QUAD CITY INVESTMENT CENTER
QUAD CITY INVESTMENT ADVISORS, LLC Legal Name
Adviser information for QUAD CITY INVESTMENT CENTER last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 738 | $245.2M |
| Non-Discretionary | 0 | $0 |
| Total | 738 | $245.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 295 | $61.4M |
| HNW Individuals | 182 | $156.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | 18 | $13.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $11.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 195.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| QUAD CITY INVESTMENT ADVISER WRAP PROGRAM | QUAD CITY INVESTMENT CENTER |
Identifiers
| SEC RIA File Number | 801-60227 |
|---|---|
| SEC ERA File Number | 801-60227 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112187 |
| Legal Entity Identifier | None |
Principal Office
3551 7TH STREETMOLINE
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 309-743-7793, Fax: None
Chief Compliance Officer
JASON L. GRINDLE
3551 7TH STREET
MOLINE
IL
United States
Tel:
309-743-7793
J*******@*******M
(Full email address available in API data)
Regulatory Contact
TYLER EDWARDS
VICE PRESIDENT - INVESTMENT CENTER
5405 UTICA RIDGE ROAD
SUITE 100
DAVENPORT
IA
United States
Tel:
563-468-4406
Fax:
563-441-0106
T*******@*******M
(Full email address available in API data)
Industry Affiliates
| QUAD CITY BANK & TRUST | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QCR HOLDINGS, INC. | Domestic Entity | QUAD CITY BANK & TRUST COMPANY | PARENT COMPANY/SHAREHOLDER | 02/2008 | > 75% |
| QUAD CITY BANK & TRUST COMPANY | Domestic Entity | – | MEMBER | 02/2008 | > 75% |
| Anderson, John, H. | Individual | – | MANAGER | 11/2021 | < 5% |
| GRINDLE, JASON, LOWELL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |