Hedge Fund Database

ARISTOTLE CAPITAL MANAGEMENT, LLC

Adviser information for ARISTOTLE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 164
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 32
Registered State Investment Advisers 28
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5,998 $43.7B
Non-Discretionary 0 $0
Total 5,998 $43.7B

Clients

Type Number RAUM
Individuals 5,125 $5.4B
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 11 $17.7B
Business development companies 0 $0
Pooled investment vehicles 17 $9.4B
Pension and profit sharing plans 75 $5.0B
Charitable organizations 167 $1.1B
State or municipal gov entities 42 $2.3B
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 14 $103.2M
Corporations or other businesses 557 $2.7B
Other 0 $0
Type Number
No. of Non-RAUM Clients 43
No. of Non-U.S. Clients 6

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 3.0B
Both for Same 0
Portfolio Manager to Program Sponsor
FIDUCIARY SERVICES PROGRAM CITIGROUP
GLOBAL MANAGER STRATEGIES SEPARATE ACCOUNT PROGRAM GOLDMAN SACHS & CO
MANAGED ACCOUNT ACCESS CHARLES SCHWAB & CO.
UBS ACCESS AND STRATEGIC WEALTH PORTFOLIO UBS
MAL, MAC, LSP BNY MELLON ADVISORS, INC.

Identifiers

SEC RIA File Number 801-60014
SEC ERA File Number 801-60014
SEC CIK Numbers 860644
SEC CRD Numbers 109876
Legal Entity Identifier 2549004DENUUZY85ZB69

Principal Office

11100 SANTA MONICA BLVD
SUITE 1700
LOS ANGELES
CA
United States
Monday - Friday, 7:00 AM - 5:00PM
Tel: 310-478-4005, Fax: 310-478-8496

Websites

www.linkedin.com/company/aristotlecap/ www.instagram.com/aristotlecapital/ twitter.com/aristotlecap www.aristotlecap.com/affiliates/aristotle-capital-management/ www.youtube.com/user/aristotlecap

Chief Compliance Officer

MICHELLE GOSOM
11100 SANTA MONICA BLVD
SUITE 1700
LOS ANGELES
CA
United States
Tel: 310-478-4005
Fax: 310-478-8496
(Full email address available in API data)

Regulatory Contact

RICHARD SCHWEITZER
CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER
11100 SANTA MONICA BLVD
SUITE 1700
LOS ANGELES
CA
United States
Tel: 310-478-4005
Fax: 310-478-8496
(Full email address available in API data)

Industry Affiliates

ARISTOTLE ATLANTIC PARTNERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ARISTOTLE CAPITAL BOSTON, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ARISTOTLE CREDIT PARTNERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ARISTOTLE INVESTMENT SERVICES, LLC Other investment adviser, including financial planners
ARISTOTLE PACIFIC CAPITAL, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
METWEST FUND MANAGER Sponsor, GP, manager of pooled investment vehicles
METWEST REALTY ADVISORS, LLC Other investment adviser, including financial planners
PAM BANK LOAN FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
PAM CLO OPPORTUNITIES FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
SAUL FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SAUL FUND, LP Hedge Fund $3.8M $1.0M 5

Control Persons

Name Type Entity Title Since Ownership
SCHWEITZER, RICHARD, HARLAN Individual – OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER 07/2011 < 5%
RCB ACQUISITION COMPANY, LLC Domestic Entity – OWNER 07/2011 10-25%
METWEST VENTURES, LLC Domestic Entity RCB ACQUISITION COMPANY, LLC OWNER/MEMBER 07/2011 25-50%
GLEICHER, HOWARD, ROY Individual – OWNER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER 07/2011 < 5%
GLEICHER, HOWARD, ROY Individual GLEICHER HOLDINGS, LLC OWNER/MEMBER 07/2011 > 75%
BOROWSKI, STEVEN, MARK Individual – OWNER, PRESIDENT 07/2011 < 5%
RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88 Domestic Entity METWEST VENTURES, LLC OWNER/MEMBER 10/2009 > 75%
HOLLANDER, RICHARD, SCOTT Individual – OWNER, CHAIRMAN OF THE BOARD 09/2012 < 5%
GOSOM, MICHELLE, MONSALUD Individual – OWNER, CHIEF COMPLIANCE OFFICER 08/2014 < 5%
GLEICHER HOLDINGS, LLC Domestic Entity – OWNER 12/2012 10-25%
LISENBEE, GARY, WAYNE Individual – OWNER, VICE CHAIRMAN 01/2022 < 5%
HOLLANDER, JACQUELINE Individual RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88 CO-TRUSTEE 10/2009
SCARLETT, NANCY, JEDDELOH Individual – OWNER, MANAGING DIRECTOR, CHIEF RISK OFFICER 02/2018 < 5%
LLINAS NEGRET, MARIA, CATALINA Individual – OWNER, CO-CHIEF INVESTMENT OFFICER 03/2019 < 5%
LISENBEE FAMILY TRUST Domestic Entity – OWNER 06/2013 < 5%
SCHWEITZER 2005 TRUST Domestic Entity – OWNER 07/2011 5-10%
BOROWSKI FAMILY TRUST Domestic Entity – OWNER 07/2011 5-10%
LISENBEE, GARY, WAYNE Individual LISENBEE FAMILY TRUST CO-TRUSTEE 06/2013
SCHWEITZER, RICHARD, HARLAN Individual SCHWEITZER 2005 TRUST CO-TRUSTEE 07/2011
BOROWSKI, STEVEN Individual BOROWSKI FAMILY TRUST CO-TRUSTEE 07/2011
BOROWSKI, LINDA Individual BOROWSKI FAMILY TRUST CO-TRUSTEE 07/2011
SCHWEITZER, JULIE, LYNNE Individual SCHWEITZER 2005 TRUST CO-TRUSTEE 07/2011
LISENBEE, MARY, JO Individual LISENBEE FAMILY TRUST CO-TRUSTEE 06/2013
PACIFIC LIFE INSURANCE COMPANY Domestic Entity – OWNER 04/2023 10-25%
WOMACK, ROBERT, REID Individual – OWNER, CHIEF INNOVATION OFFICER 07/2018 < 5%
Chandwani, Sona, Sapna Individual – OWNER, CHIEF ADMINISTRATIVE OFFICER 01/2019 < 5%
Quan, John, Albert Individual – OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER 10/2021 < 5%
ST HILAIRE, KIM, MARIE Individual – OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING 05/2021 < 5%
HAWLEY, VICTOR Individual – OWNER, DIRECTOR OF RESEARCH 02/2018 < 5%
HOLLANDER, RICHARD, SCOTT Individual RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88 CO-TRUSTEE 10/2009
REIDMAN, LP Domestic Entity – OWNER 01/2012 < 5%
WOMACK, ROBERT, REID Individual REIDMAN, LP REGISTERED AGENT 06/2010

No. Employees, Historic

20010002019202020212022202320242025100 on 9/30/2019100 on 12/26/2019112 on 3/13/2020112 on 6/12/2020120 on 3/16/2021120 on 3/23/2021120 on 4/9/2021152 on 2/7/2022152 on 3/11/2022154 on 3/13/2023154 on 5/5/2023164 on 3/4/2024164 on 3/11/2024

RAUM, Historic

50B25B0201920202021202220232024202513476093105 on 9/30/201927320459560 on 12/26/201927176905195 on 3/13/202027176905195 on 6/12/202035623141405 on 3/16/202135623141405 on 3/23/202135623141405 on 4/9/202149666660464 on 2/7/202249666660464 on 3/11/202240491721648 on 3/13/202340491721648 on 5/5/202343668924063 on 3/4/202443668924063 on 3/11/2024

