VIRTUS INVESTMENT ADVISERS, INC.
Adviser information for VIRTUS INVESTMENT ADVISERS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 82 | $47.8B |
| Non-Discretionary | 0 | $0 |
| Total | 82 | $47.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 73 | $45.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 11 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY. |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ONE FINANCIAL PLAZA26TH FLOOR
HARTFORD
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 800-248-7971, Fax: 860-241-1024
Chief Compliance Officer
DAVID FUSCO
VICE PRESIDENT
ONE FINANCIAL PLAZA
26TH FLOOR
HARTFORD
CT
United States
Tel:
860-263-4707
Fax:
860-241-1024
D**********@*********M
(Full email address available in API data)
Regulatory Contact
CHETRAM PERSAUD
COMPLIANCE OFFICER
ONE FINANCIAL PLAZA
26TH FLOOR
HARTFORD
CT
United States
Tel:
860-263-4707
Fax:
860-241-1024
C**************@*********M
(Full email address available in API data)
Industry Affiliates
| ALPHASIMPLEX GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CEREDEX VALUE ADVISORS LLC | Other investment adviser, including financial planners |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | Other investment adviser, including financial planners |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| NFJ INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| SEIX CLO MANAGEMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEIX CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| SILVANT CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| SUSTAINABLE GROWTH ADVISERS, LP | Other investment adviser, including financial planners |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS ETF ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FIXED INCOME ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FUND ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | Other investment adviser, including financial planners |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | Other investment adviser, including financial planners |
| VP DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTCHESTER CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FUSCO, DAVID, ELLIOT | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 06/2009 | < 5% |
| AYLWARD, GEORGE, ROBERT | Individual | – | DIRECTOR, PRESIDENT AND CHAIRMAN | 11/2008 | < 5% |
| VIRTUS INVESTMENT PARTNERS, INC. | Domestic Entity | VIRTUS PARTNERS, INC. | SHAREHOLDER | 12/2008 | > 75% |
| ANGERTHAL, MICHAEL, AARON | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 11/2008 | < 5% |
| VIRTUS PARTNERS, INC. | Domestic Entity | – | SHAREHOLDER | 09/2011 | > 75% |
| HANLEY, DAVID, GEORGE | Individual | – | VICE PRESIDENT AND TREASURER | 11/2007 | < 5% |
| SMIRL, RICHARD, WILLIAM | Individual | – | EXECUTIVE VICE PRESIDENT | 05/2021 | < 5% |
| PURKALITIS, ANDRA, CYNTHIA | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFFIRM HLDGS INC | NOTE 11/1 | 36K | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 10K | – | – |
| ALARM COM HLDGS INC | NOTE 1/1 | 37K | – | – |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 51K | – | – |
| ALTAIR ENGR INC | NOTE 1.750% 6/1 | 7K | – | – |
| AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 35K | – | – |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 80K | – | – |
| BANDWIDTH INC | NOTE 0.500% 4/0 | 43K | – | – |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 45K | – | – |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 45K | – | – |
| BLACKLINE INC | NOTE 3/1 | 35K | – | – |
| BLOCK INC | NOTE 5/0 | 37K | – | – |
| BLOCK INC | NOTE 0.250%11/0 | 37K | – | – |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 86K | – | – |
| BURLINGTON STORES INC | NOTE 2.250% 4/1 | 49K | – | – |
| CMS ENERGY CORP | NOTE 3.375% 5/ | 41K | – | – |
| COLLEGIUM PHARMACEUTICAL INC | NOTE 2.875% 2/1 | 43K | – | – |
| CYBERARK SOFTWARE LTD | NOTE 11/1 | 35K | – | – |
| DATADOG INC | NOTE 0.125% 6/1 | 81K | – | – |
| DAYFORCE INC | NOTE 0.250% 3/1 | 37K | – | – |
| DROPBOX INC | NOTE 3/0 | 45K | – | – |
| DROPBOX INC | NOTE 3/0 | 43K | – | – |
| ETSY INC | NOTE 0.125% 9/0 | 43K | – | – |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 35K | – | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 41K | – | – |
| FIVE9 INC | NOTE 0.500% 6/0 | 44K | – | – |
| FIVERR INTL LTD | NOTE 11/0 | 18K | – | – |
| GRANITE CONSTR INC | NOTE 3.750% 5/ | 17K | – | – |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 21K | – | – |
| GUARDANT HEALTH INC | NOTE 11/1 | 40K | – | – |
| HAEMONETICS CORP MASS | NOTE 3/0 | 37K | – | – |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 42K | – | – |
| HUBSPOT INC | NOTE 0.375% 6/0 | 67K | – | – |
| IMPINJ INC | NOTE 1.125% 5/1 | 46K | – | – |
| INSULET CORP | NOTE 0.375% 9/0 | 47K | – | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 43K | – | – |
| ITRON INC | NOTE 3/1 | 39K | – | – |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 47K | – | – |
| LCI INDS | NOTE 1.125% 5/1 | 44K | – | – |
| LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 36K | – | – |
| MICROSTRATEGY INC | NOTE 2/1 | 18K | – | – |
| MICROSTRATEGY INC | NOTE 0.750%12/1 | 28K | – | – |
| NABORS INDS INC | NOTE 1.750% 6/1 | 44K | – | – |
| NCL CORP LTD | NOTE 2.500% 2/1 | 47K | – | – |
| NCL CORP LTD | NOTE 5.375% 8/0 | 58K | – | – |
| NEOGENOMICS INC | NOTE 0.250% 1/1 | 34K | – | – |
| NRG ENERGY INC | DBCV 2.750% 6/0 | 40K | – | – |
| NUTANIX INC | NOTE 0.250%10/0 | 26K | – | – |
| NUVASIVE INC | NOTE 0.375% 3/1 | 37K | – | – |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 7K | – | – |
| PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 109K | – | – |
| PDD HOLDINGS INC | NOTE 12/0 | 52K | – | – |
| PERMIAN RESOURCES CORP | NOTE 3.250% 4/0 | 39K | – | – |
| POST HLDGS INC | NOTE 2.500% 8/1 | 44K | – | – |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | 57K | – | – |
| PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 42K | – | – |
| RINGCENTRAL INC | NOTE 3/0 | 36K | – | – |
| RINGCENTRAL INC | NOTE 3/1 | 38K | – | – |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 12K | – | – |
| ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 97K | – | – |
| SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 9K | – | – |
| SHIFT4 PMTS INC | NOTE 12/1 | 44K | – | – |
| SOUTHERN CO | NOTE 3.875%12/1 | 20K | – | – |
| SPOTIFY USA INC | NOTE 3/1 | 49K | – | – |
| STRIDE INC | NOTE 1.125% 9/0 | 50K | – | – |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | 36K | – | – |
| UPWORK INC | NOTE 0.250% 8/1 | 35K | – | – |
| VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 67K | – | – |
| WAYFAIR INC | NOTE 3.250% 9/1 | 25K | – | – |
| WAYFAIR INC | NOTE 3.500%11/ | 35K | – | – |
| WISDOMTREE INC | NOTE 5.750% 8/1 | 43K | – | – |
| WIX COM LTD | NOTE 8/1 | 19K | – | – |
| ZSCALER INC | NOTE 0.125% 7/0 | 68K | – | – |
| 3M CO | COM | 81K | – | – |
| ABBVIE INC | COM | 262K | – | – |
| ABERCROMBIE & FITCH CO | CL A | 635K | – | – |
| ABM INDS INC | COM | 233K | – | – |
| ACUSHNET HLDGS CORP | COM | 252K | – | – |
| ADMA BIOLOGICS INC | COM | 2M | – | – |
| ADOBE INC | COM | 298K | – | – |
| ADT INC DEL | COM | 897K | – | – |
| AES CORP | COM | 662K | – | – |
| AGILYSYS INC | COM | 323K | 3K | – |
| ALLETE INC | COM NEW | 137K | 2K | – |
| ALPHABET INC | CAP STK CL C | 211K | 1K | – |
| ALPHABET INC | CAP STK CL A | 798K | 4K | – |
| ALTRIA GROUP INC | COM | 248K | 5K | – |
| AMALGAMATED FINANCIAL CORP | COM | 167K | 6K | – |
| AMAZON COM INC | COM | 688K | 4K | – |
| AMER STATES WTR CO | COM | 349K | 5K | – |
| AMERICAN WOODMARK CORPORATIO | COM | 792K | 10K | – |
| AMERISAFE INC | COM | 259K | 6K | – |
| AMNEAL PHARMACEUTICALS INC | COM STK CL A | 219K | 35K | – |
| AMPHASTAR PHARMACEUTICALS IN | COM | 244K | 6K | – |
| ANI PHARMACEUTICALS INC | COM | 784K | 12K | – |
| ANIKA THERAPEUTICS INC | COM | 1M | 46K | – |
| APPLE INC | COM | 2M | 10K | – |
| APPLIED MATLS INC | COM | 252K | 1K | – |
| ARCOSA INC | COM | 475K | 6K | – |
| ATLASSIAN CORPORATION | CL A | 94K | 530 | – |
| ATRICURE INC | COM | 96K | 4K | – |
| AURINIA PHARMACEUTICALS INC | COM | 473K | 83K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 110K | 459 | – |
| AXCELIS TECHNOLOGIES INC | COM NEW | 406K | 3K | – |
| BAIN CAP SPECIALTY FIN INC | COM STK | 245K | 15K | – |
| BANCOLOMBIA S A | SPON ADR PREF | 146K | 4K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 26K | 22 | – |
| BARRETT BUSINESS SVCS INC | COM | 2M | 56K | – |
| BEACON ROOFING SUPPLY INC | COM | 552K | 6K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 358K | 880 | – |
| BLACKBAUD INC | COM | 228K | 3K | – |
| BLACKLINE INC | COM | 824K | 17K | – |
| BLUE BIRD CORP | COM | 854K | 16K | – |
| BLUEPRINT MEDICINES CORP | COM | 82K | 758 | – |
| BOISE CASCADE CO DEL | COM | 506K | 4K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 72K | 467 | – |
| BRIGHT HORIZONS FAM SOL IN D | COM | 266K | 2K | – |
| BROADCOM INC | COM | 242K | 151 | – |
| BROWN & BROWN INC | COM | 154K | 2K | – |
| BYLINE BANCORP INC | COM | 232K | 10K | – |
| CADENCE DESIGN SYSTEM INC | COM | 130K | 423 | – |
| CAL MAINE FOODS INC | COM NEW | 269K | 4K | – |
| CAREDX INC | COM | 856K | 55K | – |
| CASEYS GEN STORES INC | COM | 751K | 2K | – |
| CATALYST PHARMACEUTICALS INC | COM | 104K | 7K | – |
| CATERPILLAR INC | COM | 53K | 160 | – |
| CBOE GLOBAL MKTS INC | COM | 185K | 1K | – |
| CENCORA INC | COM | 824K | 4K | – |
