Hedge Fund Database

MANAGED ASSET PORTFOLIOS, LLC

Adviser information for MANAGED ASSET PORTFOLIOS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,668 $1.1B
Non-Discretionary 323 $15.4M
Total 1,991 $1.1B

Clients

Type Number RAUM
Individuals 1,431 $401.3M
HNW Individuals 176 $349.7M
Banking or thrift institutions 0 $0
Investment companies 2 $89.8M
Business development companies 0 $0
Pooled investment vehicles 2 $41.0M
Pension and profit sharing plans 0 $0
Charitable organizations 13 $19.6M
State or municipal gov entities 1 $107.2M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 32 $77.2M
Other 2 $830,562
Type Number
No. of Non-RAUM Clients 608
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesPORTFOLIO MANAGEMENT FOR TRUSTS AND OFFSHORE VEHICLES; MODEL
Compensation % of AUMFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 402.0M
Both for Same 0
Portfolio Manager to Program Sponsor
RAYMOND JAMES OSM PROGRAM RAYMOND JAMES FINANCIAL SERVICES, INC.
FIDELITY SEPARATE ACCOUNT NETWORK FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
SCHWAB MANAGED ACCOUNT MARKETPLACE CHARLES SCHWAB & CO., INC.
WELLS FARGO PRIVATE ADVISOR NETWORK PROGRAM WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BAIRD ADVISORY CHOICE PROGRAM ROBERT W. BAIRD & CO. INCORPORATED
RBC MANAGED ACCOUNT PROGRAM RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
REP-MANAGED ACCOUNT PROGRAM AUSDAL FINANCIAL PARTNERS, INC.
BAIRD SMA NETWORK ROBERT W. BAIRD & CO. INCORPORATED
LPL FINANCIAL MANAGER SELECT LPL FINANCIAL LLC

Identifiers

SEC RIA File Number 801-58125
SEC ERA File Number 801-58125
SEC CIK Numbers 1600999
SEC CRD Numbers 109574
Legal Entity Identifier None

Principal Office

950 W. UNIVERSITY, SUITE 100
ROCHESTER
MI
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 248-601-6677, Fax: 248-601-6679

Websites

www.facebook.com/managed-asset-portfolios-llc-366248867800/ www.linkedin.com/company/managed-asset-portfolios-llc twitter.com/michael_dzialo www.managedassetportfolios.com

Chief Compliance Officer

THOMAS P. FITZGERALD
CHIEF COMPLIANCE OFFICER
950 W. UNIVERSITY, SUITE 100
ROCHESTER
MI
United States
Tel: 248-601-6677
Fax: 248-601-6679
(Full email address available in API data)

Regulatory Contact

MICHAEL S. DZIALO
PRESIDENT & CHIEF INVESTMENT OFFICER
950 W. UNIVERSITY, SUITE 100
ROCHESTER
MI
United States
Tel: 248-601-6677
Fax: 248-601-6679
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DZIALO, MICHAEL, STEPHEN Individual – PRESIDENT, CHIEF INVESTMENT OFFICER 11/2000 > 75%
CULVER, KAREN, MICHELE Individual – PORTFOLIO MANAGER 10/2004 < 5%
FITZGERALD, THOMAS, PATRICK Individual – CHIEF COMPLIANCE OFFICER 04/2018 < 5%
NEWCOMBE, BRIAN, DAVID Individual – DIRECTOR OF OPERATIONS 09/2016 < 5%

No. Employees, Historic

3015020202021202220232024202523 on 3/27/202023 on 5/14/202023 on 6/30/202023 on 7/8/202023 on 8/11/202024 on 3/29/202121 on 3/30/202221 on 3/30/202321 on 3/27/2024

RAUM, Historic

2B1B0202020212022202320242025902262814 on 3/27/2020902262814 on 5/14/2020902262814 on 6/30/2020902262814 on 7/8/2020902262814 on 8/11/2020926084300 on 3/29/20211113731464 on 3/30/20221016112924 on 3/30/20231086571483 on 3/27/2024

No. Clients, Historic

2,0001,00002020202120222023202420251480 on 3/27/20201480 on 5/14/20201480 on 6/30/20201480 on 7/8/20201480 on 8/11/20201442 on 3/29/20211524 on 3/30/20221601 on 3/30/20231659 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Alphabet Inc CL C COM 7M 38K –
Apple Inc. COM 17M 82K –
Applied Materials COM 24M 101K –
AT&T Inc. COM 14M 752K –
BP PLC - ADR COM 8M 230K –
Bunge Global SA NPV COM 36M 337K –
Chevron Corporation COM 19M 124K –
Cisco Systems Inc COM 26M 548K –
Columbia EM Core ex-China ETF COM 539K 17K –
ConocoPhillips COM 631K 6K –
Diageo PLC - ADR COM 4M 32K –
eBay Inc COM 16M 292K –
Electronic Arts Inc COM 7M 48K –
Fidelity National Information COM 7M 89K –
Fortune Brands Innovations, In COM 4M 63K –
Freeport-McMoran Inc COM 9M 175K –
Home Depot Inc COM 9M 25K –
Intel Corp COM 4M 130K –
iShares MSCI ACWI ETF COM 4M 36K –
Johnson & Johnson COM 24M 163K –
Kratos Defense & Security COM 15M 738K –
Live Nation Entertainment Inc. COM 4M 40K –
MDU Resources Group, Inc. COM 27M 1M –
Medtronic PLC COM 19M 237K –
Meta Platforms, Inc. COM 24M 48K –
Micron Technology Inc COM 27M 202K –
Microsoft COM 48M 106K –
National Fuel Gas Company COM 23M 426K –
Novartis AG-ADR COM 26M 245K –
Orange - ADR COM 17M 2M –
Philip Morris Intl Inc. COM 2M 15K –
PriceSmart Inc COM 6M 70K –
Sanofi ADR COM 30M 618K –
SPDR Bloomberg Barclays 1-3 Mo COM 25M 270K –
SPDR Gold MiniShares Trust COM 5M 113K –
Sprott Physical Gold & Silver COM 26M 1M –
Synaptics Inc COM 576K 7K –
Takeda Pharmaceutical Company COM 21M 2M –
Tetra Tech Inc COM 36M 176K –
The Mosaic Company COM 17M 591K –
Unilever PLC - Sponsored ADR COM 10M 185K –
Walmart Inc. COM 21M 317K –
Walt Disney Co. COM 6M 63K –