PERFORMANCE EQUITY MANAGEMENT, LLC
Adviser information for PERFORMANCE EQUITY MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 25 | $4.6B |
| Non-Discretionary | 7 | $4.9B |
| Total | 32 | $9.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $4.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $271.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.6B |
| Other | 6 | $155.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
5 GREENWICH OFFICE PARKTHIRD FLOOR
GREENWICH
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (203) 742-2400, Fax: (203) 742-2343
Chief Compliance Officer
JON DEKLERK
CHIEF OPERATING OFFICER
5 GREENWICH OFFICE PARK
THIRD FLOOR
GREENWICH
CT
United States
Tel:
(203) 742-2330
Fax:
(203) 742-2343
J*******@*******M
(Full email address available in API data)
Regulatory Contact
JOSEPHINE LAFAUCI
DEPUTY CCO
5 GREENWICH OFFICE PARK
THIRD FLOOR
GREENWICH
CT
United States
Tel:
203.742.2353
Industry Affiliates
| DIAGRAM CORPORATION | Other investment adviser, including financial planners |
| HALSEYPOINT ASSET MANAGEMENT | Other investment adviser, including financial planners |
| PERFORMANCE BUYOUT FUND OF FUNDS I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE BUYOUT II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE DIRECT INVESTMENTS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE DIRECT INVESTMENTS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE DIRECT INVESTMENTS V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE EFFEM PE FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE EFFEM PE FUND GP, LLC: SERIES 2018 | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE EFFEM PE FUND GP, LLC: SERIES 2019 | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE EFFEM PE FUND GP, LLC: SERIES 2020 | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE EFFEM PE FUND GP, LLC: SERIES 2021 | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE EFFEM PE FUND GP, LLC: SERIES 2022 | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE EQUITY GROWTH OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE GCP CO-INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE GLOBAL FUND OF FUNDS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE IOOF CO-INVESTMENT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE MASTER II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE REGENT 2021 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE REGENT STREET CO-INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE VC OPPORTUNITIES FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE VENTURE CAPITAL I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE VENTURE CAPITAL II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE VENTURE CAPITAL III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE VENTURE CAPITAL IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PERFORMANCE VENTURE CAPITAL V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAGARD HOLDINGS MANAGER (US) LLC | Other investment adviser, including financial planners |
| SAGARD HOLDINGS MANAGER LP | Other investment adviser, including financial planners |
| SAGARD PRIVATE EQUITY PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAGARD REAL ESTATE ADVISORS AS OF OCTOBER 16, 2023 | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THE CANADA LIFE ASSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EFFEM MASTER FUND II PARALLEL, L.P. | Private Equity Fund | $346.1M | $0.0M | 6 |
| EFFEM MASTER FUND II, L.P. | Private Equity Fund | $336.2M | $0.0M | 2 |
| PERFORMANCE BUYOUT FUND OF FUNDS II PARALLEL, L.P. | Private Equity Fund | $239.1M | $0.0M | 2 |
| PERFORMANCE BUYOUT FUND OF FUNDS II, L.P. | Private Equity Fund | $232.0M | $0.0M | 2 |
| PERFORMANCE BUYOUT FUND OF FUNDS, L.P. | Private Equity Fund | $89.8M | $0.0M | 5 |
| PERFORMANCE DIRECT INVESTMENTS III, L.P. | Private Equity Fund | $139.8M | $5.0M | 10 |