| CENTENE CORP DEL | COM | 182K | 3K | – |
| CENTERRA GOLD INC | COM | 134K | 20K | – |
| CENTRAL PAC FINL CORP | COM NEW | 152K | 7K | – |
| CHEMED CORP NEW | COM | 486K | 895 | – |
| CHURCH & DWIGHT CO INC | COM | 570K | 6K | – |
| THE CIGNA GROUP | COM | 583K | 2K | – |
| CINTAS CORP | COM | 456K | 651 | – |
| CIRRUS LOGIC INC | COM | 306K | 2K | – |
| CLEAR SECURE INC | COM CL A | 423K | 23K | – |
| CLEARWATER PAPER CORP | COM | 709K | 15K | – |
| COCA COLA CO | COM | 71K | 1K | – |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 108K | 2K | – |
| COLGATE PALMOLIVE CO | COM | 247K | 3K | – |
| COMFORT SYS USA INC | COM | 623K | 2K | – |
| COMMUNITY HEALTH SYS INC NEW | COM | 114K | 34K | – |
| COMMVAULT SYS INC | COM | 2M | 12K | – |
| CONSOLIDATED EDISON INC | COM | 87K | 971 | – |
| CRESCENT ENERGY COMPANY | CL A COM | 411K | 35K | – |
| CUMMINS INC | COM | 111K | 400 | – |
| DAVITA INC | COM | 330K | 2K | – |
| DECKERS OUTDOOR CORP | COM | 612K | 632 | – |
| DOCUSIGN INC | COM | 945K | 18K | – |
| DONEGAL GROUP INC | CL A | 202K | 16K | – |
| DUKE ENERGY CORP NEW | COM NEW | 54K | 535 | – |
| DYCOM INDS INC | COM | 219K | 1K | – |
| EAGLE MATLS INC | COM | 435K | 2K | – |
| ELECTRONIC ARTS INC | COM | 169K | 1K | – |
| ELI LILLY & CO | COM | 261K | 288 | – |
| EMCOR GROUP INC | COM | 1M | 3K | – |
| EMPLOYERS HLDGS INC | COM | 255K | 6K | – |
| ENCOMPASS HEALTH CORP | COM | 335K | 4K | – |
| EPR PPTYS | PFD C CV 5.75% | 36K | 2K | – |
| EXACT SCIENCES CORP | COM | 161K | 4K | – |
| EXELIXIS INC | COM | 292K | 13K | – |
| FEDERATED HERMES INC | CL B | 199K | 6K | – |
| FIDELITY NATL INFORMATION SV | COM | 131K | 2K | – |
| FLOWERS FOODS INC | COM | 438K | 20K | – |
| FLOWSERVE CORP | COM | 301K | 6K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 167K | 3K | – |
| FRONTDOOR INC | COM | 592K | 18K | – |
| GARTNER INC | COM | 101K | 224 | – |
| GE AEROSPACE | COM NEW | 57K | 358 | – |
| GENERAL MTRS CO | COM | 243K | 5K | – |
| GENWORTH FINL INC | COM SHS | 255K | 42K | – |
| GOLDMAN SACHS BDC INC | SHS | 233K | 16K | – |
| GOLUB CAP BDC INC | COM | 490K | 31K | – |
| GRAND CANYON ED INC | COM | 475K | 3K | – |
| GRIFFON CORP | COM | 315K | 5K | – |
| GULFPORT ENERGY CORP | COMMON SHARES | 862K | 6K | – |
| HAEMONETICS CORP MASS | COM | 1M | 14K | – |
| HALOZYME THERAPEUTICS INC | COM | 206K | 4K | – |
| HANCOCK WHITNEY CORPORATION | COM | 957K | 20K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 253K | 3K | – |
| HEALTHSTREAM INC | COM | 140K | 5K | – |
| HEICO CORP NEW | COM | 400K | 2K | – |
| HERCULES CAPITAL INC | COM | 249K | 12K | – |
| HNI CORP | COM | 1M | 24K | – |
| HUNTINGTON INGALLS INDS INC | COM | 127K | 514 | – |
| ICICI BANK LIMITED | ADR | 4M | 126K | – |
| IDACORP INC | COM | 466K | 5K | – |
| INGLES MKTS INC | CL A | 185K | 3K | – |
| INNOVIVA INC | COM | 303K | 18K | – |
| INTAPP INC | COM | 267K | 7K | – |
| INTERDIGITAL INC | COM | 2K | 20 | – |
| INTERFACE INC | COM | 367K | 25K | – |
| J & J SNACK FOODS CORP | COM | 523K | 3K | – |
| J JILL INC | COM | 364K | 10K | – |
| JANUS INTERNATIONAL GROUP IN | COMMON STOCK | 161K | 13K | – |
| JELD-WEN HLDG INC | COM | 135K | 10K | – |
