Hedge Fund Database

QCM CAYMAN, LTD.

Adviser information for QCM CAYMAN, LTD. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Cayman Islands

Employees

Total Number of Employees 142
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 12
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $270.4M
Non-Discretionary 0 $0
Total 1 $270.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $270.4M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services PORTFOLIO MANAGEMENT FOR PARTNERSHIPS
Compensation FUND EXPENSES

Identifiers

SEC RIA File Number 801-60302
SEC ERA File Number 801-60302
SEC CIK Numbers 1166340
SEC CRD Numbers 112149
Legal Entity Identifier 549300DPSJIA710FYT92

Principal Office

3 GREENWAY PLAZA
SUITE 200
HOUSTON
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 713-333-5440, Fax: 713-333-5464

Websites

www.quantlab.com/ www.linkedin.com/company/quantlab-financial/ twitter.com/quantlab

Chief Compliance Officer

JAMES S. ROBERTSON
3 GREENWAY PLAZA
SUITE 200
HOUSTON
TX
United States
Tel: (713) 333-5456
Fax: (713) 333-5464
(Full email address available in API data)

Regulatory Contact

JOHANNAH LADD
GENERAL COUNSEL MARKETS & REGULATORY AFFAIRS
3 GREENWAY PLAZA
SUITE 200
HOUSTON
TX
United States
Tel: (713) 333-3709
(Full email address available in API data)

Industry Affiliates

QUANTLAB BROKERAGE, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
QUANTLAB CAPITAL MANAGEMENT, LLC Other investment adviser, including financial planners
QUANTLAB GROUP GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
QUANTLAB TRADING PARTNERS, L.P. Hedge Fund $270.4M $0.0M 20

Control Persons

Name Type Entity Title Since Ownership
QUANTLAB FINANCIAL, LLC Domestic Entity – OWNER 09/1998 > 75%
QUANTLAB GROUP GP, LLC Domestic Entity QUANTLAB GROUP, LP GENERAL PARTNER 08/2008
MARCO, LP Domestic Entity QUANTLAB GROUP GP, LLC MEMBER 01/2009 > 75%
MARCO GP, LLC Domestic Entity MARCO, LP GENERAL PARTNER 02/2009
QUANTLAB GROUP, LP Domestic Entity QUANTLAB FINANCIAL, LLC MEMBER 12/2015 > 75%
TRIDENT TRUST COMPANY (SOUTH DAKOTA) INC. Domestic Entity GREENWAY TRUST TRUSTEE 03/2021
ROBERTSON, JAMES, SEEAR Individual – CHIEF COMPLIANCE OFFICER 08/2018 < 5%
TRIDENT TRUST COMPANY (SOUTH DAKOTA) INC. Domestic Entity BFO TRUST TRUSTEE 01/2022
VARNER, TRAVIS, FRANK Individual – PORTFOLIO MANAGER 05/2023 < 5%
GREENWAY TRUST Domestic Entity MARCO GP, LLC MEMBER 03/2021 > 75%
GREENWAY TRUST Domestic Entity MARCO, LP LIMITED PARTNER 03/2021 > 75%
CAPITAL TECHNOLOGIES, LLC Domestic Entity MARCO GP, LLC MANAGER 02/2022
CAPITAL TECHNOLOGIES, LLC Domestic Entity BLACK RHINO (GP), LLC MANAGER 09/2020
BFO TRUST Domestic Entity CAPITAL TECHNOLOGIES, LLC MEMBER 03/2021 > 75%
TRIDENT TRUST COMPANY(SOUTH DAKOTA) INC. Domestic Entity CARNIVAL TRUST TRUSTEE 02/2021
BLACK RHINO, LP Domestic Entity QUANTLAB GROUP, LP LIMITED PARTNER 01/2022 25-50%
BLACK RHINO (GP), LLC Domestic Entity BLACK RHINO, LP GENERAL PARTNER 01/2010
CARNIVAL TRUST Domestic Entity BLACK RHINO, LP LIMITED PARTNER 03/2021 > 75%
CARNIVAL TRUST Domestic Entity BLACK RHINO (GP), LLC MEMBER 03/2021 > 75%
BIG BIRD PARTNERS Foreign Entity QUANTLAB GROUP, LP LIMITED PARTNER 01/2022 25-50%
BOSARGE, ANDREW, MARTIN Individual QUANTLAB FINANCIAL, LLC MANAGER 03/2021
RED LEMUR TRUST Foreign Entity BIG BIRD PARTNERS SHAREHOLDER 01/2022 > 75%
WINCHESTER GLOBAL TRUST COMPANY LIMITED Foreign Entity RED LEMUR TRUST TRUSTEE 01/2022
BOSARGE, ANDREW, MARTIN Individual CAPITAL TECHNOLOGIES, LLC MANAGER 06/2022
McVey, Suzanna, Christine Individual CAPITAL TECHNOLOGIES, LLC MANAGER 06/2022
Kostenkova, Ana Individual CAPITAL TECHNOLOGIES, LLC MANAGER 06/2022
BOSARGE, ANDREW, MARTIN Individual QUANTLAB GROUP GP, LLC MANAGER 06/2022
PRESUTTI, TIMOTHY, MICHAEL Individual QUANTLAB GROUP GP, LLC MANAGER 06/2022
TOLLEFSON, DARLA, KAY Individual CAPITAL TECHNOLOGIES, LLC MANAGER 03/2023
RICHARD, SUSAN, HELEN Individual – TREASURER 01/2023 < 5%

