SSGA FUNDS MANAGEMENT, INC.
Adviser information for SSGA FUNDS MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 243 |
|---|---|
| Investment Advisory/Research | 222 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 246 | $1014.3B |
| Non-Discretionary | 0 | $0 |
| Total | 246 | $1014.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 232 | $974.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $34.5B |
| Pension and profit sharing plans | 6 | $5.5B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 32 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 33 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)SSGA FUNDS MANAGEMENT, INC. PROVIDES ASSET ALLOCATION MODELS ON A NON-DISCRETIONARY BASIS. |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1 IRON STREETBOSTON
MA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 617-786-3000, Fax: 617-664-0481
Chief Compliance Officer
BRIAN HARRIS
1 IRON STREET
BOSTON
MA
United States
Tel:
617-664-8594
Fax:
617-664-0481
B***********@*******M
(Full email address available in API data)
Regulatory Contact
BENJAMIN DONOVAN
1 IRON STREET
BOSTON
MA
United States
Tel:
617-662-8327
Fax:
617-664-0481
B***************@*******M
(Full email address available in API data)
Industry Affiliates
| STATE STREET BANK AND TRUST COMPANY | Registered security-based swap dealerBanking or thrift institutionTrust companyPension consultant |
| STATE STREET BANK AND TRUST COMPANY OF CALIFORNIA, N.A. | Banking or thrift institution |
| STATE STREET BANK AND TRUST COMPANY OF NEW HAMPSHIRE | Trust company |
| STATE STREET BANK AND TRUST COMPANY, N.A. | Banking or thrift institution |
| STATE STREET BANK INTERNATIONAL GMBH | Trust company |
| STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. | Other investment adviser, including financial planners |
| STATE STREET GLOBAL ADVISORS AG | Other investment adviser, including financial planners |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Other investment adviser, including financial planners |
| STATE STREET GLOBAL ADVISORS AUSTRALIA, LIMITED | Other investment adviser, including financial planners |
| STATE STREET GLOBAL ADVISORS EUROPE LIMITED | Other investment adviser, including financial planners |
| STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STATE STREET GLOBAL ADVISORS LIMITED | Other investment adviser, including financial planners |
| STATE STREET GLOBAL ADVISORS SINGAPORE LTD. | Other investment adviser, including financial planners |
| STATE STREET GLOBAL ADVISORS TRUST COMPANY | Trust company |
| STATE STREET GLOBAL ADVISORS, CAYMAN | Sponsor, GP, manager of pooled investment vehicles |
| STATE STREET GLOBAL ADVISORS, LTD. | Other investment adviser, including financial planners |
| STATE STREET GLOBAL MARKETS CANADA INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STATE STREET GLOBAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STATE STREET TRUST AND BANKING COMPANY, LIMITED | Banking or thrift institutionTrust company |
| STATE STREET TRUST COMPANY CANADA | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INTERNATIONAL PRIVATE EQUITY FUND, L.P. | Private Equity Fund | $88.5M | $5.0M | 18 |
| WINDWISE EUROPEAN IG BETA FUND SERIES 2018, A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $5,639.0M | $0.1M | 2 |
| WINDWISE EUROPEAN IG BETA FUND SERIES 2019, A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $3,482.4M | $0.1M | 1 |
| WINDWISE EUROPEAN IG BETA FUND SERIES 2021 A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $5,542.8M | $0.1M | 2 |
| WINDWISE EUROPEAN IG BETA FUND SERIES 2022 A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $438.6M | $0.1M | 2 |
| WINDWISE EUROPEAN IG BETA FUND SERIES 2023 A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $2,631.4M | $0.1M | 2 |
| WINDWISE IG BETA FUND SERIES 2021 A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $4,464.4M | $0.1M | 1 |
| WINDWISE IG BETA FUND SERIES 2022 A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $3,664.9M | $0.1M | 2 |
| WINDWISE IG BETA FUND SERIES 2023 A SERIES TRUST OF MULTI MANAGER GLOBAL INVESTMENT TRUST | Hedge Fund | $8,526.6M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | Domestic Entity | – | SHAREHOLDER | 06/2017 | > 75% |
| SMITH, BARRY, FRANCIS XAVIER | Individual | – | CHAIRMAN; DIRECTOR AND PRESIDENT | 09/2013 | < 5% |
| CARPENTER, ANN, M | Individual | – | CHIEF OPERATING OFFICER | 04/2014 | < 5% |
| O'MALLEY, SEAN | Individual | – | CHIEF LEGAL OFFICER | 03/2016 | < 5% |
| STATE STREET CORPORATION | Domestic Entity | STATE STREET GLOBAL ADVISORS, INC. | SHAREHOLDER | 06/1990 | > 75% |
| CORBETT, TIMOTHY, PAUL | Individual | – | CHIEF RISK OFFICER | 06/2019 | < 5% |
| Urman, David | Individual | – | CLERK | 02/2021 | < 5% |
| IRELAND, DAVID, ROBBINS | Individual | – | CTA-CHIEF MARKETING OFFICER | 02/2022 | < 5% |
| DRISCOLL, SEAN, PETER | Individual | – | DIRECTOR | 12/2021 | < 5% |
| Amoa, Apeawusu, K | Individual | – | DIRECTOR | 09/2022 | < 5% |
| HARRIS, BRIAN, LEONARD | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| Hamm, Steven, Thomas | Individual | – | TREASURER | 06/2023 | < 5% |
| NARASIMHADEVARA, SHWETA | Individual | – | DIRECTOR | 10/2022 | < 5% |
| HARTCH, GREGORY, BARTON | Individual | – | DIRECTOR | 07/2023 | < 5% |