M | 2M | – |
| MCCORMICK & CO INC | COM NON VTG | 619K | 9K | – |
| MCDONALDS CORP | COM | 4M | 16K | – |
| MCKESSON CORP | COM | 923K | 2K | – |
| MEDTRONIC PLC | SHS | 343K | 4K | – |
| MERCADOLIBRE INC | COM | 682K | 415 | – |
| MERCK & CO INC | COM | 17M | 139K | – |
| META PLATFORMS INC | CL A | 210M | 417K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 906K | 648 | – |
| MGM RESORTS INTERNATIONAL | COM | 67M | 2M | – |
| MICROCHIP TECHNOLOGY INC. | COM | 296K | 3K | – |
| MICRON TECHNOLOGY INC | COM | 378K | 3K | – |
| MICROSOFT CORP | COM | 388M | 867K | – |
| MONDELEZ INTL INC | CL A | 221K | 3K | – |
| MONGODB INC | CL A | 8M | 31K | – |
| MONSTER BEVERAGE CORP NEW | COM | 56M | 1M | – |
| MOODYS CORP | COM | 647K | 2K | – |
| MORGAN STANLEY | COM NEW | 592K | 6K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 426K | 1K | – |
| MSCI INC | COM | 9M | 19K | – |
| NAVITAS SEMICONDUCTOR CORP | COM | 268K | 68K | – |
| NEOS ETF TRUST | NEOS S&P 500 HI | 228K | 5K | – |
| NETAPP INC | COM | 803K | 6K | – |
| NETFLIX INC | COM | 145M | 215K | – |
| NEW MTN FIN CORP | COM | 272K | 22K | – |
| NEW YORK CMNTY BANCORP INC | COM | 202K | 63K | – |
| NEWMONT CORP | COM | 74M | 2M | – |
| NEXTERA ENERGY INC | COM | 124M | 2M | – |
| NIKE INC | CL B | 64M | 844K | – |
| NORFOLK SOUTHN CORP | COM | 359K | 2K | – |
| NORTHROP GRUMMAN CORP | COM | 418K | 958 | – |
| NORTHWESTERN ENERGY GROUP IN | COM NEW | 13M | 258K | – |
| NOVO-NORDISK A S | ADR | 2M | 13K | – |
| NUCOR CORP | COM | 79M | 501K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 426K | 39K | – |
| NVIDIA CORPORATION | COM | 340M | 3M | – |
| ONEOK INC NEW | COM | 243K | 3K | – |
| ORACLE CORP | COM | 3M | 21K | – |
| OREILLY AUTOMOTIVE INC | COM | 391K | 370 | – |
| ORMAT TECHNOLOGIES INC | COM | 13M | 186K | – |
| OWENS CORNING NEW | COM | 87M | 501K | – |
| PACER FDS TR | US CASH COWS 100 | 425K | 8K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 219K | 9K | – |
| PALO ALTO NETWORKS INC | COM | 431K | 1K | – |
| PAYCHEX INC | COM | 488K | 4K | – |
| PAYPAL HLDGS INC | COM | 62M | 1M | – |
| PEPSICO INC | COM | 60M | 362K | – |
| PFIZER INC | COM | 108M | 4M | – |
| PHILIP MORRIS INTL INC | COM | 482K | 5K | – |
| PHILLIPS 66 | COM | 319K | 2K | – |
| PINNACLE WEST CAP CORP | COM | 73M | 955K | – |
| PNC FINL SVCS GROUP INC | COM | 203K | 1K | – |
| POOL CORP | COM | 52M | 170K | – |
| PORTLAND GEN ELEC CO | COM NEW | 30M | 686K | – |
| PPG INDS INC | COM | 9M | 73K | – |
| PPL CORP | COM | 62M | 2M | – |
| PROCTER AND GAMBLE CO | COM | 182M | 1M | – |
| PROGRESSIVE CORP | COM | 331K | 2K | – |
| PROLOGIS INC. | COM | 789K | 7K | – |
| PROSHARES TR | PSHS ULTRA QQQ | 510K | 5K | – |
| PROSHARES TR | LARGE CAP CRE | 436K | 7K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 349K | 5K | – |
| QUALCOMM INC | COM | 4M | 19K | – |
| RBB FD INC | MOTLEY FOL ETF | 264K | 5K | – |
| REGENERON PHARMACEUTICALS | COM | 217K | 206 | – |
| RELIANCE INC | COM | 14M | 48K | – |
| RLI CORP | COM | 17M | 119K | – |
| ROCKWELL AUTOMATION INC | COM | 273K | 990 | – |
| ROYAL BK CDA | COM | 226K | 2K | – |
| ROYAL CARIBBEAN GROUP | COM | 270K | 2K | – |
| RTX CORPORATION | COM | 454K | 5K | – |
| SALESFORCE INC | COM | 125M | 485K | – |
| SANMINA CORPORATION | COM | 17M | 260K | – |
| SAP SE | SPON ADR | 231K | 1K | – |
| SCHLUMBERGER LTD | COM STK | 354K | 8K | – |
| SCHWAB CHARLES CORP | COM | 13M | 177K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 3B | 80M | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 878M | 17M | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 567M | 12M | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 13M | 205K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 2M | 31K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 15K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 1M | 53K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 895K | 20K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 606K | 23K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 501K | 7K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 464K | 10K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 408K | 4K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 336K | 10K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 292K | 8K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 283K | 5K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 270K | 4K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 250K | 8K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 213K | 3K | – |
| SCOTTS MIRACLE-GRO CO | CL A | 545K | 8K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 444K | 4K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 10K | – |
| SELECT SECTOR SPDR TR | ENERGY | 807K | 9K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 682K | 5K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 575K | 14K | – |
| SELECT SECTOR SPDR TR | INDL | 570K | 5K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 408K | 5K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 358K | 5K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 317K | 2K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 264K | 3K | – |
| SELECTQUOTE INC | COM | 710K | 257K | – |
| SEMPRA | COM | 77M | 1M | – |
| SERVICE CORP INTL | COM | 65M | 920K | – |
| SERVICENOW INC | COM | 3M | 3K | – |
| SHELL PLC | SPON ADS | 546K | 8K | – |
| SHERWIN WILLIAMS CO | COM | 91M | 304K | – |
| SHOPIFY INC | CL A | 994K | 15K | – |
| SILA REALTY TRUST INC | COMMON STOCK | 215K | 10K | – |
| SONOS INC | COM | 179K | 12K | – |
| SOUTHERN CO | COM | 104M | 1M | – |
| SOUTHERN COPPER CORP | COM | 105M | 972K | – |
| SOUTHWEST AIRLS CO | COM | 416K | 15K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 726K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 10K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 242K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 16M | 30K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 243K | 454 | – |
| SPDR SER TR | BLOOMBERG EMERGI | 385M | 19M | – |
| SPDR SER TR | PORTFOLIO S&P500 | 624K | 10K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 591K | 6K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 487K | 6K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 477K | 9K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 347K | 4K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 337K | 7K | – |
| SPDR SER TR | S&P DIVID ETF | 284K | 2K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 247K | 4K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 648K | 2K | – |
| STARBUCKS CORP | COM | 95M | 1M | – |
| STRYKER CORPORATION | COM | 420K | 1K | – |
| SYNOPSYS INC | COM | 255K | 429 | – |
| SYSCO CORP | COM | 70M | 978K | – |
| T-MOBILE US INC | COM | 339K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 794K | 5K | – |
| TARGET CORP | COM | 56M | 377K | – |
| TELEFONAKTIEBOLAGET LM ERICS | ADR B SEK 10 | 99K | 16K | – |
| TESLA INC | COM | 167M | 846K | – |
| TEXAS INSTRS INC | COM | 2M | 8K | – |
| THE CIGNA GROUP | COM | 3M | 10K | – |
| THE TRADE DESK INC | COM CL A | 636K | 7K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 10M | 19K | – |
| THOMSON REUTERS CORP. | COM | 916K | 5K | – |
| TJX COS INC NEW | COM | 18M | 159K | – |
| TRANE TECHNOLOGIES PLC | SHS | 434K | 1K | – |
| TRAVELERS COMPANIES INC | COM | 445K | 2K | – |
| TREX CO INC | COM | 8M | 107K | – |
| TRIMBLE INC | COM | 474K | 8K | – |
| TRUIST FINL CORP | COM | 348K | 9K | – |
| TWILIO INC | CL A | 63M | 1M | – |
| TYLER TECHNOLOGIES INC | COM | 342K | 681 | – |
| UBER TECHNOLOGIES INC | COM | 78M | 1M | – |
| UBS GROUP AG | SHS | 202K | 7K | – |
| UNILEVER PLC | SPON ADR NEW | 285K | 5K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 97M | 709K | – |
| UNITEDHEALTH GROUP INC | COM | 118M | 231K | – |
| US BANCORP DEL | COM NEW | 201K | 5K | – |
| VALERO ENERGY CORP | COM | 76M | 482K | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 214K | 9K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 209K | 800 | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 311K | 932 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 1B | 14M | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 582K | 8K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 288M | 6M | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 946M | 11M | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 447M | 2M | – |
| VANGUARD INDEX FDS | MID CAP ETF | 21M | 89K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 8M | 16K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 8M | 36K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 5M | 14K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 20K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 3M | 16K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 2M | 7K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 1M | 8K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 824K | 5K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 776K | 3K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 390K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1B | 31M | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 611M | 15M | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 495M | 4M | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 19M | 321K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 465K | 7K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 15M | 299K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 882M | 15M | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 536M | 9M | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 441K | 6K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 21K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 27K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 18M | 362K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 666K | 6K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 59M | 306K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 54M | 367K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 41M | 298K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 40M | 199K | – |
| VANGUARD WORLD FD | ENERGY ETF | 24M | 188K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 18M | 76K | – |
| VANGUARD WORLD FD | INF TECH ETF | 5M | 8K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 987K | 3K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 887K | 9K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 465K | 2K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 461K | 1K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 431K | 4K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 382K | 7K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 204K | 1K | – |
| VERISK ANALYTICS INC | COM | 237K | 879 | – |
| VERIZON COMMUNICATIONS INC | COM | 118M | 3M | – |
| VERTEX PHARMACEUTICALS INC | COM | 293K | 626 | – |
| VISA INC | COM CL A | 4M | 17K | – |
| VULCAN MATLS CO | COM | 10M | 39K | – |
| WALMART INC | COM | 197M | 3M | – |
| WARNER BROS DISCOVERY INC | COM SER A | 224K | 30K | – |
| WASTE MGMT INC DEL | COM | 92M | 431K | – |
| WELLS FARGO CO NEW | COM | 4M | 71K | – |
| WERNER ENTERPRISES INC | COM | 12M | 346K | – |
| WHITE MTNS INS GROUP LTD | COM | 274K | 151 | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 454K | 2K | – |
| WORKDAY INC | CL A | 368K | 2K | – |
| WORKIVA INC | COM CL A | 622K | 9K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 237K | 5K | – |
| WP CAREY INC | COM | 359K | 7K | – |
| XCEL ENERGY INC | COM | 8M | 144K | – |
| XYLEM INC | COM | 12M | 85K | – |
| YETI HLDGS INC | COM | 11M | 293K | – |
| YUM BRANDS INC | COM | 367K | 3K | – |
| ZOETIS INC | CL A | 312K | 2K | – |
| ZSCALER INC | COM | 302K | 2K | – |