Hedge Fund Database

WOOSTER CORTHELL WEALTH MANAGEMENT, INC.

Adviser information for WOOSTER CORTHELL WEALTH MANAGEMENT, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,053 $453.1M
Non-Discretionary 0 $0
Total 1,053 $453.1M

Clients

Type Number RAUM
Individuals 200 $75.8M
HNW Individuals 106 $353.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $11.0M
Charitable organizations 5 $10.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-58282
SEC ERA File Number 801-58282
SEC CIK Numbers 1566968
SEC CRD Numbers 112243
Legal Entity Identifier None

Principal Office

300 WINDING BROOK DRIVE
GLASTONBURY
CT
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 860-430-9766, Fax: 860-430-9762

Websites

www.linkedin.com/company/wooster-corthell-wealth-management-inc www.woostercorthell.com/

Chief Compliance Officer

NOLAN B. HUGHES
300 WINDING BROOK DRIVE
GLASTONBURY
CT
United States
Tel: 860-430-9766
Fax: 860-430-9762
(Full email address available in API data)

Regulatory Contact

MATTHEW W. CORTHELL, CFA
PRESIDENT & CEO
300 WINDING BROOK DRIVE
GLASTONBURY
CT
United States
Tel: 860-430-9766
Fax: 860-430-9762
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WOOSTER, ALAN, DALE Individual – SHAREHOLDER 10/2022 25-50%
CORTHELL, LYNN, RICKARDS Individual – CHAIRMAN OF THE BOARD/VICE PRESIDENT 04/2024 5-10%
Corthell, Matthew, William Individual – PRESIDENT & CEO 10/2022 10-25%
Kelly, Katherine, Zoe Individual – CHIEF OPERATING OFFICER 01/2022 10-25%
HUGHES, NOLAN, BLAKE Individual – OUTSOURCED CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

10502020202120222023202420254 on 1/15/20204 on 6/24/20204 on 10/1/20204 on 3/18/20216 on 3/14/20226 on 9/14/20225 on 11/1/20225 on 3/13/20235 on 8/21/20235 on 8/21/20235 on 9/8/20235 on 9/8/20235 on 10/11/20235 on 3/26/2024

RAUM, Historic

500M250M0202020212022202320242025328315777 on 1/15/2020328315777 on 6/24/2020328315777 on 10/1/2020389062468 on 3/18/2021466446674 on 3/14/2022466446674 on 9/14/2022466446674 on 11/1/2022388650226 on 3/13/2023388650226 on 8/21/2023388650226 on 8/21/2023388650226 on 9/8/2023388650226 on 9/8/2023388650226 on 10/11/2023453064294 on 3/26/2024

No. Clients, Historic

4002000202020212022202320242025275 on 1/15/2020275 on 6/24/2020275 on 10/1/2020296 on 3/18/2021301 on 3/14/2022301 on 9/14/2022301 on 11/1/2022312 on 3/13/2023312 on 8/21/2023312 on 8/21/2023312 on 9/8/2023312 on 9/8/2023312 on 10/11/2023311 on 3/26/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 2M 11K –
APPLE INC COM 2M 10K –
BARNES GROUP INC COM 3M 81K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 606K 1K –
CHEVRON CORP NEW COM 331K 2K –
GUIDEWIRE SOFTWARE INC COM 492K 4K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES INC CORE MSCI EMKT 1M 24K –
ISHARES TR 0-3 MNTH TREASRY 608K 6K –
ISHARES TR 20 YR TR BD ETF 7M 71K –
ISHARES TR 3 7 YR TREAS BD 11M 92K –
ISHARES TR A RATE CP BD ETF 9M 194K –
ISHARES TR CORE S&P MCP ETF 1M 20K –
ISHARES TR CORE S&P SCP ETF 1M 10K –
ISHARES TR CORE S&P TTL STK 39M 332K –
ISHARES TR CORE S&P500 ETF 5M 10K –
ISHARES TR EAFE SML CP ETF 758K 12K –
ISHARES TR GNMA BOND ETF 994K 23K –
ISHARES TR GOV/CRED BD ETF 781K 8K –
ISHARES TR IBOXX INV CP ETF 1M 14K –
ISHARES TR ISHS 5-10YR INVT 4M 74K –
ISHARES TR MBS ETF 10M 104K –
ISHARES TR MSCI EAFE ETF 7M 96K –
ISHARES TR RUS MID CAP ETF 1M 15K –
ISHARES TR RUS TOP 200 ETF 879K 7K –
ISHARES TR SHORT TREAS BD 1M 13K –
MICROSOFT CORP COM 245K 547 –
PROCTER AND GAMBLE CO COM 393K 2K –
PROSPECT CAP CORP NOTE 6.375% 3/0 10K 10K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 12M 452K –
SCHWAB STRATEGIC TR INTL EQTY ETF 39M 1M –
SCHWAB STRATEGIC TR INTL SCEQT ETF 6M 166K –
SCHWAB STRATEGIC TR US SML CAP ETF 960K 20K –
SCHWAB STRATEGIC TR US TIPS ETF 20M 384K –
SPDR SER TR BLOOMBERG 1-3 MO 462K 5K –
SPDR SER TR BLOOMBERG 3-12 M 2M 15K –
SPDR SER TR PORTFLI TIPS ETF 7M 294K –
SPDR SER TR PORTFOLI S&P1500 1M 21K –
TESLA INC COM 797K 4K –
VANGUARD INDEX FDS EXTEND MKT ETF 1M 7K –
VANGUARD INDEX FDS MID CAP ETF 20M 83K –
VANGUARD INDEX FDS SMALL CP ETF 16M 73K –
VANGUARD INDEX FDS TOTAL STK MKT 47M 174K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 79K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 2M 14K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 25M 437K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 12M 156K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 1M 19K –
VANGUARD STAR FDS VG TL INTL STK F 1M 18K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 13M 260K –
VANGUARD WORLD FD MEGA CAP INDEX 97M 490K –