BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT

BROWN BROTHERS HARRIMAN & CO. Legal Name

Adviser information for BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Other (specify)
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	74
Investment Advisory/Research	44
Registered Broker-Dealer Representatives	10
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	16	$20.6B
Non-Discretionary	0	$0
Total	16	$20.6B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	13	$19.5B
Business development companies	0	$0
Pooled investment vehicles	3	$1.2B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	19

Services

Advisory Services	Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation	% of AUM
Other Business Activities	Commodity pool operator or commodity trading advisorBank

Identifiers

SEC RIA File Number	801-60256
SEC ERA File Number	801-60256
SEC CIK Numbers	14661
SEC CRD Numbers	111231
Legal Entity Identifier	5493006KMX1VFTPYPW14

Principal Office

BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPT
140 BROADWAY
NEW YORK
NY
United States

Monday - Friday, 9AM TO 5PM

Tel: 212-483-1818, Fax: None

Chief Compliance Officer

PAUL GALLAGHER

CHIEF COMPLIANCE OFFICER

140 BROADWAY

NEW YORK

United States

Tel: 212-493-8981

Fax: 212-493-7848

P*************@******M

(Full email address available in API data)

Regulatory Contact

MIRELA NOTE

VICE PRESIDENT

140 BROADWAY

NEW YORK

United States

Tel: (212)-493-4968

Fax: (212)-493-7848

M**********@******M

(Full email address available in API data)

Industry Affiliates

BROWN BROTHERS HARRIMAN & CO.	Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
KLOTZ, RADFORD, WERNER	Individual	–	PARTNER	01/1995	< 5%
SCHOENFELD, JEFFREY, ALAN	Individual	–	PARTNER	01/1996	5-10%
WITMER, RICHARD, HOWELL	Individual	–	PARTNER	01/1988	< 5%
SCHREIBER, CHARLES, H	Individual	–	CHIEF FINANCIAL OFFICER AND CHIEF ADMINISTRATION OFFICER	03/2006	< 5%
BODMAN, TAYLOR, STOCKWELL	Individual	–	PARTNER	01/1999	5-10%
DONAHUE, DOUGLAS, AIDAN	Individual	–	PARTNER	01/1990	< 5%
TUCKER, ANDREW, JAMES FRANCIS	Individual	–	PARTNER	01/1998	< 5%
LIVINGSTON, SUSAN, CLARK	Individual	–	PARTNER	01/1998	< 5%
LYNCH, HAMPTON, SIMPSON	Individual	–	PARTNER	01/1994	< 5%
SULLIVAN, WILLIAM, CARTER	Individual	–	PARTNER	01/2000	< 5%
TYREE, WILLIAM, BROPHY	Individual	–	PARTNER	01/2001	5-10%
WHELAN, WILLIAM, JOSEPH	Individual	–	PARTNER	01/2000	< 5%
IZARD, CHARLES, OWEN	Individual	–	PARTNER	01/2004	< 5%
NAGAHISA, YUKINORI, NMN	Individual	–	PARTNER	01/2004	< 5%
BERK, THOMAS, ERIC	Individual	–	PARTNER	01/2005	5-10%
GEORGE, KATHRYN, CAROLYN	Individual	–	PARTNER	01/2007	< 5%
VELEZ, MAROA, DEL CARMEN	Individual	–	PARTNER	01/2008	< 5%
COOK, GEOFFREY, MACKENZIE	Individual	–	PARTNER	01/2009	5-10%
STONE, KEVIN, W	Individual	–	PARTNER	01/2009	5-10%
PAIRCEIR, SEAN, NMN	Individual	–	PARTNER	01/2010	5-10%
MESKIN, JEFFREY, BRYAN	Individual	–	PARTNER	01/2011	5-10%
REMONDI, CHRISTOPHER, CHARLES	Individual	–	PARTNER	01/2012	< 5%
HOFER, ANDREW, PAUL	Individual	–	TAXABLE FIXED INCOME MANAGER	12/2013	< 5%
STEIER, GREGORY, SCOTT	Individual	–	TAX-EXEMPT FIXED INCOME MANAGER	06/2014	< 5%
CREPIN, JEAN MARC	Individual	–	PARTNER	01/2015	< 5%
GALLAGHER, PAUL, FRANCIS	Individual	–	CHIEF COMPLIANCE OFFICER	10/2015	< 5%
KERR, ANITA, KARKHANIS	Individual	–	CHIEF OPERATING OFFICER	07/2015	< 5%
GREIFENKAMP, DANIEL, JOSEPH	Individual	–	PRESIDENT	01/2016	< 5%
D'ANGELO, VINCENT, G	Individual	–	CHIEF RISK OFFICER	06/2017	< 5%
CLEMONS, GAVIN, SCOTT	Individual	–	PARTNER	01/2019	< 5%
Brenner, Suzanne, Elizabeth	Individual	–	PARTNER	01/2019	< 5%
GORDON, LORRIE, LYNN	Individual	–	PARTNER	01/2019	< 5%
MCDONALD, MICHAEL, JAMES	Individual	–	PARTNER	01/2019	< 5%
CARLOTTI, VALENTINO, DINO	Individual	–	PARTNER	01/2021	< 5%
SONOBE, NORIYASU, NMN	Individual	–	PARTNER	01/2021	< 5%
KALLASH, HOUDA, LEENA	Individual	–	CHIEF LEGAL OFFICER	03/2021	< 5%
HARRIS, TIMOTHY, FENN	Individual	–	EQUITY MANAGER	07/2021	< 5%
DAVIS, THOMAS, JAMES	Individual	–	PARTNER	01/2023	< 5%
Gothard, Christopher, Neil Averill	Individual	–	PARTNER	01/2023	< 5%
REED, JUSTIN, V.	Individual	–	PARTNER	01/2023	< 5%
HILL, SCOTT, R.	Individual	–	EQUITY MANAGER	01/2024	< 5%
BRUNET, CHRISTIAN, MICHAEL	Individual	–	PARTNER	01/2024	< 5%
CAPAY, HILARY, MARTELL	Individual	–	PARTNER	01/2024	< 5%
Foley, Orla, E	Individual	–	PARTNER	01/2024	< 5%
HOHMANN, NEIL, M	Individual	–	PARTNER	01/2024	< 5%
HYDER, WILLIAM, HAMPTON	Individual	–	PARTNER	01/2024	< 5%
LANGER, BRADLEY, M	Individual	–	PARTNER	01/2024	< 5%
BBH PRINCIPALS LP	Domestic Entity	–	PARTNER	05/2023	< 5%
KUNZ, PAUL, EDMUND	Individual	–	TAXABLE FIXED INCOME MANAGER	02/2019	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed August 9th, 2024 for period ending March 31st, 2024

Name	Class	Value $USD	# Shares	Private Fund
Westrock Coffee Co	Common Stock	19M	2M	–