HFR ASSET MANAGEMENT, L.L.C
Adviser information for HFR ASSET MANAGEMENT, L.L.C last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $3.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)MANAGEMENT OF FUND-OF-FUNDS STRUCTURES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesADMINISTRATIVE SERVICES FEE |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-60143 |
|---|---|
| SEC ERA File Number | 801-60143 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111705 |
| Legal Entity Identifier | None |
Principal Office
110 NORTH WACKER DRIVE25TH FLOOR
CHICAGO
IL
United States
Monday - Friday, 8:30A-5:30P
Tel: 312-327-0430, Fax: 312-327-0435
Chief Compliance Officer
MICHAEL ARENIBAR
PRESIDENT AND CHIEF COMPLIANCE OFFICER
110 NORTH WACKER DRIVE
25TH FLOOR
CHICAGO
IL
United States
Tel:
312-628-0328
Fax:
312-327-0435
M********@******M
(Full email address available in API data)
Industry Affiliates
| HFR INVESTMENTS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HFREU EURO EQUITY EX FINANCIAL BEAR FUND | Hedge Fund | $197.6M | $1.0M | 2 |
| HFREU EURO EQUITY EX FINANCIAL BULL FUND | Hedge Fund | $6.1M | $1.0M | 2 |
| HFREU PROXIMUS FUND | Hedge Fund | $2,522.8M | $1.0M | 4 |
| HFREU US EQUITY EX FINANCIAL BEAR FUND | Hedge Fund | $474.5M | $1.0M | 1 |
| HFREU US EQUITY EX FINANCIAL BULL FUND | Hedge Fund | $6.5M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HFR GROUP, L.L.C. | Domestic Entity | – | MANAGING MEMBER | 01/2001 | > 75% |
| NICHOLAS, JOSEPH, GEORGE | Individual | HFR GROUP, L.L.C. | MEMBER | 01/2001 | > 75% |
| ARENIBAR, MICHAEL | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 06/2019 | < 5% |