| PERFORMANCE DIRECT INVESTMENTS IV, L.P. | Private Equity Fund | $394.4M | $5.0M | 118 |
| PERFORMANCE DIRECT INVESTMENTS V, L.P. | Private Equity Fund | $103.9M | $5.0M | 0 |
| PERFORMANCE EFFEM PE FUND, L.P.: SERIES 2017 | Private Equity Fund | $153.8M | $0.0M | 9 |
| PERFORMANCE EFFEM PE FUND, L.P.: SERIES 2018 | Private Equity Fund | $232.9M | $0.0M | 9 |
| PERFORMANCE EFFEM PE FUND, L.P.: SERIES 2019 | Private Equity Fund | $188.5M | $0.0M | 9 |
| PERFORMANCE EFFEM PE FUND, L.P.: SERIES 2020 | Private Equity Fund | $104.1M | $0.0M | 9 |
| PERFORMANCE EFFEM PE FUND, L.P.: SERIES 2021 | Private Equity Fund | $97.1M | $0.0M | 9 |
| PERFORMANCE EFFEM PE FUND, L.P.: SERIES 2022 | Private Equity Fund | $96.5M | $0.0M | 7 |
| PERFORMANCE EQUITY GROWTH OPPORTUNITIES FUND, L.P. | Private Equity Fund | $92.0M | $0.0M | 4 |
| PERFORMANCE GLOBAL FUND OF FUNDS I, L.P. | Private Equity Fund | $25.9M | $10.0M | 7 |
| PERFORMANCE IOOF CO-INVESTMENT FUND, L.P. | Private Equity Fund | $17.2M | $0.0M | 3 |
| PERFORMANCE OPPORTUNITIES FUND, L.P. | Private Equity Fund | $43.8M | $5.0M | 3 |
| PERFORMANCE VENTURE CAPITAL II, L.P. | Private Equity Fund | $519.5M | $10.0M | 23 |
| PERFORMANCE VENTURE CAPITAL III, L.P. | Private Equity Fund | $325.9M | $5.0M | 7 |
| PERFORMANCE VENTURE CAPITAL IV, L.P. | Private Equity Fund | $213.5M | $5.0M | 54 |
| PERFORMANCE VENTURE CAPITAL V, L.P. | Private Equity Fund | $319.9M | $5.0M | 118 |
| PERFORMANCE VENTURE CAPITAL, L.P. | Private Equity Fund | $222.5M | $20.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PERFORMANCE EQUITY ASSOCIATES, LLC | Domestic Entity | – | PERFORMANCE EQUITY MANAGEMENT, LLC IS MANAGED BY PERFORMANCE EQUITY ASSOCIATES, LLC | 06/2005 | > 75% |
| BARMAN, JEFFREY, WYNN | Individual | – | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | 06/2005 | < 5% |
| CLARK, JOHN, SPENCER | Individual | – | PRESIDENT & MANAGING DIRECTOR | 06/2005 | < 5% |
| REALS, JEFFREY, ALLEN | Individual | – | MANAGING DIRECTOR | 06/2005 | < 5% |
| RUSOFF, S, LAWRENCE | Individual | – | MANAGING DIRECTOR | 06/2005 | < 5% |
| DEKLERK, JON, WILLIAM | Individual | – | CHIEF OPERATING OFFICER | 06/2005 | < 5% |
| Tybur, James, Stanley | Individual | – | MANAGING DIRECTOR | 07/2015 | < 5% |
| CLARK, JOHN, SPENCER | Individual | PERFORMANCE EQUITY ASSOCIATES, LLC | ELECTED MANAGER | 07/2016 | |
| MILLIN, CHRIS, BENNETT | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
| DEKLERK, JON, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2020 | < 5% |
| SCHMITT, PAUL, MICHAEL | Individual | – | CHIEF DATA OFFICER | 05/2020 | < 5% |
| RUSOFF, S, LAWRENCE | Individual | PERFORMANCE EQUITY ASSOCIATES, LLC | ELECTED MANAGER | 01/2024 | |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE, NON-VOTING | 03/2018 | |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 10/2015 | > 75% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| POWER CORPORATION OF CANADA | Foreign Entity | SAGARD HOLDINGS PARTICIPATION INC. | SHAREHOLDER | 12/2016 | > 75% |
| SAGARD CAPITAL PARTNERS MANAGEMENT CORP. | Domestic Entity | PERFORMANCE EQUITY ASSOCIATES, LLC | MEMBER | 01/2024 | 25-50% |
| SAGARD HOLDINGS MANAGEMENT INC. | Foreign Entity | SAGARD CAPITAL PARTNERS MANAGEMENT CORP. | SHAREHOLDER | 03/2021 | > 75% |
| SAGARD HOLDINGS INC. | Foreign Entity | SAGARD HOLDINGS MANAGEMENT INC. | SHAREHOLDER | 02/2021 | 50-75% |
| SAGARD HOLDINGS PARTICIPATION INC. | Foreign Entity | SAGARD HOLDINGS INC. | SHAREHOLDER | 12/2016 | > 75% |
| DOER, GARY, ALBERT | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 05/2023 | |
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2023 | |
| DESMARAIS, ANDRE, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| FLEMING, GREGORY, JAMES | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2024 | |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE, NON-VOTING | 03/2018 |