SRM ADVISORS
STRATEGIC RESEARCH & MANAGEMENT CORP. Legal Name
Adviser information for SRM ADVISORS last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 508 | $158.0M |
| Non-Discretionary | 3 | $27,884 |
| Total | 511 | $158.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 165 | $53.8M |
| HNW Individuals | 51 | $101.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $366,269 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60320 |
|---|---|
| SEC ERA File Number | 801-60320 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111010 |
| Legal Entity Identifier | None |
Principal Office
6600 SW 92ND AVENUESUITE 201
PORTLAND
OR
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 503-244-8905, Fax: 503-863-5963
Chief Compliance Officer
JUSTIN CURTISS
PRESIDENT
6600 SW 92ND AVENUE
SUITE 201
PORTLAND
OR
United States
Tel:
503-244-8905
Fax:
503-863-5963
J*****@**************M
(Full email address available in API data)
Regulatory Contact
ANNA CURTISS
VICE PRESIDENT
6600 SW 92ND AVENUE
SUITE 201
PORTLAND
OR
United States
Tel:
503-244-8905
Fax:
503-863-5963
A***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Curtiss, Justin, James | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 01/2023 | > 75% |