STRATEGY ASSET MANAGERS L.L.C.
Adviser information for STRATEGY ASSET MANAGERS L.L.C. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 975 | $631.0M |
| Non-Discretionary | 0 | $0 |
| Total | 975 | $631.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 266 | $74.1M |
| HNW Individuals | 170 | $469.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $460,000 |
| Pension and profit sharing plans | <5 | $34.7M |
| Charitable organizations | 12 | $17.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $18.4M |
| Other | 49 | $15.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-60049 |
|---|---|
| SEC ERA File Number | 801-60049 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109939 |
| Legal Entity Identifier | None |
Principal Office
790 E. COLORADO BLVDSUITE 200
PASADENA
CA
United States
Monday - Friday, 9:00 A.M.TO 5:00 P.M.
Tel: 626-657-0559, Fax: 626-568-2755
Websites
www.linkedin.com/in/thomas-w-hulick-cima-2251b94/
www.strategyassetmanagers.com
www.facebook.com/strategyassetmanagersllc
www.linkedin.com/in/joseph-traba-638691/
www.linkedin.com/company/strategy-asset-managers-llc-/
www.linkedin.com/in/david-chong-b2b54b39/
www.linkedin.com/in/alexander-hagstrom-b06a5154/
www.linkedin.com/in/william-hamelin-104411149/
www.linkedin.com/in/jbcawley/
www.linkedin.com/in/victor-martinez-cdfa%c2%ae-789ba216/
Chief Compliance Officer
THOMAS HULICK
CHIEF EXECUTIVE OFFICER
790 E. COLORADO BLVD.
STE 200
PASADENA
CA
United States
Tel:
626-657-0559
Fax:
626-568-2755
T******@****************M
(Full email address available in API data)
Regulatory Contact
JOSEPH TRABA
MANAGING DIRECTOR, SENIOR PORTFOLIO MANAGER
790 E. COLORADO BLVD
SUITE 200
PASADENA
CA
United States
Tel:
626-657-0559
Fax:
626-568-2755
J*****@****************M
(Full email address available in API data)
Industry Affiliates
| STRATEGY INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HCM-SOF I, LLC | POOLED INVESTMENT FUND INTEREST | $0.5M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HULICK CAPITAL MANAGEMENT LLC | Domestic Entity | – | OWNER | 01/2016 | > 75% |
| HULICK, THOMAS, WOODWARD | Individual | HULICK CAPITAL MANAGEMENT LLC | MANAGING MEMBER | 03/2013 | 25-50% |
| HULICK, THOMAS, WOODWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2018 | < 5% |
| HULICK, THOMAS, WOODWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |