TRIBUTARY CAPITAL MANAGEMENT, LLC
Adviser information for TRIBUTARY CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 813 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 813 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $1.8M |
| HNW Individuals | 191 | $97.2M |
| Banking or thrift institutions | <5 | $515.2M |
| Investment companies | 1 | $1.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $21.4M |
| Charitable organizations | 9 | $83.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $121.3M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $37.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 108.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| J.P. MORGAN PORTFOLIO MANAGER PROGRAM | J.P. MORGAN SECURITIES, LLC - PORTFOLIO MANAGER PROGRAM |
| UBS ACCESS AND STRATEGIC WEALTH PORTFOLIO PROGRAMS | UBS FINANCIAL SERVICES |
| LOCKWOOD UNIFIED MANAGED ACCOUNT PROGRAM AND SEPARATELY MANAGED ACCOUNT PROGRAM | LOCKWOOD ADVISERS, INC. |
| J.P. MORGAN SECURITIES STRATEGIC INVESTMENT SERVICES | J.P. MORGAN SECURITIES LLC - BROKERAGE SMA |
Principal Office
1620 DODGE STREETSTOP 3399
OMAHA
NE
United States
Monday - Friday, 8AM-5PM
Tel: 877-458-0021, Fax: 402-938-5608
Chief Compliance Officer
RITA THOLT
CHIEF COMPLIANCE OFFICER
1620 DODGE STREET
OMAHA
NE
United States
Tel:
614-309-9078
R*********@************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH NELSON
CODE COMPLIANCE OFFICER
1620 DODGE ST
STOP 3399
OMAHA
NE
United States
Tel:
402-602-3571
Fax:
402-938-5608
E******@*******************M
(Full email address available in API data)
Industry Affiliates
| FIRST NATIONAL ADVISERS, LLC | Other investment adviser, including financial planners |
| FIRST NATIONAL BANK OF OMAHA | Banking or thrift institution |
| FNN TRUST COMPANY, LLC | Trust company |
| NORTHLAND ASSET MANAGEMENT | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIRST NATIONAL BANK OF OMAHA | Domestic Entity | – | MEMBER | 05/2010 | > 75% |
| FIRST NATIONAL OF NEBRASKA, INC. | Domestic Entity | FIRST NATIONAL OF OMAHA | SHAREHOLDER - COMMON | 05/2010 | > 75% |
| WYNEGAR, MARK, ALAN | Individual | – | PRESIDENT | 09/2016 | < 5% |
| THOLT, RITA, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| US BANCORP DEL DEP SHS REPSTG | PFD | 344K | 400 | – |
| 3M CO | COM | 25K | 240 | – |
| ABBOTT LABORATORIES COM | COM | 737K | 7K | – |
| ACCENTURE PLC CLASS A ORDINARY | COM | 6K | 19 | – |
| ACUSHNET HLDGS CORP | COM | 17M | 266K | – |
| ADDUS HOMECARE CORP COM | COM | 24M | 208K | – |
| ADOBE SYSTEMS INC (DE) | COM | 797K | 1K | – |
| ADVANCED ENERGY INDS INC COM | COM | 20M | 188K | – |
| AGREE REALTY CORP | COM | 20M | 316K | – |
| AIR PRODS & CHEMS INC | COM | 4K | 17 | – |
| ALAMO GROUP INC | COM | 16M | 92K | – |
| ALPHABET INC CAP STK CL A | COM | 36K | 200 | – |
| ALPHABET INC CAP STK CL C | COM | 2M | 13K | – |
| AMAZON.COM INC COM | COM | 2M | 11K | – |
| AMBARELLA INC | COM | 15M | 286K | – |
| AMERICAN TOWER CORP CL A | COM | 386K | 2K | – |
