CAPRI CAPITAL PARTNERS, LLC
Adviser information for CAPRI CAPITAL PARTNERS, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $300.0M |
| Total | 1 | $300.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $300.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-58121 |
|---|---|
| SEC ERA File Number | 801-58121 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109272 |
| Legal Entity Identifier | None |
Principal Office
208 N. GREEN ST.SUITE 404
CHICAGO
IL
United States
Monday - Friday, 9:00 A.M. TO 5:30 P.M.
Tel: (312) 573-5300, Fax: None
Chief Compliance Officer
QUINTIN E. PRIMO III
FOUNDER AND CHAIRMAN
208 N. GREEN ST.
SUITE 404
CHICAGO
IL
United States
Tel:
(312) 504-3176
Q*****@***************M
(Full email address available in API data)
Regulatory Contact
DAWIL R. SULLY
PRESIDENT AND CHIEF EXECUTIVE OFFICER
208 N. GREEN ST.
SUITE 404
CHICAGO
IL
United States
Tel:
917-701-0636
D*****@***************M
(Full email address available in API data)
Industry Affiliates
| CAPRI EGM, LLC | Other investment adviser, including financial plannersPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRIMO, QUINTIN, EBENEZER | Individual | – | MEMBER, FOUNDER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | 08/2000 | 25-50% |
| FARGO, BRIAN, CHARLES | Individual | – | MEMBER | 08/2000 | < 5% |
| INVESTMENT HOLDINGS IDF, LLC | Domestic Entity | – | MEMBER | 08/2006 | 25-50% |
| SMRS - STATE TREASURER OF THE STATE OF MICHIGAN AS CUSTODIAN FOR SEVERAL MICHIGAN PENSION FUNDS | Domestic Entity | DOMAIN GVA-1, LLC | MEMBER | 08/2006 | > 75% |
| DOMAIN GVA-1, LLC | Domestic Entity | CAPRI CAPITAL PARTNERS, LLC | MEMBER | 08/2006 | > 75% |
| PRUETT, SHELBY, EDWIN LANZ | Individual | EGM CCP MEMBER, LLC | MEMBER | 06/2014 | > 75% |
| PRIMO, QUINTIN, EBENEZER | Individual | PRIMO INVESTOR, LLC | MEMBER | 12/2010 | 50-75% |
| PRIMO INVESTOR, LLC | Domestic Entity | CAPRI INVESTOR, LLC | MEMBER | 02/2007 | > 75% |
| PRIMO 2012 DESCENDANTS GIFT TRUST | Domestic Entity | PRIMO INVESTOR, LLC | MEMBER | 12/2012 | 25-50% |
| CAPRI CAPITAL PARTNERS, LLC | Domestic Entity | – | MEMBER, CAPRI EGM, LLC | 06/2014 | 50-75% |
| CAPRI INVESTOR, LLC | Domestic Entity | – | MEMBER | 03/2007 | 25-50% |
| PRIMO, DIANE, INGRID | Individual | PRIMO 2012 DESCENDANTS GIFT TRUST | TRUSTEE | 12/2012 | > 75% |
| EGM CCP MEMBER, LLC | Domestic Entity | – | MEMBER | 01/2015 | < 5% |
| CHANDAN REAL ESTATE EQUITY LLC | Domestic Entity | – | MEMBER | 07/2014 | < 5% |
| CHANDAN, SAMEER | Individual | CHANDAN REAL ESTATE EQUITY LLC | CHIEF EXECUTIVE OFFICER | 07/2014 | > 75% |
| SULLY, DAWIL, RAFAEL | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 03/2022 | < 5% |
| JACOBSON, MARC, JACOB | Individual | – | MEMBER | 11/2019 | 5-10% |
| ESSEX, SHEILA | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| SULLY, DAWIL, RAFAEL | Individual | CAPRI INVESTOR, LLC | MEMBER | 01/2022 |