Hedge Fund Database

OLD PORT ADVISORS

OLD PORT ADVISORS, INC Legal Name

Adviser information for OLD PORT ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Maine, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,241 $646.4M
Non-Discretionary 35 $52.0M
Total 2,276 $698.4M

Clients

Type Number RAUM
Individuals 718 $240.7M
HNW Individuals 168 $333.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 25 $117.5M
Charitable organizations <5 $4.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $1.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-60130
SEC ERA File Number 801-60130
SEC CIK Numbers 1744348
SEC CRD Numbers 108228
Legal Entity Identifier None

Principal Office

130 MIDDLE STREET
2ND FLOOR
PORTLAND
ME
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 207-774-6552, Fax: 207-775-2969

Websites

www.linkedin.com/company/investment-management-&-consulting-group/ www.oldportadvisors.com

Chief Compliance Officer

ERICA BLY
130 MIDDLE STREET
2ND FLOOR
PORTLAND
ME
United States
Tel: 207 774-6552
Fax: 207 775-2969
(Full email address available in API data)

Regulatory Contact

TRACY W. ROGERS
VICE PRESIDENT
130 MIDDLE STREET
2ND FLOOR
PORTLAND
ME
United States
Tel: (207) 774-6552
Fax: 207-775-2969
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WILLIAMS, FREDRIC, WALLACE Individual – PRESIDENT, TREASURER, AND SECRETARY 01/1995 50-75%
BLY, ERICA, MORGAN Individual – CHIEF COMPLIANCE OFFICER 03/2019 < 5%
FOSTER, JASON, EDWARD Individual – EXECUTIVE VICE PRESIDENT 01/2024 10-25%
ROGERS, TRACY, WARREN Individual – EXECUTIVE VICE PRESIDENT 01/2024 10-25%
DAIGLE, BEN, WEYLIN Individual – EXECUTIVE VICE PRESIDENT 01/2024 5-10%
KENYON, JAKE, THOMAS Individual – EXECUTIVE VICE PRESIDENT 01/2024 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 4/2/201910 on 10/16/201911 on 2/24/202011 on 6/29/202011 on 1/8/202111 on 4/1/202113 on 3/8/202213 on 3/30/202313 on 3/30/202313 on 4/1/202312 on 3/26/2024

RAUM, Historic

2B1B02019202020212022202320242025640480410 on 4/2/2019640480410 on 10/16/2019834340100 on 2/24/2020834340100 on 6/29/2020834340100 on 1/8/2021910605681 on 4/1/20211108742667 on 3/8/2022651018800 on 3/30/2023651018800 on 3/30/2023651018800 on 4/1/2023698391919 on 3/26/2024

