BOSTON TRUST WALDEN INC.
Adviser information for BOSTON TRUST WALDEN INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $4.8B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 10 | $4.0B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 2 | $122.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 1 | $221.9M |
| Corporations or other businesses | 0 | $0 |
| Other | 2 | $434.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT NON US INSTITUTIONS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60136 |
|---|---|
| SEC ERA File Number | 801-60136 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111266 |
| Legal Entity Identifier | 254900HRYHYEOZ5N7J95 |
Principal Office
ONE BEACON STREET34TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 617-726-7250, Fax: 617-227-3664
Chief Compliance Officer
THOMAS BOLAND
ONE BEACON STREET
34TH FLOOR
BOSTON
MA
United States
Tel:
617-726-7225
Fax:
617-726-2290
T******@********************M
(Full email address available in API data)
Regulatory Contact
LUCIA B. SANTINI
PRESIDENT
ONE BEACON STREET
34TH FLOOR
BOSTON
MA
United States
Tel:
617-726-7238
Fax:
617-726-2290
L*******@********************M
(Full email address available in API data)
Industry Affiliates
| BOSTON TRUST WALDEN COMPANY | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOSTON TRUST WALDEN COMPANY | Domestic Entity | – | CORPORATION | 03/2001 | > 75% |
| SANTINI, LUCIA, BIANCA | Individual | – | DIRECTOR/PRESIDENT | 01/2001 | < 5% |
| COLASACCO, DOMENIC | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 08/2004 | |
| SCOTT, KENNETH, PETER | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 01/2011 | |
| AMYOUNY, STEPHEN, JAMES | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 01/2011 | |
| GLUCK, KIMBERLY, DAVIS | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 06/2015 | |
| SANDELL, DAVID, AARON | Individual | – | DIRECTOR | 01/2017 | < 5% |
| BOSTON TRUST WALDEN CORPORATION | Domestic Entity | BOSTON TRUST WALDEN COMPANY | SHAREHOLDER | 02/2001 | > 75% |
| Ellis, Jennifer, Ann | Individual | – | CHIEF FINANCIAL OFFICER | 01/2012 | < 5% |
| Vanni, Heidi, Harris | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 01/2018 | |
| BOLAND, THOMAS, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |
| Kaser, Amy, Crandall | Individual | – | DIRECTOR | 06/2020 | < 5% |
| WILLIAMS, RICHARD, QUILLER | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 01/2020 | |
| KELLY, SARAH, THERESE | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 04/2020 | |
| PELSUE, KATRINA, LEE | Individual | – | DIRECTOR | 03/2022 | < 5% |
| Vanni, Heidi, Harris | Individual | – | DIRECTOR | 09/2021 | < 5% |
| O'CONNELL, JASON, T | Individual | BOSTON TRUST WALDEN COMPANY | DIRECTOR | 12/2022 |