MARK GILLAM ENTERPRISES
Adviser information for MARK GILLAM ENTERPRISES last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 79 | $1.4M |
| Non-Discretionary | 378 | $203.0M |
| Total | 457 | $204.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 65 | $17.2M |
| HNW Individuals | 36 | $178.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.7M |
| Charitable organizations | <5 | $5.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsA NEGOTIATED % OF ATHLETE'S ANNUAL COMPENSATION REC'D FROM TEAM |
Identifiers
| SEC RIA File Number | 801-60067 |
|---|---|
| SEC ERA File Number | 801-60067 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108632 |
| Legal Entity Identifier | None |
Principal Office
8008 SACRAMENTO STREETFAIR OAKS
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 916-961-2200, Fax: 916-965-7777
Chief Compliance Officer
TAMI L. CANDIANI
8008 SACRAMENTO STREET
FAIR OAKS
CA
United States
Tel:
916-961-2200
Fax:
916-965-7777
T********@********M
(Full email address available in API data)
Regulatory Contact
MARK GILLAM
PRESIDENT
8008 SACRAMENTO STREET
FAIR OAKS
CA
United States
Tel:
916-961-2200
Fax:
916-965-7777
M******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CANDIANI, TAMI | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2006 | < 5% |
| MARK GILLAM, TRUSTEE OF THE CHALL | Domestic Entity | – | OWNER | 05/2019 | > 75% |
| GILLAM, MARK, GERALD | Individual | MARK GILLAM, TRUSTEE OF THE CHALL | OWNER | 05/2019 |