No. Clients, Historic

7,0003,500020192020202120222023202420252068 on 9/30/20192386 on 12/26/20192435 on 3/13/20202435 on 6/12/20203313 on 3/16/20213313 on 3/23/20213313 on 4/9/20215752 on 2/7/20225752 on 3/11/20226139 on 3/13/20236139 on 5/5/20236008 on 3/4/20246008 on 3/11/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 645K 6K –
ABBOTT LABS COM 6M 55K –
ABBVIE INC COM 12M 69K –
ACCENTURE PLC IRELAND SHS CLASS A 212M 700K ARISTOTLE INVESTMENT SERVICES, LLC
ADOBE INC COM 2B 3M 1,2
ALCON AG ORD SHS 1B 12M 1,2
AMERICAN EXPRESS CO COM 3M 12K –
AMERICAN INTL GROUP INC COM NEW 364M 5M –
AMERICAN WTR WKS CO INC NEW COM 892M 7M 1,2
AMERIPRISE FINL INC COM 1B 3M 1,2
AMGEN INC COM 1B 4M 1,2
ANSYS INC COM 1B 4M 1,2
APPLE INC COM 2M 8K –
ATMOS ENERGY CORP COM 976M 8M 1,2
AUTODESK INC COM 1B 4M 1,2
BANK AMERICA CORP COM 529K 13K –
BERKSHIRE HATHAWAY INC DEL CL A 2M 4 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 844K 2K –
BLACKSTONE INC COM 934M 8M 1,2
BROOKFIELD CORP CL A LTD VT SH 122M 3M –
CAMECO CORP COM 117M 2M –
CAPITAL ONE FINL CORP COM 1B 8M 1,2
CHEVRON CORP NEW COM 134M 860K –
CHURCH & DWIGHT CO INC COM 3M 29K –
CINCINNATI FINL CORP COM 677K 6K –
CINTAS CORP COM 7M 10K –
COCA COLA CO COM 994M 16M 1,2
COCA-COLA EUROPACIFIC PARTNE SHS 153M 2M ARISTOTLE INVESTMENT SERVICES, LLC
COMMERCE BANCSHARES INC COM 468M 8M 1,2
CONSTELLATION BRANDS INC CL A 794M 3M 1,2
CORTEVA INC COM 1B 24M 1,2
COSTCO WHSL CORP NEW COM 1M 1K –
COTERRA ENERGY INC COM 930M 35M 1,2
CREDICORP LTD COM 137M 848K ARISTOTLE INVESTMENT SERVICES, LLC
CROWN CASTLE INC COM 541K 6K –
CULLEN FROST BANKERS INC COM 607M 6M 1,2
DANAHER CORPORATION COM 1B 4M 1,2
DOLBY LABORATORIES INC COM CL A 25M 311K ARISTOTLE INVESTMENT SERVICES, LLC
DONALDSON INC COM 429K 6K –
DOVER CORP COM 469K 3K –
ECOLAB INC COM 1B 5M 1,2
EMERSON ELEC CO COM 1M 10K –
EQUITY LIFESTYLE PPTYS INC COM 696M 11M 1,2
EXXON MOBIL CORP COM 4M 32K –
FIRSTCASH HOLDINGS INC COM 34M 325K ARISTOTLE INVESTMENT SERVICES, LLC
FMC CORP COM NEW 15M 262K ARISTOTLE INVESTMENT SERVICES, LLC
FRANKLIN ELEC INC COM 2M 18K –
GENERAL DYNAMICS CORP COM 859M 3M 1,2
GLOBAL X FDS S&P 500 CATHOLIC 6M 88K –
GRAINGER W W INC COM 2M 2K –
GSK PLC SPONSORED ADR 69M 2M –
HALEON PLC SPON ADS 75M 9M –
HONEYWELL INTL INC COM 994M 5M 1,2
ILLINOIS TOOL WKS INC COM 107M 452K –
ING GROEP N.V. SPONSORED ADR 125M 7M –
INGERSOLL RAND INC COM 138M 2M –
ISHARES INC MSCI STH KOR ETF 5M 79K –
ISHARES TR MSCI EAFE ETF 24M 309K –
ISHARES TR RUS 1000 VAL ETF 5M 27K –
JAZZ PHARMACEUTICALS PLC SHS USD 21M 197K ARISTOTLE INVESTMENT SERVICES, LLC
JOHNSON & JOHNSON COM 4M 26K –
JPMORGAN CHASE & CO. COM 2M 12K –
KIMBERLY-CLARK CORP COM 1M 8K –
KONTOOR BRANDS INC COM 258K 4K –
LENNAR CORP CL A 2B 10M 1,2
LENNAR CORP CL B 11M 76K ARISTOTLE INVESTMENT SERVICES, LLC
