Hedge Fund Database

WEALTHCARE CAPITAL MANAGEMENT LLC

Adviser information for WEALTHCARE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 53
Investment Advisory/Research 34
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 34
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10,342 $2.5B
Non-Discretionary 157 $40.9M
Total 10,499 $2.6B

Clients

Type Number RAUM
Individuals 3,844 $1.0B
HNW Individuals 725 $1.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 24 $111.9M
Charitable organizations 10 $6.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $20.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 583.4M
Both for Same 0
Portfolio Manager to Program Sponsor
KAI WRAP FEE PROGRAM KOVACK ADVISORS, INC.
MSSB WRAP FEE PROGRAM MORGAN STANLEY
WCAP WRAP FEE PROGRAM WEALTHCARE ADVISORY PARTNERS LLC

Identifiers

SEC RIA File Number 801-60183
SEC ERA File Number 801-60183
SEC CIK Numbers 1516450
SEC CRD Numbers 111119
Legal Entity Identifier None

Principal Office

2 JAMES CENTER
1021 EAST CARY STREET, #702
RICHMOND
VA
United States
Monday - Friday, 9:00 AM - 5:30 PM
Tel: 804-644-4711, Fax: 804-433-1188

Websites

twitter.com/wealthcareway www.gdx360.com www.facebook.com/wealthcareway www.wealthcarecapital.com/advisors/stevebergeron www.linkedin.com/company/wealthcare-capital-management www.vanzandtfinancial.com www.feeonlynetwork.com/financial-advisor/jim-mirenda/ www.wealthcareforwomen.com www.wealthcarechicago.com www.lifeandinvesting.com www.wealthcaregdx.com www.wealthcarevt.com www.scottdavisonwealthcare.com www.facebook.com/russthorntoncdfa www.facebook.com/van-zandt-financial-2012139089066621/ www.wealthcare4life.com www.facebook.com/wealthcareforlife/

Chief Compliance Officer

JAMES J. KRAUSE
1065 ANDREW DRIVE
WEST CHESTER
PA
United States
Tel: (610) 955-4219
Fax: (804) 433-1188
(Full email address available in API data)

Industry Affiliates

WEALTHCARE ADVISORY PARTNERS LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MADEY, RONALD, ELIOT Individual – CHIEF INVESTMENT OFFICER 04/2018 < 5%
DuBrueler, Justin Individual – CHIEF FINANCIAL OFFICER 09/2014 < 5%
WEALTHCARE LLC Domestic Entity WEALTHCARE PARENT INC. MEMBER 12/2021 > 75%
REGAN, MATTHEW, THOMAS Individual – PRESIDENT 08/2018 < 5%
KRAUSE, JAMES, JOSEPH Individual – CHIEF COMPLIANCE OFFICER 04/2021 < 5%
WEALTHCARE PARENT HOLDINGS LLC Domestic Entity – MEMBER 01/2022 > 75%
WEALTHCARE PARENT INC. Domestic Entity WEALTHCARE PARTNERS LLC MEMBER 01/2022 25-50%
WEALTHCARE HOLDINGS LLC Domestic Entity WEALTHCARE LLC MANAGER AND SOLE MEMBER 09/2013 > 75%
WEALTHCARE PARTNERS LLC Domestic Entity WEALTHCARE PARENT HOLDINGS LLC MEMBER 09/2022 > 75%
WEALTHCARE LLC Domestic Entity WEALTHCARE PARTNERS LLC MEMBER 03/2018 50-75%
NEWSPRING HOLDINGS CO-INVESTOR LLC Domestic Entity WEALTHCARE HOLDINGS LLC MEMBER 03/2018 25-50%

No. Employees, Historic

70350201920202021202220232024202557 on 5/3/201957 on 5/9/201957 on 11/26/201957 on 2/3/202057 on 5/23/202057 on 7/16/202057 on 1/11/202155 on 3/25/202155 on 4/28/202155 on 8/31/202155 on 9/8/202155 on 11/12/202161 on 1/26/202261 on 9/12/202261 on 9/12/202259 on 3/15/202359 on 4/10/202359 on 11/21/202353 on 3/25/2024

RAUM, Historic

3B2B020192020202120222023202420251264008596 on 5/3/20191264008596 on 5/9/20191264008596 on 11/26/20191738127625 on 2/3/20201738127625 on 5/23/20201738127625 on 7/16/20201738127625 on 1/11/20212314462705 on 3/25/20212314462705 on 4/28/20212314462705 on 8/31/20212314462705 on 9/8/20212314462705 on 11/12/20212916976803 on 1/26/20222916976803 on 9/12/20222916976803 on 9/12/20222603042487 on 3/15/20232603042487 on 4/10/20232603042487 on 11/21/20232579940831 on 3/25/2024

