J.P. KING ADVISORS, INC.
Adviser information for J.P. KING ADVISORS, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,377 | $654.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1,377 | $654.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 259 | $260.4M |
| HNW Individuals | 170 | $390.7M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.1M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 433 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-60296 |
|---|---|
| SEC ERA File Number | 801-60296 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112109 |
| Legal Entity Identifier | None |
Principal Office
1600 SOUTH MAIN STREETSUITE 275
WALNUT CREEK
CA
United States
Monday - Friday, 8:30 A.M.- 5:00 P.M.
Tel: 925-935-1555, Fax: 925-944-3517
Websites
Chief Compliance Officer
JUSTIN W. DODSON
PRINCIPAL, CCO, AND COO
1600 SOUTH MAIN STREET
SUITE 275
WALNUT CREEK
CA
United States
Tel:
925-935-1555
Fax:
925-944-3517
J*****@*****************M
(Full email address available in API data)
Regulatory Contact
SCOTT N. HORTION, CFP
PRESIDENT, CEO
1600 SOUTH MAIN STREET, SUITE
SUITE 275
WALNUT CREEK
CA
United States
Tel:
925-935-1555
Fax:
925-944-3517
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HORTON, SCOTT, NICOLAS | Individual | – | PRESIDENT, CEO, AND CIO | 12/2011 | 50-75% |
| DODSON, JUSTIN, WILLIAM | Individual | – | PRINCIPAL, CCO, AND COO | 01/2017 | 25-50% |
| SCHAFER, JESSICA, LEE | Individual | – | PRINCIPAL | 01/2020 | 10-25% |