ALLSPRING FUNDS MANAGEMENT, LLC
Adviser information for ALLSPRING FUNDS MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 513 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 57 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8,078 | $300.8B |
| Non-Discretionary | 0 | $0 |
| Total | 8,078 | $300.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,271 | $1.3B |
| HNW Individuals | 821 | $2.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 106 | $292.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 27 | $3.1B |
| Pension and profit sharing plans | 13 | $37.2M |
| Charitable organizations | 27 | $73.6M |
| State or municipal gov entities | <5 | $10.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 197 | $313.9M |
| Other | 3,614 | $1.1B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 4.8B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SELECT | AMERIPRISE FINANCIAL SERVICES, LLC |
| IAP | MANAGED ACCOUNT ADVISORS LLC |
| P-UMA | WELLS FARGO CLEARING SERVICES, LLC |
| UMA | WELLS FARGO BANK, N.A. |
| UMA | OPPENHEIMER ASSET MANAGEMENT |
| CAPITAL DIRECTIONS | PNC INVESTMENTS |
| STRATIS | J.P. MORGAN SECURITIES LLC |
| UMA | US BANK, NA |
| RECOMMENDED MANAGER | ROBERT W. BAIRD & CO. INCORPORATED |
| UMA | ENVESTNET PMC |
| UMA | AMERIPRISE FINANCIAL SERVICES, LLC |
| PWP | LPL FINANCIAL LLC |
| UMA | SEI GLOBAL SERVICES INC |
| UMA | FULTON BANK, NA |
| PRIVATE ADVISOR NETWORK | WELLS FARGO CLEARING SERVICES, LLC |
| ADVISORY CHOICE | ROBERT W. BAIRD & CO. INCORPORATED |
| PRIVATE WEALTH | CITIGROUP GLOBAL MARKETS INC. |
| PRIVATE BANK | CITIGROUP GLOBAL MARKETS INC. |
| IMS - INVESTMENT MANAGEMENT SERVICES | MORGAN STANLEY |
| MAC - MANAGED ACCOUNTS CONSULTING | UBS FINANCIAL SERVICES INC. |
| UMA | SEI INVESTMENTS MANAGEMENT CORP |
| MANAGER SIGNALS | VESTMARK ADVISORY SOLUTIONS, INC. |
| MANAGER SELECT MODEL DELIVERY | LPL FINANCIAL LLC |
| MAP - MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| ADVISOR ALLOCATION PROGRAM (AAP) | UBS FINANCIAL SERVICES INC. |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| STRATEGIC WEALTH PORTFOLIOS (SWP) | UBS FINANCIAL SERVICES INC. |
| LOCKWOOD | BNY MELLON ADVISORS, INC. |
| SELECT UMA | CITIGROUP GLOBAL MARKETS INC. |
| MANAGED DIVERSIFIED PORTFOLIOS (MDP) | WELLS FARGO BANK NA |
| MANAGER SELECT (RIA) MAS | LPL FINANCIAL LLC |
| GMSSAP | GOLDMAN SACHS & CO. LLC |
| MANAGER SELECT (MSA) | LPL FINANCIAL LLC |
| SELECT UMA | MORGAN STANLEY |
| MANAGER ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| OUTSIDE MANAGED | RAYMOND JAMES & ASSOCIATES, INC. |
| CES - CONSULTING AND EVAL SERVICES | MORGAN STANLEY |
| MANAGER ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| PREMIER ADVISORY | ENVESTNET PMC |
| OPTIMA | MANAGED ACCOUNT ADVISORS LLC |
| UMA | MOUNT YALE INVESTMENT ADVISORS, LLC |
| UMA | ADHESION WEALTH ADVISOR SOLUTIONS |
| UMA | ASHTON THOMAS PRIVATE WEALTH |
| FMAX | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC |
| SANS | FIDELITY BROKERAGE SERVICES LLC |
| LOCKWOOD UMA | BNY MELLON ADVISORS, INC. |
| UMA | ICR PARTNERS |
Principal Office
1415 VANTAGE PARK DRIVE3RD FLOOR
CHARLOTTE
NC
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 833-568-4255, Fax: None
Chief Compliance Officer
PAUL FELSCH
CHIEF COMPLIANCE OFFICER
100 HERITAGE RESERVE
MENOMONEE FALLS
WI
United States
Tel:
314-274-3099
P**********@******************M
(Full email address available in API data)
Regulatory Contact
TIFFANY GENTILE
COMPLIANCE OFFICER
101 SEAPORT BLVD
11TH FLOOR
BOSTON
MA
United States
Tel:
617-865-4529
T**************@******************M
(Full email address available in API data)
Industry Affiliates
| ALLSPRING FUNDS DISTRIBUTOR, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALLSPRING GLOBAL INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GALLIARD CAPITAL MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAAST, PAUL, JOHN | Individual | – | SENIOR VICE PRESIDENT, HEAD OF PRODUCT DEVELOPMENT AND EXTERNAL INVESTMENTS, AND MANAGER | 04/2015 | < 5% |
| OWEN, ANDREW, NELSON | Individual | – | PRESIDENT, CEO AND MANAGER | 05/2017 | < 5% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | Foreign Entity | – | MANAGING MEMBER, DIRECT PARENT COMPANY | 07/2017 | > 75% |
| ALLSPRING INTERMEDIATE I LLC | Domestic Entity | ALLSPRING INTERMEDIATE II LLC | OWNER | 11/2021 | > 75% |
| MCMILLIN, MOLLY, FESTA | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| ALLSPRING BUYER LLC | Domestic Entity | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | OWNER | 11/2021 | > 75% |
| ALLSPRING INTERMEDIATE II LLC | Domestic Entity | ALLSPRING BUYER LLC | OWNER | 11/2021 | > 75% |
| ALLSPRING GROUP HOLDINGS LLC | Domestic Entity | ALLSPRING INTERMEDIATE I LLC | OWNER | 11/2021 | > 75% |
| GTCR FUND XIII/B LP | Domestic Entity | ALLSPRING GROUP HOLDINGS LLC | OWNER | 11/2021 | 25-50% |
| MCMILLIN, MOLLY, FESTA | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| SQUIRE, SALLIE, CLEMENTS | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| SULLIVAN, JOSEPH, ANDREW | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| GTCR PARTNERS XIII/B LP | Domestic Entity | GTCR FUND XIII/B LP | GENERAL PARTNER | 07/2020 | |
| GTCR INVESTMENT XIII LLC | Domestic Entity | GTCR PARTNERS XIII/B LP | GENERAL PARTNER | 07/2020 | |
| Felsch, Paul, Werner | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| McCormack, Traci | Individual | – | GLOBAL HEAD OF OPERATIONS AND MANAGER | 01/2022 | < 5% |
| SQUIRE, SALLIE, CLEMENTS | Individual | – | CHIEF OPERATING OFFICER | 01/2023 | < 5% |