No. Clients, Historic

6,0003,000020192020202120222023202420252779 on 5/3/20192779 on 5/9/20192779 on 11/26/20193354 on 2/3/20203354 on 5/23/20203354 on 7/16/20203354 on 1/11/20213958 on 3/25/20213958 on 4/28/20213958 on 8/31/20213958 on 9/8/20213958 on 11/12/20214585 on 1/26/20224585 on 9/12/20224585 on 9/12/20225064 on 3/15/20235064 on 4/10/20235064 on 11/21/20234611 on 3/25/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 274K 1K –
ALPHABET INC CAP STK CL A 446K 2K –
AMAZON COM INC COM 702K 4K –
APPLE INC COM 2M 11K –
BENSON HILL INC COMMON STOCK 2K 13K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 774K 2K –
BROADCOM INC COM 262K 163 –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 272K 8K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 221K 9K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 597K 27K –
COSTCO WHSL CORP NEW COM 439K 517 –
DBX ETF TR XTRACK MSCI EAFE 1M 30K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 430K 7K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 334K 10K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 241K 6K –
ELI LILLY & CO COM 212K 234 –
EXXON MOBIL CORP COM 974K 8K –
FLEXSHARES TR MORNSTAR UPSTR 527K 13K –
HOME DEPOT INC COM 696K 2K –
INVESCO EXCH TRADED FD TR II SR LN ETF 825K 39K –
ISHARES GOLD TR ISHARES NEW 265K 6K –
ISHARES INC MSCI EMRG CHN 901K 15K –
ISHARES TR CORE S&P TTL STK 7M 59K –
ISHARES TR CORE S&P500 ETF 3M 6K –
ISHARES TR CORE US AGGBD ET 2M 22K –
ISHARES TR MSCI EMG MKT ETF 213K 5K –
ISHARES TR S&P 500 GRWT ETF 303K 3K –
ISHARES TR 7-10 YR TRSY BD 170M 2M –
ISHARES TR 1 3 YR TREAS BD 2M 28K –
ISHARES TR MSCI EAFE ETF 243K 3K –
ISHARES TR CORE S&P MCP ETF 780K 13K –
ISHARES TR RUSSELL 2000 ETF 226K 1K –
ISHARES TR RUSSELL 3000 ETF 3M 10K –
ISHARES TR SHRT NAT MUN ETF 660K 6K –
ISHARES TR EAFE SML CP ETF 1M 19K –
ISHARES TR NATIONAL MUN ETF 7M 69K –
ISHARES TR MSCI KLD400 SOC 3M 25K –
ISHARES TR 3 7 YR TREAS BD 10M 83K –
ISHARES TR SHORT TREAS BD 513K 5K –
ISHARES TR EAFE VALUE ETF 384K 7K –
ISHARES TR 0-5 YR TIPS ETF 72M 723K –
ISHARES TR CORE MSCI TOTAL 5M 69K –
ISHARES TR EXPONENTIAL TECH 776K 13K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 19K –
KRANESHARES TRUST KFA MOUNT LUCAS 835K 29K –
META PLATFORMS INC CL A 422K 837 –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 1M 10K –
PACER FDS TR US CASH COWS 100 299K 5K –
PROCTER AND GAMBLE CO COM 201K 1K –
RBB FD INC US TREAS 7 YR NT 386K 8K –
RBB FD INC US TREASR 10 YR 18M 412K –
SCHWAB STRATEGIC TR US BRD MKT ETF 609K 10K –
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 31K –
SCHWAB STRATEGIC TR US MID-CAP ETF 382K 5K –
SCHWAB STRATEGIC TR US SML CAP ETF 339K 7K –
SCHWAB STRATEGIC TR INTL EQTY ETF 512K 13K –
SCHWAB STRATEGIC TR US REIT ETF 204K 10K –
SCHWAB STRATEGIC TR US TIPS ETF 9M 177K –
SPDR DOW JONES INDL AVERAGE UT SER 1 297K 759 –
SPDR SER TR PORTFLI TIPS ETF 1M 47K –
SPDR SER TR PORTFOLIO S&P400 871K 17K –
SPDR SER TR PORTFOLIO S&P500 5M 72K –
SPDR SER TR BLOOMBERG INVT 15M 487K –
SPDR SER TR BLOOMBERG 1-3 MO 714K 8K –
SPDR SER TR NUVEEN BLMBRG MU 9M 191K –
SPDR SER TR NUVEEN BLMBRG SH 2M 36K –
SPDR SER TR PORTFOLIO S&P600 2M 40K –
SPROTT PHYSICAL SILVER TR TR UNIT 38M 4M –
TESLA INC COM 332K 2K –
UNITEDHEALTH GROUP INC COM 252K 494 –
VANGUARD INDEX FDS S&P 500 ETF SHS 629K 1K –
VANGUARD INDEX FDS REAL ESTATE ETF 883K 11K –
VANGUARD INDEX FDS LARGE CAP ETF 262K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 385M 1M –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 63M 1M –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 2M 37K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 272K 4K –
VANGUARD STAR FDS VG TL INTL STK F 1M 18K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 25K –
VANGUARD WORLD FD ESG INTL STK ETF 512K 9K –
VANGUARD WORLD FD MEGA CAP VAL ETF 915K 8K –
WISDOMTREE TR ITL HIGH DIV FD 213K 6K –
WISDOMTREE TR FLOATNG RAT TREA 74M 1M –