| AMERICAN WOODMARK CORP | COM | 11M | 141K | – |
| AMERICAN WTR WKS CO INC | COM | 293K | 2K | – |
| AMETEK INC NEW COM | COM | 696K | 4K | – |
| AMGEN INC COM | COM | 645K | 2K | – |
| AMN HEALTHCARE SERVICES INC | COM | 14M | 267K | – |
| AMPHENOL CORP CL A | COM | 721K | 11K | – |
| APPLE INC | COM | 4M | 18K | – |
| ATLANTIC UNION BANKSHARES CO | COM | 20M | 602K | – |
| ATMOS ENERGY CORP COM | COM | 260K | 2K | – |
| AUTOMATIC DATA PROCESSING INC | COM | 48K | 200 | – |
| AVANOS MED INC | COM | 15M | 743K | – |
| BALCHEM CORP | COM | 21M | 135K | – |
| BALDWIN INSURANCE GROUP INC | COM | 17M | 475K | – |
| BECTON DICKINSON & CO COM | COM | 43K | 185 | – |
| BENCHMARK ELECTRS INC | COM | 25M | 646K | – |
| BERKSHIRE HATHAWAY INC DEL CL | COM | 61K | 149 | – |
| BERRY PLASTICS GROUP INC COM | COM | 250K | 4K | – |
| BLACKBAUD INC COM | COM | 22M | 291K | – |
| BLACKROCK INC | COM | 11K | 14 | – |
| BOOKING HOLDINGS INC | COM | 495K | 125 | – |
| BOOT BARN HOLDINGS INC | COM | 28M | 219K | – |
| BROADRIDGE FINL SOLUTIONS INC | COM | 683K | 3K | – |
| BROWN & BROWN INC | COM | 1M | 12K | – |
| BURLINGTON STORES INC | COM | 1M | 5K | – |
| CACI INTL INC | COM | 982K | 2K | – |
| CARETRUST REIT INC | COM | 11M | 443K | – |
| CARLISLE COS INC | COM | 912K | 2K | – |
| CASEY'S GENERAL STORES INC | COM | 873K | 2K | – |
| CASS INFORMATION SYSTEMS INC | COM | 12M | 303K | – |
| CDW CORP | COM | 546K | 2K | – |
| CHESAPEAKE UTILITIES CORP | COM | 14M | 134K | – |
| CHEVRON CORP | COM | 77K | 490 | – |
| CHUBB LIMITED | COM | 564K | 2K | – |
| CHURCH & DWIGHT CO INC | COM | 463K | 4K | – |
| CINTAS CORP COM | COM | 735K | 1K | – |
| CISCO SYS INC | COM | 52K | 1K | – |
| CME GROUP INC COM | COM | 518K | 3K | – |
| CNX RES CORP COM | COM | 22M | 902K | – |
| COHU INC | COM | 12M | 356K | – |
| COMCAST CORP CL A | COM | 137K | 3K | – |
| CONOCOPHILLIPS COM | COM | 7K | 65 | – |
| CONSTELLATION BRANDS INC CL A | COM | 354K | 1K | – |
| COSTCO WHSL CORP NEW COM | COM | 778K | 915 | – |
| CSW INDUSTRIALS INC | COM | 25M | 96K | – |
| CSX CORP COM | COM | 769K | 23K | – |
| CTS CORP | COM | 16M | 308K | – |
| CULLEN FROST BANKERS INC | COM | 591K | 6K | – |
| DIAMONDBACK ENERGY INC COM | COM | 378K | 2K | – |
| DIODES INC | COM | 19M | 266K | – |
| DISNEY WALT CO COM | COM | 47K | 476 | – |
| DOLLAR GENERAL CORP | COM | 4K | 34 | – |
| DORMAN PRODUCTS INC | COM | 19M | 206K | – |
| DUKE ENERGY HLDG CORP COM | COM | 5K | 50 | – |
| EATON CORP COM | COM | 8K | 25 | – |
| ECOLAB INC COM | COM | 9K | 39 | – |
| EDWARDS LIFESCIENCES CORP COM | COM | 606K | 7K | – |
| EMBECTA CORP | COM | 250 | 20 | – |
| EMERSON ELEC CO COM | COM | 34K | 310 | – |
| ENERSYS | COM | 20M | 191K | – |
| ENOVIS CORP | COM | 18M | 409K | – |
| ENPRO INC | COM | 27M | 184K | – |
| ENTEGRIS INC COM | COM | 511K | 4K | – |
| EOG RESOURCES INC | COM | 465K | 4K | – |
| EQUITABLE HOLDINGS INC | COM | 429K | 11K | – |
| ESCO TECHNOLOGIES INC COM | COM | 15M | 140K | – |
| EXLSERVICE HOLDINGS INC | COM | 20M | 640K | – |