No. Employees, Historic

30015002019202020212022202320242025179 on 6/28/2019179 on 3/30/2020179 on 1/27/2021202 on 3/31/2021202 on 5/12/2021183 on 3/30/2022166 on 3/30/2023166 on 5/30/2023142 on 3/26/2024

RAUM, Historic

600M300M02019202020212022202320242025255761753 on 6/28/2019398024849 on 3/30/2020398024849 on 1/27/2021560254014 on 3/31/2021560254014 on 5/12/2021405580208 on 3/30/2022286370889 on 3/30/2023286370889 on 5/30/2023270359642 on 3/26/2024

No. Clients, Historic

105020192020202120222023202420256 on 6/28/20194 on 3/30/20204 on 1/27/20213 on 3/31/20213 on 5/12/20211 on 3/30/20221 on 3/30/20231 on 5/30/20231 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 600K 4K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 257K 4K –
ALIGN TECHNOLOGY INC COM 207K 856 –
ALPHABET INC CAP STK CL C 304K 2K –
ALPHABET INC CAP STK CL A 277K 2K –
AMC ENTMT HLDGS INC CL A NEW 159K 32K –
AUTOZONE INC COM 442K 149 –
CATERPILLAR INC COM 334K 1K –
CROWDSTRIKE HLDGS INC CL A 309K 807 –
CYBERARK SOFTWARE LTD SHS 208K 760 –
DANAHER CORPORATION COM 257K 1K –
EMCOR GROUP INC COM 214K 586 –
FORD MTR CO DEL COM 209K 17K –
FUTU HLDGS LTD SPON ADS CL A 220K 3K –
GARTNER INC COM 247K 549 –
INVESCO QQQ TR UNIT SER 1 293K 611 –
KKR & CO INC COM 259K 2K –
LAM RESEARCH CORP COM 313K 294 –
MULLEN AUTOMOTIVE INC COM NEW 36K 15K –
NEW YORK CMNTY BANCORP INC COM 42K 13K –
PALO ALTO NETWORKS INC COM 405K 1K –
PARAMOUNT GLOBAL CLASS B COM 116K 11K –
PAYPAL HLDGS INC COM 204K 4K –
PERFICIENT INC COM 200K 3K –
POWERSCHOOL HOLDINGS INC COM CL A 276K 12K –
REGENERON PHARMACEUTICALS COM 211K 201 –
SHOPIFY INC CL A 202K 3K –
SPDR S&P 500 ETF TR TR UNIT 402K 738 –
SPIRIT AIRLS INC COM 46K 13K –
UBER TECHNOLOGIES INC COM 424K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 233K 465 –
VERTIV HOLDINGS CO COM CL A 219K 3K –
VISA INC COM CL A 644K 2K –
WALMART INC COM 296K 4K –
WARNER BROS DISCOVERY INC COM SER A 118K 16K –
XPENG INC ADS 91K 12K –