LOWES COS INC COM 865M 4M 1,2
MAGNA INTL INC COM 42M 1M –
MARTIN MARIETTA MATLS INC COM 1B 3M 1,2
MEDTRONIC PLC SHS 654M 8M 1,2
MERCK & CO INC COM 1B 9M 1,2
MICROCHIP TECHNOLOGY INC. COM 1B 14M 1,2
MICROSOFT CORP COM 2B 5M 1,2
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 695M 64M 1,2
MONDELEZ INTL INC CL A 352K 5K –
MORGAN STANLEY COM NEW 80M 820K –
NORDSTROM INC COM 340K 16K –
NORWEGIAN CRUISE LINE HLDG L SHS 16M 863K ARISTOTLE INVESTMENT SERVICES, LLC
NOVARTIS AG SPONSORED ADR 210K 2K –
ORACLE CORP COM 212K 2K –
OSHKOSH CORP COM 685M 6M 1,2
PARKER-HANNIFIN CORP COM 2B 3M 1,2
PAYPAL HLDGS INC COM 10M 174K ARISTOTLE INVESTMENT SERVICES, LLC
PEPSICO INC COM 4M 25K –
PFIZER INC COM 1M 46K –
PHILLIPS 66 COM 1M 7K –
PNC FINL SVCS GROUP INC COM 809M 5M 1,2
PROCTER AND GAMBLE CO COM 960M 6M 1,2
QUALCOMM INC COM 1B 7M 1,2
RENTOKIL INITIAL PLC SPONSORED ADR 61M 2M –
ROYAL BK CDA COM 4M 33K –
RPM INTL INC COM 991M 9M 1,2
RTX CORPORATION COM 202K 2K –
SERVICE CORP INTL COM 3M 37K –
SMUCKER J M CO COM NEW 1M 9K –
SONY GROUP CORP SPONSORED ADR 912M 11M 1,2
SPDR S&P 500 ETF TR TR UNIT 69M 128K –
STARBUCKS CORP COM 311K 4K –
SYSCO CORP COM 2M 26K –
TELEDYNE TECHNOLOGIES INC COM 784M 2M 1,2
TOTALENERGIES SE SPONSORED ADS 909M 14M 1,2
TRANE TECHNOLOGIES PLC SHS 137M 417K –
UNILEVER PLC SPON ADR NEW 59M 1M –
UNION PAC CORP COM 412K 2K –
US BANCORP DEL COM NEW 938M 24M 1,2
VANGUARD INDEX FDS VALUE ETF 346K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 230K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 626K 13K –
VERALTO CORP COM SHS 541K 6K –
VISA INC COM CL A 577K 2K –
WELLS FARGO CO NEW COM 36K 600 –
WELLS FARGO CO NEW PERP PFD CNV A 857K 721 –
WILLIAMS SONOMA INC COM 1B 5M –
XCEL ENERGY INC COM 731M 14M 1,2
XYLEM INC COM 1B 8M 1,2
ZIMMER BIOMET HOLDINGS INC COM 416K 4K –
AIA GROUP LTD FOREIGN 47M 7M ARISTOTLE INVESTMENT SERVICES, LLC
AIA GROUP LTD SPONS ADR FOREIGN 40M 1M –
AKZO NOBEL NV FOREIGN 33M 549K ARISTOTLE INVESTMENT SERVICES, LLC
AKZO NOBEL N V SPONS ADR FOREIGN 51M 2M –
ALCON INC FOREIGN 92M 1M ARISTOTLE INVESTMENT SERVICES, LLC
AMUNDI SA FOREIGN 39M 602K ARISTOTLE INVESTMENT SERVICES, LLC
ASHTEAD GROUP PLC FOREIGN 77M 1M ARISTOTLE INVESTMENT SERVICES, LLC
ASHTEAD GROUP PLC UNSPONS ADR FOREIGN 96M 360K –
ASSA ABLOY AB FOREIGN 63M 2M ARISTOTLE INVESTMENT SERVICES, LLC
ASSA ABLOY AB ADR FOREIGN 73M 5M –
BROOKFIELD CORP FOREIGN 114M 3M ARISTOTLE INVESTMENT SERVICES, LLC
CAMECO CORP FOREIGN 125M 3M ARISTOTLE INVESTMENT SERVICES, LLC
CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA FOREIGN 91M 2M ARISTOTLE INVESTMENT SERVICES, LLC
CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR FOREIGN 882M 46M 1,2
DAIKIN INDUSTRIES LTD FOREIGN 48M 349K ARISTOTLE INVESTMENT SERVICES, LLC
DAIKIN INDUSTRIES LTD UNSPONS ADR FOREIGN 63M 5M –