| EXXON MOBIL CORP | COM | 997K | 9K | – |
| FIRST AMERN FINL CORP COM | COM | 388K | 7K | – |
| FIRST HORIZON SHS | COM | 85 | 540K | – |
| FIRST INDUSTRIAL REALTY TRUST | COM | 384K | 8K | – |
| FISERV INC | COM | 555K | 4K | – |
| FMC CORP | COM | 131K | 2K | – |
| FORTUNE BRANDS INNOVATIONS INC | COM | 438K | 7K | – |
| FRANKLIN ELEC INC | COM | 22M | 226K | – |
| GENTEX CORP COM | COM | 908K | 27K | – |
| GOLDMAN SACHS GROUP INC COM | COM | 36K | 80 | – |
| GRAY TELEVISION INC | COM | 7M | 1M | – |
| HOME DEPOT INC COM | COM | 733K | 2K | – |
| HUMANA INC COM | COM | 196K | 525 | – |
| ICF INTERNATIONAL INC | COM | 28M | 192K | – |
| ICON PLC SHS | COM | 567K | 2K | – |
| IDACORP INC | COM | 19M | 199K | – |
| INTEGER HOLDINGS CORP | COM | 33M | 286K | – |
| INTEL CORP | COM | 19K | 600 | – |
| JAZZ PHARMACEUTICALS PLC | COM | 453K | 4K | – |
| JOHNSON & JOHNSON COM | COM | 8K | 55 | – |
| JONES LANG LASALLE INC | COM | 696K | 3K | – |
| JPMORGAN CHASE & CO | COM | 1M | 6K | – |
| KAISER ALUMINUM CORP | COM | 24M | 272K | – |
| KFORCE INC | COM | 19M | 307K | – |
| KORN FERRY COMMON STOCK | COM | 24M | 356K | – |
| LAMAR ADVERTISING CO | COM | 782K | 7K | – |
| LAMB WESTON HLDGS INC | COM | 529K | 6K | – |
| LANCASTER COLONY CORP | COM | 506K | 3K | – |
| LANTHEUS HOLDINGS INC | COM | 341K | 4K | – |
| LEIDOS HOLDINGS INC | COM | 72K | 492 | – |
| LGI HOMES INC | COM | 17M | 187K | – |
| LILLY ELI & CO COM | COM | 1M | 1K | – |
| LINDE PLC | COM | 645K | 1K | – |
| LITTELFUSE INC | COM | 993K | 4K | – |
| LOCKHEED MARTIN CORP COM | COM | 5K | 11 | – |
| LOWES COS INC COM | COM | 6K | 26 | – |
| MANHATTAN ASSOCIATES INC | COM | 493K | 2K | – |
| MARATHON OIL CORP COM | COM | 720K | 25K | – |
| MARCUS & MILLICHAP INC | COM | 21M | 657K | – |
| MARKEL CORP | COM | 884K | 561 | – |
| MASTEC INC | COM | 821K | 8K | – |
| MASTERCARD INC CL A | COM | 799K | 2K | – |
| MEDTRONIC INC | COM | 30K | 376 | – |
| MERCANTILE BANK CORP | COM | 10M | 248K | – |
| MERCK & CO INC NEW COM | COM | 8K | 65 | – |
| META PLATFORM, INC | COM | 1M | 2K | – |
| MICROCHIP TECHNOLOGY INC COM | COM | 601K | 7K | – |
| MICROSOFT CORP | COM | 4M | 9K | – |
| MIDDLESEX WATER CO | COM | 3K | 50 | – |
| MKS INSTRUMENTS INC COM | COM | 680K | 5K | – |
| MOELIS & CO | COM | 25M | 437K | – |
| MOLINA HEALTHCARE INC | COM | 700K | 2K | – |
| MONARCH CASINO & RESORT INC | COM | 19M | 276K | – |
| MONDELEZ INTL INC CL A | COM | 5K | 78 | – |
| MOODYS CORP COM | COM | 436K | 1K | – |
| MORGAN STANLEY COM NEW | COM | 586K | 6K | – |
| NAPCO SECURITY SYSTEMS INC | COM | 658K | 13K | – |
| NEXSTAR MEDIA GROUP INC | COM | 484K | 3K | – |
| NEXTERA ENERGY INC COM | COM | 458K | 6K | – |
| NIKE INC CL B | COM | 362K | 5K | – |
| NORTHERN OIL & GAS INC COMMON | COM | 20M | 549K | – |
| NORTHERN TR CORP COM | COM | 46K | 547 | – |
| NV5 GLOBAL INC | COM | 18M | 192K | – |
| NVIDIA CORP COM | COM | 4M | 30K | – |
| O'REILLY AUTOMOTIVE INC NEW CO | COM | 359K | 340 | – |
| OLLIE'S BARGAIN OUTLET HLDGS | COM | 28M | 281K | – |
