NORTHEAST FINANCIAL
NORTHEAST FINANCIAL CONSULTANTS, LLC Legal Name
Adviser information for NORTHEAST FINANCIAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,532 | $4.1B |
| Non-Discretionary | 5 | $8.4M |
| Total | 1,537 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $15.6M |
| HNW Individuals | 233 | $4.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firm |
Principal Office
518-B RIVERSIDE AVENUE2ND FLOOR
WESTPORT
CT
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 203-226-8997, Fax: 203-222-9105
Websites
Chief Compliance Officer
PATRICE S REILLY
518-B RIVERSIDE AVENUE
2ND FLOOR
WESTPORT
CT
United States
Tel:
2032268997
Fax:
2032229105
T*****@***************M
(Full email address available in API data)
Regulatory Contact
ELWOOD B. DAVIS
PRESIDENT
518-B RIVERSIDE AVENUE
2ND FLOOR
WESTPORT
CT
United States
Tel:
203-226-8997
Fax:
203-222-9105
E*****@***************M
(Full email address available in API data)
Industry Affiliates
| GLENN DEPASQUALE, SR. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, ELWOOD, BRIAN | Individual | – | PRESIDENT, MANAGER, | 02/2020 | < 5% |
| DAVIS, CATHERINE, LEE | Individual | – | VICE PRESIDENT, TREASURER | 11/2020 | < 5% |
| REILLY, PATRICE, SWAN | Individual | – | CHIEF COMPLIANCE OFFICER; SECRETARY; VP | 10/2020 | < 5% |
| NFC HOLDINGS, INC | Domestic Entity | – | MEMBER | 06/2020 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 657K | 6K | – |
| ABBVIE INC | COM | 3M | 17K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 668K | 2K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 461K | 3K | – |
| AFLAC INC | COM | 241K | 3K | – |
| AKILI INC | COMMON STOCK | 25K | 57K | – |
| ALBERTSONS COS INC | COMMON STOCK | 956K | 48K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 2M | 46K | – |
| ALLSTATE CORP | COM | 337K | 2K | – |
| ALPHABET INC | CAP STK CL A | 35M | 189K | – |
| ALPHABET INC | CAP STK CL C | 38M | 209K | – |
| ALTRIA GROUP INC | COM | 2M | 35K | – |
| AMAZON COM INC | COM | 57M | 296K | – |
| AMGEN INC | COM | 2M | 6K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 1M | 20K | – |
| APOLLO GLOBAL MGMT INC | COM | 3M | 25K | – |
| APPLE INC | COM | 69M | 327K | – |
| ARCADIUM LITHIUM PLC | COM SHS | 53K | 16K | – |
| ARES CAPITAL CORP | COM | 12M | 593K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 2M | 13K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 6M | 6K | – |
| ASPIRA WOMENS HEALTH INC | COM NEW | 35K | 23K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 393K | 5K | – |
| AT&T INC | COM | 191K | 10K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 3M | 12K | – |
| BANK AMERICA CORP | COM | 16M | 394K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 406K | 66K | – |
| BLACKROCK INC | COM | 312K | 396 | – |
| BLACKSTONE INC | COM | 8M | 66K | – |
| BLACKSTONE MTG TR INC | COM CL A | 2M | 91K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 57M | 2M | – |
| BOEING CO | COM | 498K | 3K | – |
| BOSTON SCIENTIFIC CORP | COM | 426K | 6K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 2M | 42K | – |
| BROADCOM INC | COM | 15M | 10K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 10M | 235K | – |
| BUNGE GLOBAL SA | COM SHS | 316K | 3K | – |
| CARLYLE SECURED LENDING INC | COM | 759K | 43K | – |
| CARRIER GLOBAL CORPORATION | COM | 240K | 4K | – |
| CASEYS GEN STORES INC | COM | 687K | 2K | – |
| CBRE GROUP INC | CL A | 267K | 3K | – |
| CHEMOURS CO | COM | 459K | 20K | – |
| CHESAPEAKE UTILS CORP | COM | 340K | 3K | – |
| CHEVRON CORP NEW | COM | 12M | 78K | – |
| CHUBB LIMITED | COM | 204K | 800 | – |
| CITIGROUP INC | COM NEW | 992K | 16K | – |
| CLEARSIDE BIOMEDICAL INC | COM | 121K | 93K | – |
| COCA COLA CO | COM | 2M | 34K | – |