No. Clients, Historic

1,00050002019202020212022202320242025708 on 4/2/2019708 on 10/16/2019707 on 2/24/2020707 on 6/29/2020707 on 1/8/2021744 on 4/1/2021885 on 3/8/2022900 on 3/30/2023900 on 3/30/2023900 on 4/1/2023916 on 3/26/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 430K 1K 0
ADOBE INC COM 460K 828 0
ADVANCED MICRO DEVICES INC COM 234K 1K 0
AIM ETF PRODUCTS TRUST ALLIANZIM US LRG 222K 8K 0
ALPHABET INC CAP STK CL A 3M 16K 0
AMAZON COM INC COM 2M 8K 0
AMERICAN EXPRESS CO COM 241K 1K 0
AMERICAN WTR WKS CO INC NEW COM 2M 14K 0
AMERIPRISE FINL INC COM 562K 1K 0
AMGEN INC COM 405K 1K 0
ANNALY CAPITAL MANAGEMENT IN COM NEW 1M 79K 0
APPLE INC COM 9M 40K 0
APPLIED MATLS INC COM 676K 3K 0
ARCHER DANIELS MIDLAND CO COM 1M 19K 0
ARISTA NETWORKS INC COM 359K 1K 0
ASML HOLDING N V N Y REGISTRY SHS 379K 371 0
ASTRAZENECA PLC SPONSORED ADR 2M 27K 0
AT&T INC COM 2M 111K 0
ATMOS ENERGY CORP COM 601K 5K 0
BANK AMERICA CORP COM 738K 19K 0
BCE INC COM NEW 1M 41K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 7M 17K 0
BLACKROCK INC COM 318K 404 0
BLACKSTONE INC COM 700K 6K 0
BOSTON SCIENTIFIC CORP COM 207K 3K 0
BRIGHT GREEN CORP COMMON STOCK 6K 25K 0
BRISTOL-MYERS SQUIBB CO COM 2M 39K 0
BROADCOM INC COM 4M 2K 0
CARDINAL HEALTH INC COM 1M 12K 0
CATERPILLAR INC COM 3M 8K 0
CENTERPOINT ENERGY INC COM 481K 16K 0
CHEVRON CORP NEW COM 3M 18K 0
CHIPOTLE MEXICAN GRILL INC COM 356K 6K 0
CISCO SYS INC COM 3M 57K 0
CITIZENS FINL GROUP INC COM 1M 32K 0
COCA COLA CO COM 830K 13K 0
COLGATE PALMOLIVE CO COM 241K 2K 0
COMCAST CORP NEW CL A 270K 7K 0
CONAGRA BRANDS INC COM 2M 88K 0
CONOCOPHILLIPS COM 791K 7K 0
CONSTELLATION BRANDS INC CL A 717K 3K 0
CORNING INC COM 4M 95K 0
COSTCO WHSL CORP NEW COM 745K 876 0
DANAHER CORPORATION COM 269K 1K 0
DARDEN RESTAURANTS INC COM 448K 3K 0
DATADOG INC CL A COM 973K 8K 0
DEERE & CO COM 272K 728 0
DIAGEO PLC SPON ADR NEW 2M 13K 0
DISNEY WALT CO COM 719K 7K 0
DIVERSIFIED HEALTHCARE TR COM SH BEN INT 44K 14K 0
DOMINION ENERGY INC COM 285K 6K 0
DUKE ENERGY CORP NEW COM NEW 2M 18K 0
DUPONT DE NEMOURS INC COM 200K 2K 0
EATON CORP PLC SHS 231K 738 0
ECOLAB INC COM 266K 1K 0
EDISON INTL COM 1M 19K 0
ELEVANCE HEALTH INC COM 222K 410 0
ELI LILLY & CO COM 1M 1K 0
ELLSWORTH GROWTH & INCOME FD COM 180K 22K 0
ENBRIDGE INC COM 2M 47K 0
ETF SER SOLUTIONS DISTILLATE US 8M 149K 0
EXXON MOBIL CORP COM 1M 10K 0
FIDELITY NATL INFORMATION SV COM 203K 3K 0
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 368K 7K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 429K 13K 0
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 245K 6K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 631K 15K 0
FIRST TR MORNINGSTAR DIVID L SHS 255K 7K 0
FIRST TR NASDAQ 100 TECH IND SHS 495K 3K 0
FIRST TR VALUE LINE DIVID IN SHS 438K 11K 0
FISERV INC COM 292K 2K 0
FORD MTR CO DEL COM 751K 60K 0
GE AEROSPACE COM NEW 907K 6K 0