| OMNICELL INC | COM | 9M | 315K | – |
| ONTO INNOVATION INC | COM | 669K | 3K | – |
| ORIGIN BANCORP INC | COM | 13M | 398K | – |
| OSHKOSH CORP COM | COM | 491K | 5K | – |
| PACIRA BIOSCIENCES INC | COM | 7M | 251K | – |
| PATRICK INDS INC | COM | 22M | 206K | – |
| PAYCHEX INC COM | COM | 5K | 44 | – |
| PAYCOM SOFTWARE INC | COM | 174K | 1K | – |
| PEPSICO INC | COM | 84K | 510 | – |
| PERMIAN RESOURCES CORP | COM | 10K | 607 | – |
| PERSHING SQUARE TONTINE HLDGS | COM | 0 | 610 | – |
| PETIQ INC | COM | 11M | 517K | – |
| PHILLIPS 66 | COM | 388K | 3K | – |
| POOL CORP | COM | 343K | 1K | – |
| POWER INTEGRATIONS INC | COM | 20M | 287K | – |
| PROCTER & GAMBLE CO | COM | 92K | 555 | – |
| PTC INC | COM | 895K | 5K | – |
| PURECYCLE TECH INC | COM | 313K | 53K | – |
| QUALCOMM INC | COM | 915K | 5K | – |
| QUALYS INC | COM | 502K | 4K | – |
| QUANTA SVCS INC COM | COM | 484K | 2K | – |
| REALTY INCOME CORP COM | COM | 4K | 82 | – |
| REVVITY INC | COM | 869K | 8K | – |
| ROBERT HALF INTERNATIONAL INC | COM | 588K | 9K | – |
| ROYAL CARIBBEAN CRUISES LTD | COM | 395K | 2K | – |
| RPM INTL INC COM | COM | 742K | 7K | – |
| RTX CORP | COM | 918K | 9K | – |
| SCHWAB CHARLES CORP NEW COM | COM | 32K | 431 | – |
| SEACOAST BKG CORP FLA | COM | 12M | 521K | – |
| SELECTIVE INS GROUP INC | COM | 26M | 280K | – |
| SIMULATIONS PLUS INC | COM | 10M | 210K | – |
| SM ENERGY CO | COM | 25M | 569K | – |
| SOLVENTUM CORP COM SHS | COM | 3K | 60 | – |
| SOUTHSTATE CORP | COM | 21M | 275K | – |
| SPS COMMERCE INC | COM | 15M | 82K | – |
| STARBUCKS CORP COM | COM | 4K | 52 | – |
| STATE STR CORP COM | COM | 6K | 80 | – |
| STEWART INFORMATION SERVICES C | COM | 21M | 331K | – |
| STIFEL FINL CORP | COM | 1M | 12K | – |
| SUN CMNTYS INC COM | COM | 275K | 2K | – |
| SUNSTONE HOTEL INVS INC NEW CO | COM | 14M | 1M | – |
| SUPERNUS PHARMACEUTICALS INC C | COM | 9M | 345K | – |
| SYNCHRONY FINL COM | COM | 326K | 7K | – |
| TARGET CORP COM | COM | 92K | 622 | – |
| TETRA TECH INC NEW | COM | 1M | 5K | – |
| TEXAS INSTRUMENTS INC | COM | 6K | 32 | – |
| THERMO FISHER CORP COM | COM | 752K | 1K | – |
| TIMKEN CO COM | COM | 580K | 7K | – |
| TJX COS INC NEW COM | COM | 9K | 84 | – |
| TRACTOR SUPPLY CO COM | COM | 1M | 4K | – |
| TRAVELERS COS INC | COM | 36K | 179 | – |
| UMB FINANCIAL CORP | COM | 17M | 198K | – |
| UNION PAC CORP COM | COM | 28K | 123 | – |
| UNITED PARCEL SVC INC CL B | COM | 5K | 38 | – |
| UNITED THERAPEUTICS CORP DEL C | COM | 255K | 800 | – |
| UNITEDHEALTH GROUP INC COM | COM | 5K | 9 | – |
| UPBOUND GROUP INC | COM | 321K | 10K | – |
| US BANCORP DEL | COM | 5K | 137 | – |
| VERIZON COMMUNICATIONS INC COM | COM | 489K | 12K | – |
| VIAVI SOLUTIONS INC | COM | 9M | 1M | – |
| WAL MART STORES INC COM | COM | 774K | 11K | – |
| WASTE MANAGEMENT INC COM | COM | 626K | 3K | – |
| WELLS FARGO & CO NEW COM | COM | 671K | 11K | – |
| WYNDHAM HOTELS & RESORTS INC C | COM | 517K | 7K | – |
| XCEL ENERGY INC | COM | 5K | 99 | – |
| ZOETIS INC CL A | COM | 520K | 3K | – |