CLUTINGER WILLIAMS & VERHOYE INC
Adviser information for CLUTINGER WILLIAMS & VERHOYE INC last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 252 | $118.5M |
| Non-Discretionary | 11 | $8.4M |
| Total | 263 | $126.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 89 | $33.5M |
| HNW Individuals | 30 | $74.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $1.6M |
| Charitable organizations | 8 | $13.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $3.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 168 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-5935 |
|---|---|
| SEC ERA File Number | 801-5935 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111082 |
| Legal Entity Identifier | None |
Principal Office
6398 DEL CERRO BLVDSTE 3
SAN DIEGO
CA
United States
Monday - Friday, 7:00AM TO 3:00PM
Tel: 619-326-0900, Fax: 619-326-0921
Websites
Chief Compliance Officer
SCOTT B WILLIAMS
PRESIDENT/CEO
6398 DEL CERRO BLVD
SUITE 3
SAN DIEGO
CA
United States
Tel:
619-326-0900
Fax:
619-326-0921
S*****@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLIAMS, SCOTT, BRIAN | Individual | – | PRESIDENT-CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | 06/2004 | > 75% |
| STONE, KENT, EDWIN | Individual | – | VICE PRESIDENT/TREASURER/DIRECTOR | 06/2010 | 10-25% |