CAVANAL HILL INVESTMENT MANAGEMENT, INC.
Adviser information for CAVANAL HILL INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 50 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 38 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,265 | $11.6B |
| Non-Discretionary | 0 | $0 |
| Total | 2,265 | $11.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $6.6B |
| Investment companies | 1 | $5.0B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $14.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60138 |
|---|---|
| SEC ERA File Number | 801-60138 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110774 |
| Legal Entity Identifier | None |
Principal Office
ONE WILLIAMS CENTER15TH FLOOR
TULSA
OK
United States
Monday - Friday, 8:00AM TO 5:00PM (CST)
Tel: 800-958-2942, Fax: 918-588-6939
Chief Compliance Officer
MARK S. MARRONE
CHIEF COMPLIANCE OFFICER
ONE WILLIAMS CENTER
15TH FLOOR
TULSA
OK
United States
Tel:
918-660-2959
M*******@*******M
(Full email address available in API data)
Regulatory Contact
MATTHEW STEPHANI
PRESIDENT
ONE WILLIAMS CENTER
15TH FLOOR
TULSA
OK
United States
Tel:
918-588-6192
M********@**************M
(Full email address available in API data)
Industry Affiliates
| BANK OF OK, BANK OF TX, BANK OF ALBUQUERUE, BOK FINANCIAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institutionTrust company |
| BOK FINANCIAL ADVISORS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorSponsor, GP, manager of pooled investment vehicles |
| BOK FINANCIAL PRIVATE WEALTH, INC. | Other investment adviser, including financial planners |
| BOKF EQUITY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BOSC AGENCY, INC. | Insurance company or agency |
| CAVANAL HILL DISTRIBUTORS, INC, | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOKF, NA | Domestic Entity | – | OWNER | 03/1997 | > 75% |
| BOK FINANCIAL CORPORATION | Domestic Entity | BOKF, N.A. | OWNER | 03/2001 | > 75% |
| KAISER, GEORGE, BRUCE | Individual | BOK FINANCIAL CORPORATION | OWNER | 03/2001 | 50-75% |
| HENDERSON, JAMES, BRIAN | Individual | – | DIRECTOR | 05/2020 | < 5% |
| GRAUER, SCOTT, BRADLEY | Individual | – | DIRECTOR/CHAIRMAN | 12/2008 | < 5% |
| MARRONE, MARK, STEPHEN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2016 | < 5% |
| STEPHANI, MATTHEW, C | Individual | – | PRESIDENT/DIRECTOR | 05/2020 | < 5% |