Hedge Fund Database

FRONTIER ASSET MANAGEMENT, LLC

Adviser information for FRONTIER ASSET MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wyoming, United States

Employees

Total Number of Employees 54
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,654 $1.3B
Non-Discretionary 17 $4.4B
Total 3,671 $5.7B

Clients

Type Number RAUM
Individuals 2,838 $646.8M
HNW Individuals 701 $605.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 63 $31.8M
Charitable organizations 12 $99.6M
State or municipal gov entities 0 $0
Other investment advisers 15 $4.3B
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 42 $18.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-60047
SEC ERA File Number 801-60047
SEC CIK Numbers 1910146
SEC CRD Numbers 109910
Legal Entity Identifier None

Principal Office

50 EAST LOUCKS STREET
SUITE 201
SHERIDAN
WY
United States
Monday - Friday, 8 AM - 5:00 PM MST
Tel: 307-673-5675, Fax: None

Websites

www.frontierasset.com www.facebook.com/frontierasset/ www.facebook.com/elevateassetmanagement www.youtube.com/@frontierassetmanagement www.elevateasset.com/ www.linkedin.com/company/elevate-asset-management/ www.linkedin.com/company/frontier-asset-management/mycompany/verification/

Chief Compliance Officer

ERIN FOOTE
CHIEF COMPLIANCE OFFICER
50 EAST LOUCKS
SUITE 201
SHERIDAN
WY
United States
Tel: 307-673-5675
(Full email address available in API data)

Regulatory Contact

ROBERT E. MILLER
CEO
50 EAST LOUCKS STREET
SUITE 201
SHERIDAN
WY
United States
Tel: 3076735675
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MILLER, GARY, AUSTIN Individual – FOUNDER 09/2000 50-75%
VANARKEL, GEREMY Individual – DIRECTOR OF STRATEGIES 11/2002 10-25%
MILLER, ROBERT, E Individual – CEO 11/2002 10-25%
FOOTE, ERIN, MARIE Individual – CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS 01/2017 < 5%
CUPERTINO, DANIEL, JOSEPH Individual – DIRECTOR OF SALES 12/2019 < 5%
STANTON, CLIFFORD, WILLIAM Individual – DIRECTOR OF INVESTMENTS 10/2022 < 5%
FIORITO, JENNA, AMANDA Individual – DIRECTOR OF MARKETING 01/2023 < 5%
PAPE, FRANK, LLOYD Individual – DIRECTOR OF STRATEGIES 07/2023 < 5%

No. Employees, Historic

6030020202021202220232024202541 on 3/24/202041 on 6/29/202045 on 11/3/202043 on 3/29/202146 on 3/29/202246 on 1/30/202350 on 3/30/202354 on 3/19/202454 on 3/19/2024

RAUM, Historic

8B4B02020202120222023202420255036793086 on 3/24/20205036793086 on 6/29/20205828941223 on 11/3/20206347868882 on 3/29/20217202401522 on 3/29/20227202401522 on 1/30/20235945548711 on 3/30/20235707809597 on 3/19/20245707809597 on 3/19/2024