DBS GROUP HOLDINGS LTD FOREIGN 95M 4M ARISTOTLE INVESTMENT SERVICES, LLC
DBS GROUP HOLDINGS LTD SPONS ADR FOREIGN 87M 821K –
DSM-FIRMENICH AG FOREIGN 63M 553K ARISTOTLE INVESTMENT SERVICES, LLC
DSM FIRMENICH AG ADR FOREIGN 86M 8M –
ERSTE GROUP BANK AG FOREIGN 66M 1M ARISTOTLE INVESTMENT SERVICES, LLC
ERSTE GROUP BANK AG SPONS ADR FOREIGN 93M 4M –
EXPERIAN PLC FOREIGN 61M 1M ARISTOTLE INVESTMENT SERVICES, LLC
EXPERIAN GP LTD ADR FOREIGN 77M 2M –
FANUC CORP FOREIGN 51M 2M ARISTOTLE INVESTMENT SERVICES, LLC
FANUC CORP ADR FOREIGN 58M 4M –
GSK PLC FOREIGN 65M 3M ARISTOTLE INVESTMENT SERVICES, LLC
HALEON PLC FOREIGN 58M 14M ARISTOTLE INVESTMENT SERVICES, LLC
HEINEKEN NV FOREIGN 67M 688K ARISTOTLE INVESTMENT SERVICES, LLC
HEINEKEN NV SPONS ADR L1 FOREIGN 65M 1M –
KDDI CORP FOREIGN 43M 2M ARISTOTLE INVESTMENT SERVICES, LLC
KDDI CORP ADR FOREIGN 53M 4M –
KUBOTA CORP FOREIGN 30M 2M ARISTOTLE INVESTMENT SERVICES, LLC
KUBOTA CORP ADR FOREIGN 55M 790K –
LVMH MOET HENNESSY LOUIS VUITTON SE FOREIGN 88M 115K ARISTOTLE INVESTMENT SERVICES, LLC
LVMH MOET HENNESSY LOUIS VUITTON SE ADR FOREIGN 80M 520K –
MAGNA INTERNATIONAL INC FOREIGN 36M 852K ARISTOTLE INVESTMENT SERVICES, LLC
MITSUBISHI UFJ FINANCIAL GROUP INC FOREIGN 17M 2M –
MONOTARO CO LTD FOREIGN 27M 2M –
MONOTARO CO LTD UNSPONS ADR FOREIGN 3M 245K –
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG IN MUENCHEN FOREIGN 145M 290K ARISTOTLE INVESTMENT SERVICES, LLC
MUENCHENER RUECK-UNSPONS ADR FOREIGN 135M 3M –
NEMETSCHEK SE FOREIGN 108M 1M ARISTOTLE INVESTMENT SERVICES, LLC
NESTLE SA FOREIGN 201K 2K –
NIDEC CORP FOREIGN 34M 754K ARISTOTLE INVESTMENT SERVICES, LLC
NIDEC CORP SPONS ADR FOREIGN 40M 4M –
OTSUKA HOLDINGS CO LTD FOREIGN 66M 2M ARISTOTLE INVESTMENT SERVICES, LLC
OTSUKA HOLDINGS CO LTD UNSPONS ADR FOREIGN 75M 4M –
PAN PACIFIC INTERNATIONAL HOLDINGS CORP FOREIGN 90M 4M ARISTOTLE INVESTMENT SERVICES, LLC
PAN PACIFIC INTERNATIONAL HOLDINGS CORP UNSPONS ADR FOREIGN 93M 4M –
RATIONAL AG FOREIGN 22M 26K –
RENTOKIL INITIAL PLC FOREIGN 69M 12M ARISTOTLE INVESTMENT SERVICES, LLC
ROCHE HOLDING AG FOREIGN 67M 243K ARISTOTLE INVESTMENT SERVICES, LLC
ROCHE HOLDING AG SPONS ADR FOREIGN 83M 2M –
SAFRAN SA FOREIGN 75M 355K ARISTOTLE INVESTMENT SERVICES, LLC
SAFRAN SA SPONS ADR FOREIGN 100M 2M –
SAMSUNG ELECTRONICS CO LTD FOREIGN 56M 944K –
SAMSUNG ELECTRONICS CO LTD FOREIGN 1M 29K ARISTOTLE INVESTMENT SERVICES, LLC
SAMSUNG ELECTRONICS CO LTD SPONS ADR FOREIGN 26M 17K ARISTOTLE INVESTMENT SERVICES, LLC
SONY GROUP CORP FOREIGN 102M 1M ARISTOTLE INVESTMENT SERVICES, LLC
SYMRISE AG FOREIGN 64M 526K ARISTOTLE INVESTMENT SERVICES, LLC
SYMRISE AG UNSPONS ADR FOREIGN 81M 3M –
TOTALENERGIES SE FOREIGN 92M 1M –
UNILEVER PLC FOREIGN 2M 41K –
UNILEVER PLC FOREIGN 44M 793K ARISTOTLE INVESTMENT SERVICES, LLC