TACTICAL GLOBAL MANAGEMENT LIMITED
Adviser information for TACTICAL GLOBAL MANAGEMENT LIMITED last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $9.2B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $9.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $2.7B |
| Pension and profit sharing plans | <5 | $4.1B |
| Charitable organizations | <5 | $91.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $2.3B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-60209 |
|---|---|
| SEC ERA File Number | 801-60209 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112061 |
| Legal Entity Identifier | 549300I33ZOU2UYV7451 |
Principal Office
LEVEL 4 WATERFRONT PLACE1 EAGLE STREET
BRISBANE
Australia
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: +61 7 3239 2777, Fax: +61 7 3239 2700
Chief Compliance Officer
MICHAEL MASSINGHAM
CHIEF FINANCIAL OFFICER
LEVEL 4 WATERFRONT PLACE
1 EAGLE STREET
BRISBANE
Australia
Tel:
+61732392729
Fax:
+61732392700
M*****************@*********M
(Full email address available in API data)
Regulatory Contact
CHARLOTTE O'HALLORAN
DIRECTOR COMPLIANCE & OPERATIONS
LEVEL 4 WATERFRONT PLACE
1 EAGLE STREET
BRISBANE
Australia
Tel:
+61732392706
Fax:
+61732392700
C******************@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TGM TEAM PTY LTD ATF TGM TEAM TRUST | Foreign Entity | – | BENEFICIAL OWNER | 07/2000 | > 75% |
| HIGGS, PETER, JOHN | Individual | – | CHAIRMAN | 07/2000 | < 5% |
| HIGGS, PETER, JOHN | Individual | TGM TEAM PTY LTD ATF TGM TEAM TRUST | BENEFICIAL OWNER | 01/2004 | 50-75% |
| GOODE, STEPHEN, PATRICK | Individual | – | DIRECTOR | 12/2006 | < 5% |
| GOODE, STEPHEN, PATRICK | Individual | TGM TEAM PTY LTD ATF TGM TEAM TRUST | BENEFICIAL OWNER | 01/2004 | 25-50% |
| ADAMS, TRACY | Individual | – | DIRECTOR | 03/2017 | < 5% |
| IAM FUNDS PTY LTD | Foreign Entity | – | BENEFICIAL OWNER | 10/2021 | 25-50% |
| Lechte, Jon | Individual | – | DIRECTOR | 10/2021 | < 5% |
| MASSINGHAM, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |