KBI GLOBAL INVESTORS (NORTH AMERICA) LTD
Adviser information for KBI GLOBAL INVESTORS (NORTH AMERICA) LTD last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ireland |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 31 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $730.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.2B |
| Pension and profit sharing plans | <5 | $656.6M |
| Charitable organizations | <5 | $88.1M |
| State or municipal gov entities | <5 | $51.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $322.7M |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 32 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Registered representative of a broker-dealer |
Principal Office
3RD FLOOR, 2 HARBOURMASTER PLACEIFSC
DUBLIN 1
Ireland
Monday - Friday, 9:00AM - 5:15PM
Tel: +353-1-4384400, Fax: +353-1-4394400
Chief Compliance Officer
MS. DERVAL MURRAY
HEAD OF COMPLIANCE AND RISK
3RD FLOOR, 2 HARBOURMASTER PLACE
IFSC
DUBLIN 1
Ireland
Tel:
+353-1-4384490
Fax:
+353-1-4394490
D************@********M
(Full email address available in API data)
Regulatory Contact
MS. HEATHER RAFFERTY
SENIOR COMPLIANCE MANAGER
3RD FLOOR, 2 HARBOURMASTER PLACE
IFSC
DUBLIN 1
Ireland
Tel:
+353-1-4384493
Fax:
+353-1-4394490
H***************@********M
(Full email address available in API data)
Industry Affiliates
| KBI GLOBAL INVESTORS LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SKELLIG DST WATER FUND | EQUITY | $265.4M | $1.0M | 18 |
| SKELLIG INTEGRIS EMERGING MARKETS FUND | EQUITY | $9.2M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURRAY, DERVAL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2001 | < 5% |
| KBI GLOBAL INVESTORS LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 05/2001 | > 75% |
| BLAKE, JOHN, GEOFFREY | Individual | – | DIRECTOR | 04/2008 | < 5% |
| HAWKSHAW, MICHAEL, SEAN | Individual | – | DIRECTOR & CEO | 09/2003 | < 5% |
| O'HALLORAN, NOEL | Individual | – | CIO | 12/2003 | < 5% |
| SOLAN, GERARD, DUDLEY | Individual | – | CFO & COO | 09/2008 | < 5% |
| AMUNDI ASSET MANAGEMENT | Foreign Entity | KBI GLOBAL INVESTORS LIMITED | SHAREHOLDER | 08/2016 | > 75% |
| AMUNDI | Foreign Entity | AMUNDI ASSET MANAGEMENT | SHAREHOLDER | 11/1978 | > 75% |
| CREDIT AGRICOLE SA | Foreign Entity | AMUNDI | SHAREHOLDER | 11/1978 | 50-75% |
| SAS RUE LA BOETIE | Foreign Entity | CREDIT AGRICOLE SA | SHAREHOLDER | 11/2001 | 50-75% |
| COTTER, WILLIAM, RAYMOND | Individual | – | NON EXECUTIVE DIRECTOR | 06/2018 | < 5% |