ALLIANZ INVESTMENT MANAGEMENT LLC
Adviser information for ALLIANZ INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 77 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 54 | $17.3B |
| Non-Discretionary | 0 | $0 |
| Total | 54 | $17.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 51 | $16.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $620.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
5701 GOLDEN HILLS DRIVEMINNEAPOLIS
MN
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 763-765-6500, Fax: 763-765-6355
Websites
Chief Compliance Officer
JAMES A. MAUTINO
CHIEF COMPLIANCE OFFICER
5701 GOLDEN HILLS DRIVE
MINNEAPOLIS
MN
United States
Tel:
763.765.6086
J**********@**************M
(Full email address available in API data)
Regulatory Contact
TOUI MOHLKE
SENIOR COMPLIANCE OFFICER
5701 GOLDEN HILLS DRIVE
MINNEAPOLIS
MN
United States
Tel:
763.765.2999
T**********@**************M
(Full email address available in API data)
Industry Affiliates
| ALLIANZ GLOBAL INVESTORS GMBH | Other investment adviser, including financial plannersPension consultantSponsor, GP, manager of pooled investment vehicles |
| ALLIANZ INVESTMENT MANAGEMENT U.S. LLC | Other investment adviser, including financial planners |
| ALLIANZ LIFE FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | Commodity pool operator or commodity trading advisorInsurance company or agency |
| ALLIANZ LIFE VENTURES | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | Domestic Entity | – | MEMBER | 03/2001 | > 75% |
| ALLIANZ OF AMERICA, INC. | Domestic Entity | ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | SHAREHOLDER | 11/1979 | > 75% |
| ALLIANZ SE | Foreign Entity | ALLIANZ EUROPE B.V. | SHAREHOLDER | 06/2012 | > 75% |
| MUENCH, BRIAN, JAMES | Individual | – | PRESIDENT & MANAGING DIRECTOR | 11/2010 | < 5% |
| SCRIVER, MICHAEL, DAVIS | Individual | – | MANAGING DIRECTOR, HEDGE DESIGN MANAGEMENT | 07/2011 | < 5% |
| ALLIANZ EUROPE B.V. | Foreign Entity | ALLIANZ OF AMERICA, INC. | SHAREHOLDER | 06/2012 | > 75% |
| CHAMBS, CHRISTOPHER, EDWARD FRANCIS | Individual | – | CHIEF EXECUTIVE OFFICER, GOVERNOR | 05/2023 | < 5% |
| WALTHER, COREY, JAY | Individual | – | GOVERNOR | 02/2022 | < 5% |
| Sibille, Jean-Roch | Individual | – | CHAIR, GOVERNOR | 06/2022 | < 5% |
| Mai, Molly | Individual | – | CHIEF FINANCIAL OFFICER | 06/2023 | < 5% |
| Farren, Amanda, N. | Individual | – | CHIEF LEGAL OFFICER AND SECRETARY | 01/2024 | < 5% |
| MAUTINO, JAMES, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 4th, 2021 for period ending December 31st, 2020
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES TR | IBOXX INV CP ETF | 1M | 9M | 1,2 |
| ISHARES TR | INTRMD CR BD ETF | 60K | 978K | Allianz Life Insurance Company of North America |
| SPDR SERIES TRUST | PORTFOLIO INTRMD | 61K | 2M | Allianz Life Insurance Company of North America |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 139K | 1M | Allianz Life Insurance Company of North America |
| ISHARES TR | SH TR CRPORT ETF | 12K | 202K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 980 | 10K | Allianz Life Insurance Company of North America |
| PIMCO ETF TR | ENHAN SHRT MA AC | 1K | 10K | Allianz Life Insurance Company of North America |
| PIMCO ETF TR | INV GRD CRP BD | 1K | 9K | Allianz Life Insurance Company of North America |
| PIMCO ETF TR | ENHANCD SHORT | 25K | 249K | Allianz Life Insurance Company of North America |
| VANECK VECTORS ETF TR | FALLEN ANGEL HG | 108K | 3M | Allianz Life Insurance Company of North America |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 3K | 99K | Allianz Life Insurance Company of North America |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 3K | 99K | Allianz Life Insurance Company of North America |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 3K | 99K | Allianz Life Insurance Company of North America |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 2K | 96K | Allianz Life Insurance Company of North America |
| AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 25K | 939K | Allianz Life Insurance Company of North America |
| AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 26K | 1M | Allianz Life Insurance Company of North America |