No. Clients, Historic

5,0002,50002020202120222023202420253919 on 3/24/20203919 on 6/29/20204327 on 11/3/20204331 on 3/29/20214579 on 3/29/20224579 on 1/30/20234289 on 3/30/20233671 on 3/19/20243671 on 3/19/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
iShares Core S&P Small-Cap CORE S&P SCP ETF 35M 325K –
Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 35M 791K –
JPMorgan Active Growth ETF ACTIVE GROWTH 16M 215K –
Ishares Msci Etf MSCI EMERG MRKT 15M 257K –
iShares Core S&P 500 CORE S&P500 ETF 15M 27K –
iShares Core MSCI Emerging Markets CORE MSCI EMKT 13M 240K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED FUTURES ST IMGP DBI MANAGED 12M 396K –
T. Rowe Price Dividend Growth ETF PRICE DIV GRWT 11M 282K –
iShares TIPS Bond TIPS BD ETF 11M 100K –
Vanguard Small-Cap ETF SMALL CP ETF 9M 40K –
Ishares Tr S&P 500/ Growth Index Fd S&P 500 GRWT ETF 7M 71K –
Vanguard Value ETF VALUE ETF 6M 38K –
Avantis International Small Cap Value ETF INTL SMCP VLU 6M 90K –
Timothy Plan High Dividend Stock ETF HIG DV STK ETF 6M 160K –
Schwab Short Term US SHT TM US TRES 5M 104K –
Jp Morgan Etf TRUST Ultra Short Income E ULTRA SHRT INC 5M 93K –
Vanguard REIT ETF REAL ESTATE ETF 5M 55K –
SPDR Portfolio Long Term Treasury ETF PORTFOLIO LN TSR 4M 165K –
OneAscent Emerging Markets ETF ONEASCENT EMGRG 4M 145K –
Abbvie Inc COM 4M 25K –
Northern Lts Fd Tr IV Inspire Gbl Hope INSPIRE GBL HOPE 4M 105K –
iShares Short Treasury Bond SHORT TREAS BD 4M 34K –
Inspire International ESG ETF INSPIRE INTL ETF 3M 114K –
Abbott Laboratories COM 3M 32K –
Vanguard Short-Term Treasury ETF SHORT TERM TREAS 3M 56K –
Vanguard Total Bond Market ETF TOTAL BND MRKT 2M 34K –
Schwab US TIPS ETF US TIPS ETF 2M 46K –
Vanguard Bd Index Fd Inc Short Term Bd E SHORT TRM BOND 2M 31K –
iShares MSCI EAFE Small-Cap EAFE SML CP ETF 2M 35K –
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF BLOOMBERG 1-3 MO 2M 23K –
iShares Core US Aggregate Bond CORE US AGGBD ET 2M 20K –
T ROWE PRICE CPTL APRCTN EQT ETF CAP APPRECIATION 2M 58K –
Franklin Intl Low Volatility Hi Div ETF FRANKLIN INTL LW 2M 60K –
iShares 20 Year Treasury Bond 20 YR TR BD ETF 2M 19K –
JP MORGAN ETF TRUST EQUITY PRE MIUM INCOME ETF EQUITY PREMIUM 2M 29K –
Timothy Plan US Small Cap Core ETF U S SM CP CORE 2M 46K –
iShares Core MSCI EAFE CORE MSCI EAFE 1M 20K –
Inspire Small/Mid Cap Impact ETF INSPIRE SML/ MID 1M 35K –
JPMorgan Core Plus Bond ETF CORE PLUS BD ETF 1M 25K –
Cambria Emerging Shareholder Yield ETF EMRG SHAREHLDR 953K 28K –
First Trust TCWOpportunistic Fxd Inc ETF TCW OPPORTUNIS 898K 21K –
JPMorgan Nasdaq Equity Premium Inc ETF NASDAQ EQT PREM 834K 15K –
Inspire Fidelis Multi Factor ETF INSPIRE FIDELIS 832K 28K –
Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 799K 30K –
Timothy Plan US Large/Mid Cap Core ETF US LRGMD CP CORE 744K 18K –
Inspire 100 ETF INSPIRE 100 ETF 732K 19K –
BALLAST SMALL MID CAP ETF BALLAST SMLMD CP 690K 19K –
Spdr Gold Tr Gold Shs GOLD SHS 659K 3K –
iShares S&P 500 Value Index S&P 500 VAL ETF 603K 3K –
Amazon.Com Inc COM 508K 3K –
TIMOTHY PLAN TIMOTHY PLAN INTE RNATL ETF INTL ETF 350K 13K –
APPLE COMPUTER INC COM 349K 2K –
Pimco Etf Tr Enhanced Short Mat Active E ENHAN SHRT MA AC 346K 3K –
Vanguard Index Fds Vanguard Growth GROWTH ETF 318K 851 –
Franklin Senior Loan ETF SENIOR LOAN ETF 295K 12K –
Exxon Mobil Corporation COM 276K 2K –
iShares MSCI EAFE Value EAFE VALUE ETF 232K 4K –
Google Inc Class A CAP STK CL A 226K 1K –
iShares U.S. Small-Cap Eq Fac ETF US SML CAP EQT 219K 4K –
FS CREDIT OPPORTUNITIES CORP C OMMON STOCK COMMON STOCK 74K 12K –