IRONWOOD INVESTMENT COUNSEL, LLC
Adviser information for IRONWOOD INVESTMENT COUNSEL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,982 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 1,982 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 206 | $126.3M |
| HNW Individuals | 299 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $32.4M |
| Charitable organizations | 5 | $22.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $88.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $11.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
14646 N. KIERLAND BLVDSUITE 135
SCOTTSDALE
AZ
United States
Monday - Friday, 7:30-4:30 MONDAY-THURSDAY, 7:30-3:00FRIDAY
Tel: 4806094700, Fax: 4806094725
Chief Compliance Officer
MATTHEW CARTER
MANAGING PARTNER
14646 N. KIERLAND BLVD
SUITE 135
SCOTTSDALE
AZ
United States
Tel:
480-609-4700
Fax:
480-609-4725
M******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARTER, MATTHEW, JEFFERSON | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 01/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Abbott Laboratories | COM | 1M | 13K | – |
| AbbVie Inc | COM | 2M | 10K | – |
| Accenture PLC | SH CL A | 9M | 29K | – |
| Adobe Systems Inc | COM | 7M | 12K | – |
| Advanced Micro Devices | COM | 757K | 5K | – |
| Affiliated Managers Group Inc | COM | 389K | 2K | – |
| Air Prod & Chemicals Inc | COM | 1M | 6K | – |
| Alphabet Inc Class A | CAP STK CL A | 13M | 74K | – |
| Alphabet Inc Class C | CAP STK CL C | 3M | 18K | – |
| Altice USA Inc | CL A | 78K | 38K | – |
| Altria Group Inc | COM | 202K | 4K | – |
| Amazon.com Inc. | COM | 12M | 63K | – |
| Amdocs Limited | SHS | 676K | 9K | – |
| Amer Electric Pwr Co Inc | COM | 476K | 5K | – |
| Ameren Corp | COM | 332K | 5K | – |
| American Express | COM | 9M | 40K | – |
| American Tower Corporation New | COM | 221K | 1K | – |
| Amgen | COM | 1M | 5K | – |
| Amphenol Corp New | CL A | 306K | 5K | – |
| Anheuser-Busch Inbev SA ADR | SPONSORED ADR | 5M | 87K | – |
| Apple | COM | 28M | 135K | – |
| ASML Holding NV ADR | N Y REGISTRY SHS | 215K | 210 | – |
| AT&T | COM | 2M | 128K | – |
| Auto Data Processing | COM | 2M | 7K | – |
| B O K Financial Cp New | COM NEW | 236K | 3K | – |
| Bancfirst Corp Oklahoma | COM | 1M | 11K | – |
| Berkshire Hathaway Inc Class A | CL A | 1M | 2 | – |
| Berkshire Hathaway Inc Class B | CL B NEW | 10M | 25K | – |
| BlackRock Inc | COM | 1M | 1K | – |
| Boeing Co | COM | 332K | 2K | – |
| Booking Holdings Inc | COM | 1M | 265 | – |
| Bristol-Myers Squibb Co | COM | 205K | 5K | – |
| Broadcom Ltd | COM | 5M | 3K | – |
| Brown & Brown Inc | COM | 3M | 28K | – |
| Cabot Corp | COM | 219K | 2K | – |
| Calvert International Responsible ETF | CALVERT INTERNAT | 225K | 4K | – |
| Capital One Financial | COM | 982K | 7K | – |
| Cardinal Health | COM | 4M | 37K | – |
| Carrier Global Corp | COM | 335K | 5K | – |
| Caterpillar Inc | COM | 958K | 3K | – |
| Cencora Inc | COM | 354K | 2K | – |
| CH Robinson Worldwide Inc. | COM | 369K | 4K | – |
| Charles Schwab Corp | COM | 10M | 129K | – |
| Chevron Corp | COM | 3M | 17K | – |
| Chubb Limited | COM | 430K | 2K | – |
| Church & Dwight Co Inc | COM | 591K | 6K | – |
| Cigna Corp | COM | 637K | 2K | – |
| Cintas Corp | COM | 332K | 474 | – |
| Cisco Systems Inc | COM | 3M | 53K | – |
| Clarivate PLC | ORD SHS | 482K | 85K | – |
| Clorox Company | COM | 1M | 9K | – |
| Coca Cola | COM | 2M | 25K | – |
| Colgate-Palmolive Co | COM | 680K | 7K | – |
| Comcast Corp New Cl A | CL A | 5M | 129K | – |
| Communication Services Sel Sect SPDR ETF | COMMUNICATION | 508K | 6K | – |
| ConocoPhillips | COM | 237K | 2K | – |
| Constellation Brands | CL A | 201K | 2K | – |
| Consumer Discret Sel Sect SPDR | SBI CONS DISCR | 418K | 2K | – |
| Corning Inc | COM | 2M | 39K | – |
| Corteva Inc | COM | 3M | 63K | – |
| Costco | COM | 4M | 5K | – |
| Crown Castle International | COM | 1M | 11K | – |
| CSX Corp | COM | 312K | 9K | – |
| Cummins Inc | COM | 6M | 23K | – |
| CVS Health Corp | COM | 324K | 5K | – |
| Deere & Co | COM | 775K | 2K | – |
| Dollar General Corp | COM | 3M | 23K | – |
| Donaldson Company Inc | COM | 776K | 11K | – |
| Eaton Corp PLC | SHS | 882K | 3K | – |
| Ecolab Inc | COM | 948K | 4K | – |
| Edwards Lifesciences Corp | COM | 904K | 10K | – |
| Emerson Electric | COM | 2M | 16K | – |
| Energizer Holding Inc | COM | 217K | 7K | – |
| Energy Transfer Partners | COM UT LTD PTN | 236K | 15K | – |
| Equifax Inc | COM | 400K | 2K | – |
| Essex Property TRUST Inc | COM | 231K | 850 | – |
| Exxon Mobil | COM | 4M | 33K | – |
| Fastenal Co | COM | 296K | 5K | – |
| Fedex Corporation | COM | 678K | 2K | – |
| Financial Select Sector SPDR | FINANCIAL | 277K | 7K | – |
| First Trust Preferred Sec & Inc ETF | PFD SECS INC ETF | 4M | 242K | – |
| Fiserv Inc | COM | 6M | 40K | – |
| Franklin Resources Inc | COM | 769K | 34K | – |
| General Electric | COM NEW | 392K | 2K | – |
| General Mills Inc | COM | 2M | 26K | – |
| GFL Environmental Inc | SUB VTG SHS | 304K | 8K | – |
| Gilead Sciences Inc | COM | 376K | 5K | – |
| Grainger, W W | COM | 271K | 300 | – |
| Guggenheim S&P 500 Equal Weight ETF | S&P500 EQL WGT | 337K | 2K | – |
| Hannon Armstrong Sustainable Infrastructure Capital Inc | COM | 203K | 7K | – |
| Heico Corporation | COM | 782K | 3K | – |
| Heico Corporation Class A | CL A | 613K | 3K | – |
| Hershey Company | COM | 4M | 20K | – |
| Hillenbrand Inc | COM | 270K | 7K | – |
| Home Depot | COM | 6M | 16K | – |
| Honeywell International | COM | 1M | 6K | – |
| Hubbell Inc CL B | COM | 2M | 5K | – |
| IBM | COM | 5M | 27K | – |
| Illinois Tool Works | COM | 754K | 3K | – |
| Infinera Corp | COM | 92K | 15K | – |
| Intel Corporation | COM | 923K | 30K | – |
| International Flavors & Fragrances | COM | 297K | 3K | – |
| Intuit Inc | COM | 2M | 3K | – |
| Intuitive Surgical New | COM NEW | 1M | 3K | – |
| iShares 1-5 Year invmt Grd Corp Bd ETF | ISHS 1-5YR INVS | 376K | 7K | – |
| iShares Barclays 1-3 Yr Treas | 1 3 YR TREAS BD | 2M | 21K | – |
| iShares Barclays Aggregate Bond | CORE US AGGBD ET | 4M | 38K | – |
| iShares Core 1-5 Year USD Bond ETF | CORE 1 5 YR USD | 2M | 36K | – |
| iShares Dow Jones Select Dividend Index | SELECT DIVID ETF | 296K | 2K | – |
| iShares iBoxx High Yield Corporate Bond ETF | IBOXX HI YD ETF | 2M | 21K | – |
| iShares MSCI ACWI ex US Index | MSCI ACWI EX US | 603K | 11K | – |
| iShares MSCI EAFE Growth Index | EAFE GRWTH ETF | 1M | 14K | – |
| iShares MSCI EAFE Index | MSCI EAFE ETF | 901K | 12K | – |
| iShares MSCI EAFE Value Index | EAFE VALUE ETF | 2M | 39K | – |
| iShares Russell 1000 Growth Index | RUS 1000 GRW ETF | 706K | 2K | – |
| iShares Russell 1000 Value Index | RUS 1000 VAL ETF | 2M | 13K | – |
| iShares Russell 2000 Growth Index | RUS 2000 GRW ETF | 867K | 3K | – |
| iShares Russell 2000 Index | RUSSELL 2000 ETF | 447K | 2K | – |
| iShares Russell Midcap Growth | RUS MD CP GR ETF | 255K | 2K | – |
| iShares Russell Midcap Value | RUS MDCP VAL ETF | 238K | 2K | – |
| iShares S&P 500 Grwth | S&P 500 GRWT ETF | 727K | 8K | – |
| iShares S&P 500 Index | S&P 500 Index | 6M | 11K | – |
| iShares S&P 500 Value Index | S&P 500 VAL ETF | 363K | 2K | – |
| iShares S&P 600 Small Cap Index | CORE S&P SCP ETF | 413K | 4K | – |
| iShares S&P MidCap 400 Growth | S&P MC 400GR ETF | 240K | 3K | – |
| iShares S&P MidCap 400 Index | CORE S&P MCP ETF | 718K | 12K | – |
| iShares S&P SmallCap 600 Grwth Idx | S&P SML 600 GWT | 200K | 2K | – |
| John Wiley & Sons Inc | CL A | 223K | 5K | – |
| Johnson & Johnson | COM | 9M | 62K | – |
| Johnson Controls | SHS | 243K | 4K | – |
| JP Morgan Chase & Co | COM | 5M | 27K | – |
| JPMorgan Ultra-Short Income ETF | ULTRA SHRT INC | 3M | 63K | – |
| JPMorgan Ultra-Short Municipal Inc ETF | ULTRA SHT MUNCPL | 2M | 38K | – |
| KLA Corporation | COM NEW | 9M | 11K | – |
| Laboratory Corp of America Holdings | COM NEW | 4M | 20K | – |
| Lam Research Corporation | COM | 548K | 514 | – |
| Leslie's Inc | COM | 175K | 42K | – |
| LightPath Technologies Inc | COM CL A | 38K | 30K | – |
| Lilly Eli & Co | COM CL A | 3M | 3K | – |
| Lockheed Martin Corp | COM | 7M | 15K | – |
| Lowes Companies | COM | 5M | 23K | – |
| LPL Financial Holdings Inc. | COM | 425K | 2K | – |
| Marathon Petroleum Corp | COM | 234K | 1K | – |
| Market Vectors High-Yield Muni ETF | HIGH YLD MUNIETF | 6M | 114K | – |
| Marsh & McLennan Inc | COM | 1M | 6K | – |
| Martin Marietta Matr | COM | 265K | 490 | – |
| Mastercard | COM | 8M | 18K | – |
| McCormick & Co | COM | 1M | 15K | – |
| McDonalds | COM | 3M | 11K | – |
| McKesson Corp | COM | 5M | 8K | – |
| Medtronic | COM | 6M | 73K | – |
| Merck & Co Inc | COM | 9M | 73K | – |
| Meta Platforms Inc Class A | CL A | 7M | 14K | – |
| Microchip Technology Inc | COM | 386K | 4K | – |
| Microsoft | COM | 41M | 91K | – |
| Molson Coors Brewing Co B | CL B | 442K | 9K | – |
| Mondelez International Inc | CL A | 2M | 29K | – |
| Monster Beverage Corp | COM | 606K | 12K | – |
| Moodys Corp | COM | 1M | 3K | – |
| Morgan Stanley | COM NEW | 2M | 16K | – |
| Netflix Inc | COM | 340K | 504 | – |
| Network Appliance Inc | COM | 1M | 10K | – |
| NextEra Energy Inc. | COM | 484K | 7K | – |
| Nike Inc | CL B | 520K | 7K | – |
| Northern Trust Corp | COM | 355K | 4K | – |
| Novo-Nordisk A-S Adr | ADR | 457K | 3K | – |
| NVIDIA Corp | COM | 5M | 37K | – |
| OGE Energy Corp. | COM | 4M | 100K | – |
| Omnicom Group Inc | COM | 2M | 27K | – |
| Oracle Corporation | COM | 344K | 2K | – |
| Paychex Inc | COM | 2M | 17K | – |
| PayPal Holdings Inc. | COM | 212K | 4K | – |
| Pepsico Incorporated | COM | 7M | 45K | – |
| Pfizer | COM | 670K | 24K | – |
| Philip Morris Int'l Inc | COM | 243K | 2K | – |
| Pinnacle West Capital Cp | COM | 665K | 9K | – |
| Post Holdings Inc | COM | 461K | 4K | – |
| PowerShares Nasdaq Internet ETF | NASDAQ INTERNT | 435K | 11K | – |
| Powershares QQQ | UNIT SER 1 | 1M | 3K | – |
| PowerShares Variable Rate Preferred | VAR RATE PFD | 977K | 41K | – |
| PPG Industries Inc | COM | 327K | 3K | – |
| Privia Health Group Inc | COM | 298K | 17K | – |
| Procter & Gamble | COM | 5M | 30K | – |
| Proshares S&P 500 Div | S&P 500 DV ARIST | 274K | 3K | – |
| Public Service Enterprise Group | COM | 910K | 12K | – |
| PulteGroup Inc | COM | 206K | 2K | – |
| Qualcomm | COM | 7M | 37K | – |
| Raytheon Technologies Co | COM | 556K | 6K | – |
| Ready Capital Corp | COM | 169K | 21K | – |
| Renalytix PLC | ADS | 3K | 12K | – |
| Rockwell Automation Inc | COM | 306K | 1K | – |
| Roper Industries Inc | COM | 544K | 965 | – |
| S&P Global Inc | COM | 705K | 2K | – |
| Salesforce.com Inc | COM | 870K | 3K | – |
| Schwab Fundamental US Large Company ETF | SCHWAB FDT US LG | 6M | 93K | – |
| Schwab Fundemental US Small Company ETF | SCHWAB FDT US SC | 15M | 267K | – |
| Schwab International Equity ETF | INTL EQTY ETF | 425K | 11K | – |
| Schwab U.S. Broad Market ETF | US BRD MKT ETF | 667K | 11K | – |
| Schwab U.S. Dividend Equity ETF | US DIVIDEND EQ | 1M | 17K | – |
| Schwab U.S. Large-Cap ETF | US LRG CAP ETF | 724K | 11K | – |
| Sherwin-Williams Co. | COM | 493K | 2K | – |
| Southern Company | COM | 204K | 3K | – |
| SPDR Barclays 1-3 Month T-Bill ETF | BLOOMBERG 1-3 MO | 368K | 4K | – |
| SPDR S&P 500 ETF | TR UNIT | 4M | 7K | – |
| SPDR S&P Biotech ETF | S&P BIOTECH | 306K | 3K | – |
| Sprott Phys Silver Trust | TR UNIT | 433K | 44K | – |
| Sprouts Farmers Market Inc | COM | 468K | 6K | – |
| SS&C Technologies Holdings Inc | COM | 272K | 4K | – |
| Starbucks Corp | COM | 5M | 63K | – |
| State Street Corp | COM | 440K | 6K | – |
| Stericycle Inc | COM | 413K | 7K | – |
| Stryker | COM | 1M | 3K | – |
| Synopsys Inc | COM | 265K | 446 | – |
| Sysco | COM | 8M | 115K | – |
| T J X Cos Inc | COM | 905K | 8K | – |
| T. Rowe Price Group Inc | COM | 2M | 15K | – |
| Taiwan Semiconductr Adrf | SPONSORED ADS | 602K | 3K | – |
| Target | COM | 587K | 4K | – |
| Technology Select SPDR | TECHNOLOGY | 336K | 1K | – |
| Teradyne, Inc. | COM | 7M | 44K | – |
| Tesla Motors Inc. | COM | 1M | 7K | – |
| Texas Instruments Inc | COM | 933K | 5K | – |
| Thermo Fisher Scientific Inc | COM | 303K | 548 | – |
| Tyler Technologies Inc | COM | 251K | 500 | – |
| Union Pacific Corp | COM | 764K | 3K | – |
| United Parcel Service B | COM | 6M | 41K | – |
| Unitedhealth Group Inc | COM | 2M | 3K | – |
| US Bancorp | COM | 6M | 160K | – |
| US Foods Holding Corp | COM | 396K | 7K | – |
| Vanguard Div Apprciation | DIV APP ETF | 2M | 9K | – |
| Vanguard Emerging Markets ETF | FTSE EMR MKT ETF | 431K | 10K | – |
| Vanguard FTSE All-World ex-US ETF | ALLWRLD EX US | 359K | 6K | – |
| Vanguard Growth ETF | GROWTH ETF | 294K | 787 | – |
| Vanguard Information Technology ETF | INF TECH ETF | 363K | 629 | – |
| Vanguard Interm-Tm Corp Bd Idx ETF | INT-TERM CORP | 2M | 28K | – |
| Vanguard Intl Divdend | INTL DVD ETF | 1M | 17K | – |
| Vanguard Mid-Cap ETF | MID CAP ETF | 1M | 4K | – |
| Vanguard MSCI EAFE ETF | VAN FTSE DEV MKT | 2M | 36K | – |
| Vanguard REIT ETF | REIT ETF | 520K | 6K | – |
| Vanguard S&P 500 ETF | S&P 500 ETF SHS | 3M | 6K | – |
| Vanguard Short-Term Corp Bd Idx ETF | SHRT TRM CORP BD | 2M | 20K | – |
| Vanguard Small Cap ETF | SMALL CP ETF | 3M | 15K | – |
| Vanguard Tax-Exempt Bond ETF | TAX EXEMPT BD | 245K | 5K | – |
| Vanguard Total Stock Market ETF | TOTAL STK MKT | 750K | 3K | – |
| Vanguard Value ETF | VALUE ETF | 426K | 3K | – |
| Verizon Communications | COM | 3M | 76K | – |
| Visa | COM CL A | 2M | 6K | – |
| Wal-Mart Stores | COM | 2M | 35K | – |
| Walt Disney Co | COM | 5M | 53K | – |
| Waste Management, Inc. | COM | 2M | 8K | – |
| Wells Fargo | COM | 1M | 19K | – |
| Weyerhaeuser Co | COM NEW | 227K | 8K | – |
| Willis Towers Watson PLC | COM | 721K | 3K | – |
| Wisconsin Energy Group | COM | 208K | 3K | – |
| Workday Inc Class A | CL A | 3M | 16K | – |
| Xylem Inc | COM | 730K | 5K | – |
| Zoetis Inc | CL A | 977K | 6K | – |