| SANFILIPPO JOHN B & SON INC | COM | 509K | 5K | – |
| JOHNSON & JOHNSON | COM | 202K | 1K | – |
| JPMORGAN CHASE & CO. | COM | 186K | 919 | – |
| KB HOME | COM | 876K | 12K | – |
| KIMBERLY-CLARK CORP | COM | 112K | 810 | – |
| KIRBY CORP | COM | 1M | 9K | – |
| KLA CORP | COM NEW | 247K | 300 | – |
| KNIFE RIVER CORP | COMMON STOCK | 1M | 18K | – |
| KNOWLES CORP | COM | 281K | 16K | – |
| KROGER CO | COM | 136K | 3K | – |
| KRONOS WORLDWIDE INC | COM | 92K | 7K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 466K | 18K | – |
| LANCASTER COLONY CORP | COM | 224K | 1K | – |
| LENNOX INTL INC | COM | 365K | 683 | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S A | 560K | 9K | – |
| LOCKHEED MARTIN CORP | COM | 252K | 540 | – |
| LOEWS CORP | COM | 98K | 1K | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 488K | 3K | – |
| MAIN STR CAP CORP | COM | 257K | 5K | – |
| MANHATTAN ASSOCIATES INC | COM | 956K | 4K | – |
| MARATHON PETE CORP | COM | 284K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 56K | 266 | – |
| MASTEC INC | COM | 174K | 2K | – |
| MASTERBRAND INC | COMMON STOCK | 185K | 13K | – |
| MCKESSON CORP | COM | 174K | 298 | – |
| MEDPACE HLDGS INC | COM | 192K | 465 | – |
| MERCK & CO INC | COM | 474K | 4K | – |
| MERIT MED SYS INC | COM | 454K | 5K | – |
| META PLATFORMS INC | CL A | 414K | 821 | – |
| METLIFE INC | COM | 108K | 2K | – |
| MGIC INVT CORP WIS | COM | 452K | 21K | – |
| MICROSOFT CORP | COM | 2M | 6K | – |
| MIMEDX GROUP INC | COM | 207K | 30K | – |
| MOOG INC | CL A | 719K | 4K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 545K | 1K | – |
| MPLX LP | COM UNIT REP LTD | 494K | 12K | – |
| NATERA INC | COM | 386K | 4K | – |
| NATIONAL BEVERAGE CORP | COM | 108K | 2K | – |
| NETAPP INC | COM | 206K | 2K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 549K | 4K | – |
| NISOURCE INC | COM | 366K | 13K | – |
| NMI HLDGS INC | COM | 1M | 32K | – |
| NORTHROP GRUMMAN CORP | COM | 322K | 739 | – |
| NVIDIA CORPORATION | COM | 4M | 31K | – |
| NVR INC | COM | 228K | 30 | – |
| OSI SYSTEMS INC | COM | 247K | 2K | – |
| OTTER TAIL CORP | COM | 366K | 4K | – |
| OWENS CORNING NEW | COM | 325K | 2K | – |
| PACCAR INC | COM | 55K | 533 | – |
| PDD HOLDINGS INC | SPONSORED ADS | 1M | 8K | – |
| PEGASYSTEMS INC | COM | 232K | 4K | – |
| PERDOCEO ED CORP | COM | 390K | 18K | – |
| PETIQ INC | COM CL A | 302K | 14K | – |
| PG&E CORP | COM | 199K | 11K | – |
| PHIBRO ANIMAL HEALTH CORP | CL A COM | 247K | 15K | – |
| PILGRIMS PRIDE CORP | COM | 115K | 3K | – |
| PLAYAGS INC | COM | 376K | 33K | – |
| POPULAR INC | COM NEW | 672K | 8K | – |
| PREFERRED BK LOS ANGELES CA | COM NEW | 577K | 8K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 858K | 12K | – |
| PRIMORIS SVCS CORP | COM | 1M | 22K | – |
| PROCTER AND GAMBLE CO | COM | 163K | 986 | – |
| PROGRESS SOFTWARE CORP | COM | 615K | 11K | – |
| PROGRESSIVE CORP | COM | 289K | 1K | – |
| PROPETRO HLDG CORP | COM | 222K | 26K | – |
| PULTE GROUP INC | COM | 696K | 6K | – |
| Q2 HLDGS INC | COM | 299K | 5K | – |
| QUALCOMM INC | COM | 120K | 602 | – |
| RADIAN GROUP INC | COM | 286K | 9K | – |
| RED ROCK RESORTS INC | CL A | 226K | 4K | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 780K | 4K | – |
| REYNOLDS CONSUMER PRODS INC | COM | 381K | 14K | – |
| RINGCENTRAL INC | CL A | 705K | 25K | – |
| RLI CORP | COM | 553K | 4K | – |
| ROPER TECHNOLOGIES INC | COM | 318K | 564 | – |
| RUSH ENTERPRISES INC | CL A | 410K | 10K | – |
| RYDER SYS INC | COM | 763K | 6K | – |
| SAFETY INS GROUP INC | COM | 476K | 6K | – |
| SALESFORCE INC | COM | 64K | 248 | – |
| SCIENCE APPLICATIONS INTL CO | COM | 286K | 2K | – |
| SERVICENOW INC | COM | 55K | 70 | – |
| SILGAN HLDGS INC | COM | 135K | 3K | – |
| SMARTSHEET INC | COM CL A | 251K | 6K | – |
| STEEL DYNAMICS INC | COM | 194K | 2K | – |
| STEELCASE INC | CL A | 967K | 75K | – |
| STITCH FIX INC | COM CL A | 438K | 105K | – |
| STRATEGIC ED INC | COM | 1M | 10K | – |
| STRIDE INC | COM | 282K | 4K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 248K | 4K | – |
| SUPERNUS PHARMACEUTICALS INC | COM | 780K | 29K | – |
| SYLVAMO CORP | COMMON STOCK | 254K | 4K | – |
| SYNCHRONY FINANCIAL | COM | 184K | 4K | – |
| TACTILE SYS TECHNOLOGY INC | COM | 107K | 9K | – |
| TAYLOR MORRISON HOME CORP | COM | 2M | 29K | – |
| TENET HEALTHCARE CORP | COM NEW | 387K | 3K | – |
| TEREX CORP NEW | COM | 186K | 3K | – |
| TERNIUM SA | SPONSORED ADS | 183K | 5K | – |
| TETRA TECH INC NEW | COM | 340K | 2K | – |
| TEXTRON INC | COM | 189K | 2K | – |
| THERMON GROUP HLDGS INC | COM | 787K | 26K | – |
| TJX COS INC NEW | COM | 126K | 1K | – |
| TOOTSIE ROLL INDS INC | COM | 107K | 4K | – |
| TRANSALTA CORP | COM | 559K | 79K | – |
| TRAVELZOO | COM NEW | 69K | 9K | – |
| TRI POINTE HOMES INC | COM | 175K | 5K | – |
| TRINITY CAP INC | COM | 615K | 43K | – |
| TURTLE BEACH CORP | COM NEW | 158K | 11K | – |
| TWIST BIOSCIENCE CORP | COM | 444K | 9K | – |
| UFP INDUSTRIES INC | COM | 724K | 6K | – |
| ULTRA CLEAN HLDGS INC | COM | 800K | 16K | – |
| UNITIL CORP | COM | 216K | 4K | – |
| UNUM GROUP | COM | 312K | 6K | – |
| VALERO ENERGY CORP | COM | 279K | 2K | – |
| VANDA PHARMACEUTICALS INC | COM | 160K | 28K | – |
| VENTAS INC | COM | 149K | 3K | – |
| VERACYTE INC | COM | 1M | 50K | – |
| VERICEL CORP | COM | 218K | 5K | – |
| VERISK ANALYTICS INC | COM | 106K | 392 | – |
| VIAD CORP | COM | 534K | 16K | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 1M | 115K | – |
| VIRTUS ETF TR II | DUFF & PHELPS CL | 3M | 146K | – |
| VISA INC | COM CL A | 163K | 622 | – |
| VISTRA CORP | COM | 350K | 4K | – |
| VOYAGER THERAPEUTICS INC | COM | 100K | 13K | – |
| WABASH NATL CORP | COM | 142K | 7K | – |
| WALMART INC | COM | 349K | 5K | – |
| WARRIOR MET COAL INC | COM | 519K | 8K | – |
| WASTE MGMT INC DEL | COM | 317K | 1K | – |
| WEIS MKTS INC | COM | 252K | 4K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 49K | 41 | – |
| WILLIAMS SONOMA INC | COM | 113K | 400 | – |
| WOLVERINE WORLD WIDE INC | COM | 272K | 20K | – |
| XEROX HOLDINGS CORP | COM NEW | 79K | 7K | – |
| XYLEM INC | COM | 149K | 1K | – |
| ZEEKR INTELLIGENT TECHNOLOGY | SPON AD | 2K | 88 | – |
| ZETA GLOBAL HOLDINGS CORP | CL A | 1M | 59K | – |
| ZSCALER INC | COM | 34K | 179 | – |
| ZYMEWORKS INC | COM | 145K | 17K | – |