LUCERNE CAPITAL MANAGEMENT, LP
Adviser information for LUCERNE CAPITAL MANAGEMENT, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $613.5M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $613.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $613.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 63 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
73 ARCH STREET3RD FLOOR
GREENWICH
CT
United States
Monday - Friday, 6:00 A.M. - 5:00 P.M.
Tel: 203-983-4400, Fax: 203-983-4401
Chief Compliance Officer
PATRICK MORONEY
COO
73 ARCH STREET
GREENWICH
CT
United States
Tel:
203-983-4470
Fax:
203-983-4401
P*******@*************M
(Full email address available in API data)
Regulatory Contact
ERNEST VERRICO
CFO
73 ARCH STREET
GREENWICH
CT
United States
Tel:
203-983-4430
Fax:
203-983-4401
E*******@*************M
(Full email address available in API data)
Industry Affiliates
| LUCERNE EUROPEAN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LUCERNE GENPAR FUND, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE LUCERNE CAPITAL MASTER FUND, L.P. | Hedge Fund | $576.4M | $0.3M | 83 |
| THE LUCERNE CAPITAL NORDIC MASTER FUND, LTD | Hedge Fund | $12.8M | $0.3M | 5 |
| THE LUCERNE CAPITAL SPECIAL OPPORTUNITY FUND, LTD | Hedge Fund | $18.7M | $1.1M | 14 |
| THE LUCERNE EUROPEAN OPPORTUNITIES (US) FUND, LP | Hedge Fund | $5.7M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TASELAAR, PIETER, NMN | Individual | – | MANAGING MEMBER | 06/2000 | 50-75% |
| HOVERS, MATHEUS, GERARDUS | Individual | – | MANAGING MEMBER | 01/2010 | 25-50% |
| MORONEY, PATRICK, STEPHEN | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| LUCERNE CAPITAL GENERAL PARTNER, LLC | Domestic Entity | – | GENERAL PARTNER | 07/2015 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 2nd, 2020 for period ending September 30th, 2020
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALTICE USA INC | CL A | 265 | 258K | – |
| GRUBHUB INC | CL A | 35 | 20K | – |