LINDA A. BARLOW, CFP
BARLOW, LINDA, ANN Legal Name
Adviser information for LINDA A. BARLOW, CFP last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 686 | $239.6M |
| Non-Discretionary | 0 | $0 |
| Total | 686 | $239.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $134.7M |
| HNW Individuals | 196 | $98.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | <5 | $2.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-60157 |
|---|---|
| SEC ERA File Number | 801-60157 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111643 |
| Legal Entity Identifier | None |
Principal Office
2700 N. MAIN STREETSTE 850
SANTA ANA
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 714-953-1232, Fax: 714-973-6314
Chief Compliance Officer
LINDA A. BARLOW
CFP
2700 N. MAIN ST
SUITE 850
SANTA ANA
CA
United States
Tel:
714-953-1232
Fax:
714-973-6314
W*************@************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARLOW, LINDA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/1985 | > 75% |