NORTHERN TRUST GLOBAL INVESTMENTS LTD
Adviser information for NORTHERN TRUST GLOBAL INVESTMENTS LTD last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 94 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 181 | $160.1B |
| Non-Discretionary | 0 | $0 |
| Total | 181 | $160.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $376.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $83.0B |
| Pension and profit sharing plans | 35 | $36.8B |
| Charitable organizations | <5 | $205.7M |
| State or municipal gov entities | 23 | $36.2B |
| Other investment advisers | <5 | $21.9M |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $3.4B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
50 BANK STREETCANARY WHARF
LONDON
United Kingdom
Monday - Friday, 9:00AM TO 5:00PM GMT
Tel: 0044-(0)207-982-2000, Fax: 0044-(0)207-982-5443
Chief Compliance Officer
FRANCES MCILRATH
CHIEF COMPLIANCE OFFICER
50 BANK STREET
CANARY WHARF
LONDON
United Kingdom
Tel:
0044-(0)207-982-3386
Fax:
0044-(0)207-982-3428
F***@*******M
(Full email address available in API data)
Regulatory Contact
VANNESSA WHITEHEAD
SPECIALIST, COMPLIANCE
50 BANK STREET
CANARY WHARF
LONDON
United Kingdom
Tel:
0044-(0)207-982-1593
V***@*******M
(Full email address available in API data)
Industry Affiliates
| 50 SOUTH CAPITAL ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NORTHERN TRUST | Banking or thrift institutionTrust company |
| NORTHERN TRUST ASSET MANGEMENT AUSTRALIA PTY LTD | Other investment adviser, including financial planners |
| NORTHERN TRUST FUND MANAGERS (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NORTHERN TRUST GLOBAL ADVISORS, INC | Other investment adviser, including financial planners |
| NORTHERN TRUST GLOBAL INVESTMENTS JAPAN K.K. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NORTHERN TRUST INVESTMENTS, INCORPORATED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorBanking or thrift institutionInsurance company or agencySponsor, GP, manager of pooled investment vehicles |
| NORTHERN TRUST SECURITIES LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| NORTHERN TRUST SECURITIES, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| THE NORTHERN TRUST COMPANY OF HONG KONG LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE NORTHERN TRUST COMPANY | Domestic Entity | THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION | SHAREHOLDER | 05/2000 | > 75% |
| NORTHERN TRUST CORPORATION | Domestic Entity | THE NORTHERN TRUST COMPANY | SHAREHOLDER | 05/2000 | > 75% |
| NORTHERN TRUST MANAGEMENT SERVICES LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2006 | > 75% |
| NORTHERN INTERNATIONAL BANKING CORPORATION | Domestic Entity | NORTHERN TRUST MANAGEMENT SERVICES LIMITED | SHAREHOLDER | 12/2006 | > 75% |
| SHAH, BIMAL | Individual | – | DIRECTOR | 09/2015 | < 5% |
| MCILRATH, FRANCES, EMELIA MARY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| Rippey, James, David | Individual | – | DIRECTOR | 02/2020 | < 5% |
| BARTHOLOMEW, RICHARD, EDWARD | Individual | – | DIRECTOR | 06/2023 | < 5% |
| Hallsworth, Adam, Charles Searle | Individual | – | CHIEF FINANCIAL OFFICER | 10/2022 | < 5% |
| MCCAREINS, JOHN, MARTIN | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2023 | < 5% |