LNW
LNW WEALTH MANAGEMENT, LLC Legal Name
Adviser information for LNW last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 96 |
|---|---|
| Investment Advisory/Research | 65 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 38 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,333 | $4.2B |
| Non-Discretionary | 280 | $398.7M |
| Total | 2,613 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 143 | $40.4M |
| HNW Individuals | 425 | $4.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $18.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $89.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-60345 |
|---|---|
| SEC ERA File Number | 801-60345 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113400 |
| Legal Entity Identifier | None |
Principal Office
801 SECOND AVENUE, SUITE 1600SEATTLE
WA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 206-464-5100, Fax: None
Chief Compliance Officer
LAUREN HALLORAN
CCO
580 CALIFORNIA STREET 8TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-399-9159
Fax:
206-464-1896
L********@**************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH C. EMORY
SENIOR COMPLIANCE OFFICER
801 SECOND AVENUE, SUITE 1600
SEATTLE
WA
United States
Tel:
206-464-5263
Fax:
206-464-1896
E*****@**************M
(Full email address available in API data)
Industry Affiliates
| LAIRD NORTON WETHERBY TRUST COMPANY, LLC | Trust company |
| LNW | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LNW TRUST COMPANY OF SOUTH DAKOTA, LLC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LNWM RENEWABLE POWER FUND, LP | Private Equity Fund | $14.1M | $0.3M | 29 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAIRD NORTON COMPANY, LLC | Domestic Entity | LAIRD NORTON ENTERPRISES INC | MEMBER | 12/2021 | 50-75% |
| LAIRD NORTON WETHERBY TRUST COMPANY, LLC | Domestic Entity | – | MEMBER | 01/2004 | > 75% |
| Wigen, Carla, Carmack | Individual | – | CHIEF OPERATING OFFICER | 01/2021 | < 5% |
| BAUER, KRISTEN, POWERS | Individual | – | CEO | 05/2020 | < 5% |
| GEHRMANN, CONRAD, H. | Individual | – | CHIEF FINANCIAL OFFICER | 12/2020 | < 5% |
| Albahary, Ronald, Gerard | Individual | – | CHIEF INVESTMENT OFFICER | 07/2021 | < 5% |
| LNW EQUITY LP | Domestic Entity | LAIRD NORTON WETHERBY TRUST COMPANY, LLC | MEMBER | 12/2021 | 25-50% |
| LAIRD NORTON ENTERPRISES INC | Domestic Entity | LAIRD NORTON WETHERBY TRUST COMPANY, LLC | MEMBER | 12/2021 | 50-75% |
| HALLORAN, LAUREN, EILEEN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| HICKS, TREVOR, JAMES | Individual | – | CHIEF TECHNOLOGY OFFICER | 12/2022 | < 5% |
| JANOWSKY, STEPHEN, TODD | Individual | – | CHIEF OF STAFF & CHIEF TRANSFORMATION OFFICER | 12/2022 | < 5% |
| BADAL, JACLYNE, LI'E | Individual | – | GENERAL COUNSEL | 05/2023 | < 5% |
| LNW EQUITY GP LLC | Domestic Entity | LNW EQUITY LP | MEMBER | 12/2021 | 25-50% |