GE VERNOVA INC COM 227K 1K 0
GENERAL MLS INC COM 245K 4K 0
GENUINE PARTS CO COM 2M 12K 0
GLOBAL X FDS GLB X MLP ENRG I 4M 74K 0
GSK PLC SPONSORED ADR 2M 64K 0
HALEON PLC SPON ADS 198K 24K 0
HERCULES CAPITAL INC COM 220K 11K 0
HEWLETT PACKARD ENTERPRISE C COM 524K 25K 0
HOME DEPOT INC COM 1M 4K 0
HONEYWELL INTL INC COM 2M 11K 0
HP INC COM 326K 9K 0
HSBC HLDGS PLC SPON ADR NEW 3M 65K 0
IDEXX LABS INC COM 3M 7K 0
INNOVATOR ETFS TRUST QUITY MANAGD FLR 308K 10K 0
INTEL CORP COM 2M 73K 0
INTERNATIONAL BUSINESS MACHS COM 4M 21K 0
INTERNATIONAL PAPER CO COM 3M 62K 0
INTUIT COM 1M 2K 0
INVESCO EXCH TRADED FD TR II SR LN ETF 3M 123K 0
INVESCO EXCH TRADED FD TR II PFD ETF 203K 18K 0
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 1M 71K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 2M 102K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 2M 107K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 2M 95K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 3M 170K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 1M 41K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 714K 4K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 283K 7K 0
ISHARES GOLD TR ISHARES NEW 6M 147K 0
ISHARES INC EM MKTS DIV ETF 202K 7K 0
ISHARES INC ASIA/PAC DIV ETF 3M 97K 0
ISHARES TR RUS 1000 GRW ETF 736K 2K 0
ISHARES TR IBONDS 26 TRM TS 4M 160K 0
ISHARES TR CORE US AGGBD ET 380K 4K 0
ISHARES TR LATN AMER 40 ETF 3M 133K 0
ISHARES TR RUS 1000 VAL ETF 221K 1K 0
ISHARES TR MSCI KLD400 SOC 218K 2K 0
ISHARES TR IBONDS 24 TRM TS 1M 53K 0
ISHARES TR CORE S&P500 ETF 8M 14K 0
ISHARES TR S&P 500 GRWT ETF 1M 12K 0
ISHARES TR S&P 100 ETF 367K 1K 0
ISHARES TR INTL DEV RE ETF 3M 137K 0
ISHARES TR IBONDS 29 TRM TS 578K 27K 0
ISHARES TR TIPS BD ETF 392K 4K 0
ISHARES TR IBONDS 27 TRM TS 5M 233K 0
ISHARES TR CORE MSCI EAFE 2M 32K 0
ISHARES TR RUS 1000 ETF 202K 678 0
ISHARES TR CORE S&P MCP ETF 1M 18K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 3M 59K 0
JOHNSON & JOHNSON COM 775K 5K 0
JPMORGAN CHASE & CO. COM 6M 28K 0
KIMCO RLTY CORP COM 2M 124K 0
KLA CORP COM NEW 391K 474 0
LOCKHEED MARTIN CORP COM 354K 758 0
LOWES COS INC COM 789K 4K 0
LYONDELLBASELL INDUSTRIES N SHS - A - 2M 25K 0
M & T BK CORP COM 2M 10K 0
MACQUARIE / FIRST TR GLOBAL COM 2M 221K 0
MASTERCARD INCORPORATED CL A 738K 2K 0
MCDONALDS CORP COM 229K 900 0
MCKESSON CORP COM 1M 2K 0
MERCK & CO INC COM 972K 8K 0
META PLATFORMS INC CL A 1M 3K 0
METLIFE INC COM 2M 30K 0
MICRON TECHNOLOGY INC COM 610K 5K 0
MICROSOFT CORP COM 15M 33K 0
MODERNA INC COM 2M 13K 0
NATIONAL FUEL GAS CO COM 2M 31K 0
NATIONAL GRID PLC SPONSORED ADR NE 3M 51K 0
NETFLIX INC COM 402K 595 0
NOVARTIS AG SPONSORED ADR 2M 20K 0
NOVO-NORDISK A S ADR 694K 5K 0
NUCOR CORP COM 540K 3K 0
NVIDIA CORPORATION COM 7M 58K 0
NXP SEMICONDUCTORS N V COM 325K 1K 0
ONEOK INC NEW COM 1M 13K 0
ORACLE CORP COM 455K 3K 0
