BESSEMER INVESTMENT MANAGEMENT LLC
Adviser information for BESSEMER INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 65 |
|---|---|
| Investment Advisory/Research | 42 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $41.9B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $41.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 9 | $41.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
1271 AVENUE OF THE AMERICAS46TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 212-708-9100, Fax: 732-791-4616
Chief Compliance Officer
RITU GUPTA
CHIEF COMPLIANCE OFFICER
1271 AVENUE OF THE AMERICAS
42ND FLOOR
NEW YORK
NY
United States
Tel:
(212) 651-1011
Fax:
732-791-4616
G*****@***********M
(Full email address available in API data)
Regulatory Contact
ANTHONY CALASCIONE
INVESTMENT COMPLIANCE MANAGER
1271 AVENUE OF THE AMERICAS
42ND FLOOR
NEW YORK
NY
United States
Tel:
(212) 603-3290
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| BESSEMER INVESTOR SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BESSEMER TRUST COMPANY | Banking or thrift institution |
| BESSEMER TRUST COMPANY (CAYMAN) LIMITED | Banking or thrift institution |
| BESSEMER TRUST COMPANY NATIONAL ASSOCIATION | Banking or thrift institution |
| BESSEMER TRUST COMPANY OF CALIFORNIA, N.A. | Trust company |
| BESSEMER TRUST COMPANY OF DELAWARE, N.A. | Trust company |
| BESSEMER TRUST COMPANY OF FLORIDA | Trust company |
| BESSEMER TRUST COMPANY OF NEVADA, NATIONAL ASSOCIATION | Trust company |
| THE BESSEMER GROUP, INCORPORATED | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE BESSEMER GROUP, INCORPORATED | Domestic Entity | BESSEMER TRUST COMPANY, NA | SHAREHOLDER | 09/1981 | > 75% |
| BESSEMER TRUST COMPANY, NA | Domestic Entity | – | MEMBER | 03/2001 | > 75% |
| STERN, MARC, DAVID | Individual | – | DIRECTOR | 10/2012 | < 5% |
| GARCIA, YVETTE, MARIE | Individual | – | SECRETARY/MANAGING DIRECTOR/DIRECTOR | 01/2019 | < 5% |
| MACDONALD, HOLLY, HUFFMAN | Individual | – | PRESIDENT | 12/2019 | < 5% |
| GUPTA, RITU | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| HEILBORN, ALLISON, DIANA | Individual | – | MANAGING DIRECTOR/TREASURER/DIRECTOR | 01/2022 | < 5% |