COMMERCE INVESTMENT ADVISORS, INC.
Adviser information for COMMERCE INVESTMENT ADVISORS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 9 | $2.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60083 |
|---|---|
| SEC ERA File Number | 801-60083 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104705 |
| Legal Entity Identifier | 254900V8DXGN8Q3UV176 |
Principal Office
1000 WALNUT STREET, 15TH FL.KANSAS CITY
MO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 816-234-2000, Fax: 816-234-2928
Chief Compliance Officer
LAURA SPIDLE
SVP/CCO
1000 WALNUT STREET, 15TH FLOOR
KANSAS CITY
MO
United States
Tel:
(816) 234-2630
Fax:
(816) 234 - 2928
L***********@***************M
(Full email address available in API data)
Regulatory Contact
WILLIAM RUSSELL SCHUETTER
PRESIDENT/COO/CFO/DIRECTOR
1000 WALNUT STREET, 15TH FLOOR
KANSAS CITY
MO
United States
Tel:
(816)234-7064
Fax:
(816)234-2928
B*************@***************M
(Full email address available in API data)
Industry Affiliates
| COMMERCE BANK | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| COMMERCE BROKERAGE SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| L.J. HART AND COMPANY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHUETTER, WILLIAM, RUSSELL | Individual | – | DIRECTOR/PRESIDENT/COO/CFO | 06/2017 | < 5% |
| COMMERCE BANK | Domestic Entity | – | SHAREHOLDER | 01/2001 | > 75% |
| CBI - KANSAS, INC. | Domestic Entity | COMMERCE BANK | SHAREHOLDER | 06/1996 | > 75% |
| COMMERCE BANCSHARES, INC. | Domestic Entity | CBI - KANSAS, INC. | SHAREHOLDER | 06/1992 | > 75% |
| BOLIN, JEFFREY, LAWRENCE | Individual | – | VP TREASURER | 03/2024 | < 5% |
| DEMARINO, ANTHONY, VINCENT | Individual | – | SVP | 03/2024 | < 5% |
| SPIDLE, LAURA, CAMILLE | Individual | – | SVP/CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| HAGEE, DAVID, M | Individual | – | DIRECTOR/EVP/CIO | 03/2024 | < 5% |
| MCCONKEY, TARA, CATHLEEN-MARIE | Individual | – | DIRECTOR | 06/2023 | < 5% |
| MATHEWS, KENT, CHARLES | Individual | – | EVP | 03/2024 | < 5% |