ORANGE SPONSORED ADR 1M 144K 0
PALO ALTO NETWORKS INC COM 219K 645 0
PEPSICO INC COM 1M 7K 0
PFIZER INC COM 3M 92K 0
PHILLIPS 66 COM 233K 2K 0
PIMCO ETF TR ACTIVE BD ETF 288K 3K 0
PINNACLE WEST CAP CORP COM 338K 4K 0
PNC FINL SVCS GROUP INC COM 2M 13K 0
POTLATCHDELTIC CORPORATION COM 870K 22K 0
PROCTER AND GAMBLE CO COM 554K 3K 0
PUBLIC STORAGE OPER CO COM 2M 6K 0
PUBLIC SVC ENTERPRISE GRP IN COM 2M 23K 0
QUALCOMM INC COM 362K 2K 0
QUANTA SVCS INC COM 1M 4K 0
RAYONIER INC COM 2M 71K 0
RIO TINTO PLC SPONSORED ADR 1M 20K 0
ROPER TECHNOLOGIES INC COM 407K 722 0
ROYAL BK CDA COM 2M 18K 0
RPM INTL INC COM 1M 9K 0
RTX CORPORATION COM 472K 5K 0
SALESFORCE INC COM 202K 784 0
SANOFI SPONSORED ADR 2M 37K 0
SCHWAB CHARLES CORP COM 549K 7K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 27K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 8M 99K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 386K 5K 0
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 4M 37K 0
SEMPRA COM 485K 6K 0
SHELL PLC SPON ADS 248K 3K 0
SOUTHERN CO COM 2M 28K 0
SPDR GOLD TR GOLD SHS 686K 3K 0
SPDR INDEX SHS FDS DJ GLB RL ES ETF 210K 5K 0
SPDR INDEX SHS FDS GLB NAT RESRCE 714K 13K 0
SPDR INDEX SHS FDS S&P EM MKT DIV 4M 117K 0
SPDR S&P 500 ETF TR TR UNIT 2M 3K 0
SPDR SER TR BLOOMBERG INVT 2M 70K 0
SPDR SER TR BBG CONV SEC ETF 405K 6K 0
SPDR SER TR PORTFOLIO S&P400 298K 6K 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 374K 17K 0
STRYKER CORPORATION COM 302K 888 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 443K 3K 0
TARGET CORP COM 1M 9K 0
TESLA INC COM 236K 1K 0
THERMO FISHER SCIENTIFIC INC COM 807K 1K 0
TJX COS INC NEW COM 204K 2K 0
TOLL BROTHERS INC COM 206K 2K 0
TORONTO DOMINION BK ONT COM NEW 411K 7K 0
TORTOISE ENERGY INFRA CORP COM 348K 10K 0
TOTALENERGIES SE SPONSORED ADS 3M 51K 0
TRAVELERS COMPANIES INC COM 270K 1K 0
TYLER TECHNOLOGIES INC COM 4M 9K 0
UNILEVER PLC SPON ADR NEW 3M 58K 0
UNION PAC CORP COM 704K 3K 0
UNITED PARCEL SERVICE INC CL B 1M 10K 0
UNITEDHEALTH GROUP INC COM 480K 943 0
UNUM GROUP COM 473K 9K 0
US BANCORP DEL COM NEW 361K 9K 0
VALERO ENERGY CORP COM 872K 6K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 37K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 6M 84K 0
VANGUARD INDEX FDS MID CAP ETF 257K 1K 0
VANGUARD INDEX FDS GROWTH ETF 340K 909 0
VANGUARD INDEX FDS TOTAL STK MKT 230K 858 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 262K 6K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 249K 1K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 3M 27K 0
VERIZON COMMUNICATIONS INC COM 395K 10K 0
VISA INC COM CL A 972K 4K 0
VODAFONE GROUP PLC NEW SPONSORED ADR 2M 197K 0
WALMART INC COM 2M 25K 0
WASTE MGMT INC DEL COM 4M 18K 0
WISDOMTREE TR EMER MKT HIGH FD 3M 75K 0
WISDOMTREE TR EURO QTLY DIV GR 1M 36K 0
WP CAREY INC COM 490K 9K 0
XCEL ENERGY INC COM 481K 9K 0