JACKSON NATIONAL ASSET MANAGEMENT, LLC
Adviser information for JACKSON NATIONAL ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 164 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 132 | $246.7B |
| Non-Discretionary | 0 | $0 |
| Total | 132 | $246.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 132 | $246.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1 CORPORATE WAYLANSING
MI
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 517-381-5500, Fax: 517-367-4948
Chief Compliance Officer
RICHARD J. GORMAN
CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT
225 WEST WACKER DRIVE
CHICAGO
IL
United States
Tel:
(312) 730-9707
Fax:
(312) 730-9757
R*************@**********M
(Full email address available in API data)
Regulatory Contact
SUSAN S. RHEE
SVP, GENERAL COUNSEL & SECRETARY
1 CORPORATE WAY
8N41
LANSING
MI
United States
Tel:
(517) 367-4336
Fax:
(517) 706-5517
S*********@**********M
(Full email address available in API data)
Industry Affiliates
| BROOKE LIFE INSURANCE COMPANY | Insurance company or agency |
| JACKSON NATIONAL LIFE DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JACKSON NATIONAL LIFE INSURANCE COMPANY | Insurance company or agency |
| JACKSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK | Insurance company or agency |
| PPM AMERICA INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PPM LOAN MANAGEMENT COMPANY 2, LLC | Other investment adviser, including financial planners |
| PPM POMONA CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JNL MULTI-MANAGER ALTERNATIVE FUND (BOSTON PARTNERS) LTD. | THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. | $0.0M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RHEE, SUSAN, SOON | Individual | – | SECRETARY, SVP & GENERAL COUNSEL | 11/2000 | < 5% |
| NERUD, MARK, DANIEL | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER & CHAIR | 01/2007 | < 5% |
| JACKSON NATIONAL LIFE INSURANCE COMPANY | Domestic Entity | – | SOLE MEMBER | 11/2000 | > 75% |
| BROOKE LIFE INSURANCE COMPANY | Domestic Entity | JACKSON NATIONAL LIFE INSURANCE COMPANY | SOLE SHAREHOLDER | 08/1987 | > 75% |
| JACKSON HOLDINGS LLC | Domestic Entity | BROOKE LIFE INSURANCE COMPANY | SOLE SHAREHOLDER | 07/1987 | > 75% |
| KOORS, DANIEL, WILLIAM | Individual | – | CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT | 04/2011 | < 5% |
| JACKSON FINANCIAL INC. | Domestic Entity | JACKSON HOLDINGS LLC | SOLE SHAREHOLDER | 12/2015 | > 75% |
| CHILDS, GARETT, JAMES | Individual | – | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 08/2021 | < 5% |
| HARDING, WILLIAM, PETER | Individual | – | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER | 07/2014 | < 5% |
| RICHARDSON, KRISTAN, LEE | Individual | – | ASSISTANT SECRETARY | 12/2014 | < 5% |
| REED, ALISON, RUSS | Individual | – | MANAGING BOARD MEMBER | 06/2016 | < 5% |
| GORMAN, RICHARD, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | 08/2018 | < 5% |
| BJORNSON, ERIC, ADAM | Individual | – | SENIOR VICE PRESIDENT, OPERATIONS | 03/2022 | < 5% |
| GOLDE, SCOTT, JAY | Individual | – | MANAGING BOARD MEMBER | 01/2023 | < 5% |
| GANGULY, DEVKUMAR, DILIP | Individual | – | MANAGING BOARD MEMBER | 01/2023 | < 5% |