NED DAVIS RESEARCH, INC.
Adviser information for NED DAVIS RESEARCH, INC. last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 71 |
|---|---|
| Investment Advisory/Research | 60 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $202,484 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $202,484 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 18 | $0 |
| HNW Individuals | 34 | $0 |
| Banking or thrift institutions | 88 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 25 | $0 |
| Charitable organizations | 10 | $0 |
| State or municipal gov entities | 17 | $0 |
| Other investment advisers | 669 | $0 |
| Insurance companies | 24 | $0 |
| Sovereign wealth funds and foreign official institutions | 8 | $0 |
| Corporations or other businesses | 153 | $0 |
| Other | 1 | $202,484 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1046 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Pension consulting servicesPublication of periodicals or newslettersSecurity ratings or pricing servicesMarket timing servicesEducational seminars/workshopsISSUES CHARTS, GRAPHS, ETC & CUSTOMIZED RESEARCH, MODEL PORTFOLIO SERVICES |
|---|---|
| Compensation | Hourly chargesSubscription feesFixed feesNDR RECEIVES BPS ON OTHER IA'S AUM USING NDR MODELS |
Identifiers
| SEC RIA File Number | 801-60241 |
|---|---|
| SEC ERA File Number | 801-60241 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112260 |
| Legal Entity Identifier | None |
Principal Office
3665 BEE RIDGE ROADSUITE 306
SARASOTA
FL
United States
Monday - Friday, 8:30A.M. TO 5:00P.M.
Tel: 941-412-2300, Fax: None
Chief Compliance Officer
JAMES MCQUEENEY
DIRECTOR MARKET DATA & PRODUCTION
3665 BEE RIDGE ROAD
SUITE 306
SARASOTA
FL
United States
Tel:
941-412-2300
C*********@******M
(Full email address available in API data)
Regulatory Contact
AMY SANDERS
COMPLIANCE OFFICER
3665 BEE RIDGE ROAD
SUITE 306
SARASOTA
FL
United States
Tel:
941-412-2300
C*********@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DELINIAN LTD. | Foreign Entity | DELINIAN HOLDINGS LIMITED | SHAREHOLDER-COMMON STOCK | 11/2022 | > 75% |
| EUROMONEY LIMITED | Foreign Entity | DELINIAN HOLDINGS US LLC | SHAREHOLDER | 05/2023 | > 75% |
| MCQUEENEY, JAMES, ALLAN | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | 03/2020 | < 5% |
| JAKUBOWICZ, PAUL, MICHAEL | Individual | – | DIRECTOR AND CHIEF EXECUTIVE OFFICER | 12/2021 | < 5% |
| DELINIAN HOLDINGS LIMITED | Foreign Entity | EUROMONEY LIMITED | SHAREHOLDER | 11/2022 | > 75% |
| BECKETTS BIDCO LIMITED | Foreign Entity | DELINIAN LTD. | SHAREHOLDER | 11/2022 | > 75% |
| MAGGOTTS MIDCO LIMITED | Foreign Entity | BECKETTS BIDCO LIMITED | SHAREHOLDER | 11/2022 | > 75% |
| HANGAR HOLDCO LIMITED | Foreign Entity | MAGGOTTS MIDCO LIMITED | SHAREHOLDER | 11/2022 | > 75% |
| COLOZZA, CHRISTOPHER, CARMINE | Individual | – | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | 01/2022 | < 5% |
| DELINIAN HOLDINGS US LLC | Domestic Entity | – | SHAREHOLDER | 05/2023 | > 75% |
| EPIRIS FUND III CO-INVESTMENT (A) LP | Foreign Entity | HANGAR HOLDCO LIMITED | SHAREHOLDER | 06/2023 | 25-50% |
| EPIRIS FUND III (B) LP | Foreign Entity | HANGAR HOLDCO LIMITED | SHAREHOLDER | 06/2023 | 25-50% |
| EPIRIS CO-INVEST GP III LIMITED | Foreign Entity | EPIRIS FUND III CO-INVESTMENT (A) LP | GENERAL PARTNER | 06/2023 | |
| EPIRIS GP III LIMITED | Foreign Entity | EPIRIS FUND III (B) LP | GENERAL PARTNER | 06/2023 | |
| HEROLD, JEFFREY, ROBERT | Individual | – | BOARD DIRECTOR AND DIRECTOR FINANCIAL PLANNING & ANALYSIS | 12/2023 | < 5% |