| COGNITION THERAPEUTICS INC | COM | 41K | 25K | – |
| CONOCOPHILLIPS | COM | 485K | 4K | – |
| CORNING INC | COM | 2M | 45K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| COVENANT LOGISTICS GROUP INC | CL A | 986K | 20K | – |
| CROWDSTRIKE HLDGS INC | CL A | 523K | 1K | – |
| CSX CORP | COM | 341K | 10K | – |
| CUMMINS INC | COM | 277K | 1K | – |
| DEERE & CO | COM | 5M | 14K | – |
| DISCOVER FINL SVCS | COM | 279K | 2K | – |
| DISNEY WALT CO | COM | 10M | 96K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 12K | – |
| DYADIC INTL INC DEL | COM | 370K | 250K | – |
| E2OPEN PARENT HOLDINGS INC | COM CL A | 94K | 21K | – |
| ECOLAB INC | COM | 1M | 6K | – |
| ELI LILLY & CO | COM | 9M | 10K | – |
| EMERSON ELEC CO | COM | 508K | 5K | – |
| ENBRIDGE INC | COM | 210K | 6K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 2M | 149K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 8M | 291K | – |
| EQT CORP | COM | 407K | 11K | – |
| EXPEDITORS INTL WASH INC | COM | 225K | 2K | – |
| EXXON MOBIL CORP | COM | 9M | 82K | – |
| FIBROGEN INC | COM | 49K | 55K | – |
| FIFTH THIRD BANCORP | COM | 208K | 6K | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 423K | 4K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 449K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ 100 EX | 4M | 40K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 35M | 172K | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 388K | 3K | – |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 398K | 4K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 1M | 30K | – |
| FMC CORP | COM NEW | 7M | 128K | – |
| FREEPORT-MCMORAN INC | CL B | 1M | 29K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 265K | 9K | – |
| GLOBAL X FDS | CYBRSCURTY ETF | 1M | 40K | – |
| GOLDMAN SACHS GROUP INC | COM | 7M | 16K | – |
| GOLUB CAP BDC INC | COM | 33M | 2M | – |
| HANNON ARMSTRONG SUST INFR C | COM | 1M | 43K | – |
| HCA HEALTHCARE INC | COM | 482K | 2K | – |
| HEICO CORP NEW | COM | 917K | 4K | – |
| HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 41K | 17K | – |
| HOME DEPOT INC | COM | 8M | 23K | – |
| HONEYWELL INTL INC | COM | 6M | 28K | – |
| ILLINOIS TOOL WKS INC | COM | 1M | 5K | – |
| IMMUNOME INC | COM | 883K | 73K | – |
| INTEL CORP | COM | 3M | 81K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 442K | 3K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 985K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 738K | 7K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP400 PR | 1M | 21K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 1M | 62K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 9M | 84K | – |
| INVESCO QQQ TR | UNIT SER 1 | 85M | 177K | – |
| IQVIA HLDGS INC | COM | 537K | 3K | – |
| ISHARES INC | CORE MSCI EMKT | 456K | 9K | – |
| ISHARES TR | EAFE GRWTH ETF | 354K | 3K | – |
| ISHARES TR | CORE MSCI TOTAL | 246K | 4K | – |
| ISHARES TR | S&P MC 400GR ETF | 358K | 4K | – |
| ISHARES TR | U.S. PHARMA ETF | 275K | 4K | – |
| ISHARES TR | SELECT DIVID ETF | 624K | 5K | – |
| ISHARES TR | ISHARES SEMICDTR | 1M | 6K | – |
| ISHARES TR | RUS MID CAP ETF | 503K | 6K | – |
| ISHARES TR | RUS MD CP GR ETF | 704K | 6K | – |
| ISHARES TR | ISHARES BIOTECH | 935K | 7K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 10K | – |
| ISHARES TR | RUS 1000 ETF | 3M | 12K | – |
| ISHARES TR | RUS 1000 VAL ETF | 2M | 12K | – |
| ISHARES TR | GLB INFRASTR ETF | 592K | 12K | – |
| ISHARES TR | GLOBAL TECH ETF | 1M | 13K | – |
| ISHARES TR | CORE S&P500 ETF | 8M | 15K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 18K | – |
| ISHARES TR | MSCI EAFE ETF | 1M | 18K | – |
| ISHARES TR | CORE MSCI EAFE | 1M | 19K | – |
| ISHARES TR | S&P SML 600 GWT | 3M | 20K | – |
| ISHARES TR | U.S. TECH ETF | 3M | 21K | – |
| ISHARES TR | RUSSELL 2000 ETF | 4M | 22K | – |
| ISHARES TR | CYBERSECURITY | 1M | 25K | – |
| ISHARES TR | US HLTHCARE ETF | 2M | 27K | – |
| ISHARES TR | RUS MDCP VAL ETF | 3M | 28K | – |
| ISHARES TR | CORE HIGH DV ETF | 3M | 29K | – |
| ISHARES TR | RUS 2000 VAL ETF | 5M | 32K | – |
| ISHARES TR | MSCI USA QLT FCT | 8M | 46K | – |
| ISHARES TR | S&P 500 GRWT ETF | 5M | 54K | – |
| ISHARES TR | SP SMCP600VL ETF | 5M | 55K | – |
| ISHARES TR | EXPND TEC SC ETF | 11M | 114K | – |
| ISHARES TR | U.S. MED DVC ETF | 8M | 139K | – |
| ISHARES TR | CORE S&P SCP ETF | 22M | 208K | – |
| ISHARES TR | CORE S&P TTL STK | 26M | 219K | – |
| ISHARES TR | EXPANDED TECH | 29M | 334K | – |
| ISHARES TR | MSCI INTL QUALTY | 14M | 359K | – |
| ISHARES TR | CORE DIV GRWTH | 81M | 1M | – |
| JOHNSON & JOHNSON | COM | 6M | 39K | – |
| JOHNSON CTLS INTL PLC | SHS | 4M | 60K | – |
| JPMORGAN CHASE & CO. | COM | 34M | 170K | – |
| KIMBERLY-CLARK CORP | COM | 510K | 4K | – |
| KINDER MORGAN INC DEL | COM | 258K | 13K | – |
| KKR & CO INC | COM | 15M | 146K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 786K | 4K | – |
| LIBERTY BROADBAND CORP | COM SER C | 4M | 78K | – |
| LIBERTY GLOBAL LTD | COM CL C | 185K | 10K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 310K | 14K | – |
| LITTELFUSE INC | COM | 256K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 771K | 2K | – |
| LOWES COS INC | COM | 267K | 1K | – |
| MACROGENICS INC | COM | 43K | 10K | – |
| MARSH & MCLENNAN COS INC | COM | 316K | 2K | – |
| MARTIN MARIETTA MATLS INC | COM | 2M | 4K | – |
| MASTERCARD INCORPORATED | CL A | 5M | 10K | – |
| MATADOR RES CO | COM | 1M | 22K | – |
| MCDONALDS CORP | COM | 2M | 7K | – |
| MERCK & CO INC | COM | 9M | 76K | – |
| MERIDIAN CORPORATION | COM | 158K | 15K | – |
| META PLATFORMS INC | CL A | 659K | 1K | – |
| METLIFE INC | COM | 7M | 97K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 3M | 2K | – |
| MGM RESORTS INTERNATIONAL | COM | 478K | 11K | – |
| MICROSOFT CORP | COM | 62M | 140K | – |
| MONDELEZ INTL INC | CL A | 1M | 22K | – |
| MONSTER BEVERAGE CORP NEW | COM | 432K | 9K | – |
| MORGAN STANLEY | COM NEW | 488K | 5K | – |
| MPLX LP | COM UNIT REP LTD | 10M | 229K | – |
| NEOS ETF TRUST | NEOS S&P 500 HI | 489K | 10K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NIKE INC | CL B | 596K | 8K | – |
| NORTHROP GRUMMAN CORP | COM | 346K | 794 | – |
| NOVO-NORDISK A S | ADR | 252K | 2K | – |
| NUCOR CORP | COM | 253K | 2K | – |
| NVIDIA CORPORATION | COM | 22M | 175K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 605K | 32K | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 295K | 7K | – |
| OCCIDENTAL PETE CORP | COM | 4M | 57K | – |
| ONEOK INC NEW | COM | 1M | 17K | – |
| ORACLE CORP | COM | 679K | 5K | – |
| ORION GROUP HLDGS INC | COM | 1M | 146K | – |
| PACER FDS TR | PACER US SMALL | 4M | 85K | – |
| PACER FDS TR | US CASH COWS 100 | 45M | 830K | – |
| PATRIOT NATL BANCORP INC | COM NEW | 73K | 39K | – |
| PAYCHEX INC | COM | 237K | 2K | – |
| PEPSICO INC | COM | 4M | 23K | – |
| PFIZER INC | COM | 33M | 1M | – |
| PHILIP MORRIS INTL INC | COM | 4M | 36K | – |
| PHILLIPS 66 | COM | 5M | 33K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 389K | 22K | – |
| PNC FINL SVCS GROUP INC | COM | 2M | 11K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 26K | – |
| PROSHARES TR | S&P 500 DV ARIST | 703K | 7K | – |
| QUALCOMM INC | COM | 349K | 2K | – |
| RALLYBIO CORP | COM | 30K | 22K | – |
| READY CAPITAL CORP | COM | 3M | 332K | – |
| REGENERON PHARMACEUTICALS | COM | 2M | 2K | – |
| RIO TINTO PLC | SPONSORED ADR | 316K | 5K | – |
| RTX CORPORATION | COM | 1M | 14K | – |
| S&P GLOBAL INC | COM | 252K | 564 | – |
| SALESFORCE INC | COM | 4M | 17K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 360K | 6K | – |
| SELECT SECTOR SPDR TR | INDL | 2M | 13K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1M | 17K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 5M | 33K | – |
| SELECT SECTOR SPDR TR | ENERGY | 6M | 71K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 25M | 111K | – |
| SHELL PLC | SPON ADS | 668K | 9K | – |
| SIXTH STREET SPECIALTY LENDI | COM | 555K | 26K | – |
| SMUCKER J M CO | COM NEW | 218K | 2K | – |
| SONOCO PRODS CO | COM | 421K | 8K | – |
| SPDR GOLD TR | GOLD SHS | 657K | 3K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 93M | 172K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 274K | 513 | – |
| SPDR SER TR | S&P DIVID ETF | 1M | 10K | – |
| SPDR SER TR | HLTH CR EQUIP | 997K | 12K | – |
| SPDR SER TR | COMP SOFTWARE | 3M | 20K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 3M | 64K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 7M | 92K | – |
| SPROTT FDS TR | URANIUM MINERS E | 674K | 14K | – |
| SPROTT FDS TR | JUNIOR URANIUM | 826K | 35K | – |
| STARBUCKS CORP | COM | 357K | 5K | – |
| STEEL DYNAMICS INC | COM | 2M | 17K | – |
| STRYKER CORPORATION | COM | 1M | 3K | – |
| SUPER MICRO COMPUTER INC | COM | 473K | 577 | – |
| T ROWE PRICE ETF INC | PRICE GRW STOCK | 900K | 24K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 9K | – |
| TESLA INC | COM | 218K | 1K | – |
| TEXAS INSTRS INC | COM | 2M | 12K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 4M | 7K | – |
| TJX COS INC NEW | COM | 2M | 18K | – |
| TORTOISE ENERGY INFRA CORP | COM | 244K | 7K | – |
| TOTALENERGIES SE | SPONSORED ADS | 312K | 5K | – |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 5K | – |
| UBER TECHNOLOGIES INC | COM | 690K | 10K | – |
| UNION PAC CORP | COM | 378K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 11K | – |
| UNITEDHEALTH GROUP INC | COM | 5M | 11K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 515K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 316K | 1K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 1M | 5K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 1M | 9K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 3M | 19K | – |
| VANGUARD INDEX FDS | VALUE ETF | 11M | 71K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 31M | 115K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 217M | 434K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 286M | 765K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 390K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 3M | 49K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 124M | 677K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 57M | 478K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 284K | 904 | – |
| VANGUARD WORLD FD | ENERGY ETF | 256K | 2K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 527K | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 3K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 8M | 84K | – |
| VARONIS SYS INC | COM | 504K | 11K | – |
| VERIZON COMMUNICATIONS INC | COM | 572K | 14K | – |
| VERTEX PHARMACEUTICALS INC | COM | 3M | 6K | – |
| VERU INC | COM | 14K | 16K | – |
| VIATRIS INC | COM | 597K | 56K | – |
| VISA INC | COM CL A | 6M | 23K | – |
| WALMART INC | COM | 335K | 5K | – |
| WASTE CONNECTIONS INC | COM | 263K | 2K | – |
| WASTE MGMT INC DEL | COM | 7M | 33K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 220K | 185 | – |
| WELLS FARGO CO NEW | COM | 255K | 4K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 1M | 18K | – |
| WISDOMTREE TR | US MIDCAP FUND | 2M | 33K | – |
| ZOETIS INC | CL A | 8M | 44K | – |